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What does NASD stand for?
NASD stands for the National Association of Securities Dealers. It was a self-regulatory organization in the United States that oversaw the activities of broker-dealers and established rules to protect investors. In 2007, NASD merged with the New York Stock Exchange's regulatory arm to form the Financial Industry Regulatory Authority (FINRA).
Does the NASD still exist?
In July of 2007 the National Association of Securities Dealers (the "NASD") and the member regulation, enforcement and arbitration functions of the New York Stock Exchange merged into a new entity established to take over the "self-regulatory" duties formerly performed by these entities. The new entity has been named the "Financial Industry Regulatory Authority" ("FINRA"). While in the past, investors who had disputes with brokerage houses were required to file claims with the NASD or the New York Stock Exchange due to contractual provisions in new accounts documents, in the future these claims will be filed with FINRA. It can be presumed that the rules and regulations in effect the NASD will be carried forward at FINRA as regards investor fraud claims.
What does AS stand for?
It stands for: Associates in Science
What do the initials NYSE stand for?
New York Stock Exchange
ASX stand for what?
ASX stands for Australian Stock Exchange
What kind of licensing is required to be a stock bond broker?
NASD Series 7 license is required to trade stock. Some states also require NASD series 63 and 65 to be investment advisors. A college degree in not mandatory but it helps!
What does ATU stand for in terms of stock exchange?
ATU stands for Actuant Corporation and is the stock price in stock exchange. One can look up the daily stock reports for what the Business is invested in at the Stock Exchange including crop reports and how they have or have not affected fruit sales.
What company does the stock stymbol GE stand?
It stands for General Electric Co. in the Stock market exchange.
What is the stock symbol for buy buy baby?
They are owned by Bed Bath & Beyond [NASD: BBBY]
What does BSE stand for?
BACHAELOR OF SCIENCE IN EDUCATION
Who formed the Blue Ribbon Committee?
The New York Stock Exchange (NYSE) and the National Association of Securities Dealers (NASD) formed the Blue Ribbon Committee.
What is MSE?
MSE stand for the Milan Stock Exchange as well as Microsoft Security Essentials (as well as many other smaller abbreviated words) The stock exchange is just that, a stock exchange and Microsoft Security essentials provides virus and malware protection.
