answersLogoWhite

0

NASD Series 7 license is required to trade stock. Some states also require NASD series 63 and 65 to be investment advisors. A college degree in not mandatory but it helps!

User Avatar

Wiki User

15y ago

What else can I help you with?

Related Questions

Who would you go to to see about a stock bond?

I would go see a stock broker, hopefully recommended by a trusted friend.


What type of training and certification is required to become a licensed stock and bond broker?

All you need to become a licensed stock and bond broker is to pass the requisite exams. The first is the Series 7 exam which is the General Securities Representative test. The second is the Series 66 or 63 Uniform Combined State Law Examinations exam. Which series (66 or 63) to take will depend on the state in which you wish to operate in. Passing these 2 exams will net you the certifications required. As for training, you can either learn on your own, or take college finance and economics courses to help prepare you for the exams.


What is a stock broker?

In the US a stock broker is actually a salesperson who works for a company that buys and sells financial securities in stock and bond markets. Other financial instruments can be options or commodity futures. The job of a stock broker in the US is to give advice to clients that wish to participate in the financial markets. The salesperson makes money by earning a fee from his company with each trade his or her client makes. The term "broker" is misleading in that the actual buying and selling of stocks for example, are done by traders on the floors of various stock markets.


How does one purchase bond funds?

Any stock broker can help you with this. You could also use a local bank that has an investment manager. They could help you as well.


Where do you get bonds?

You can get a bond thru an insurance broker.


How does one become a successful stock trader?

One can become a successful stock trader or broker by completing a college or university program geared to stocks and bond trading with honours and working hard by learning through experience with a successful investment firm.


What is a Preferred financial bond?

a bond that uses stock symbol and sells like stock


How do you go about getting paid for a load of freight you pulled for a broker out of Alton Ill called Integrated Freight Systems MC455270-B owed since 7-29-07?

Brokers are required to post a $10K bond - find out who carries the bond and file a complaint (claim) against the bond.


Why do bond investors have lower required rates of return than do stock investors?

They take less risk, theoretically, so they have lower expectations.


What is the differences between a stock and a bond?

A stock represents partial ownership in a company. A bond represents a loan to a company.


How do you get a surety bond?

The easiest and fastest way is to work with an insurance broker like my self.


What is a piece of ownership in a company called?

stock or share