Any individual or firm that buys and/or sells securities and is registered with the SEC is a broker dealer.
A broker-dealer refers to a firm that trades securities for itself and for other customers. When a trade is completed for the customer they are considered brokers and when it is completed for their own firm they are considered dealers.
A RE broker is a RE broker, regardless which state he-she is in. a licensee of the state, responsible for an office, its agents and for ethically and morally and legally representing his clients, and being fair with customers.
e-broker
A regulated broker is a broker that is listed in one or more of the regulatory bodies. A regulated broker is obligated to obey the restrictions and the limitations that are enforced by the regulatory body.
A sub broker is intemediatery channel of Broker who serves the services of its broker to clients and gets some commission. Sub broker of stock market, commodity market currency ,IPO M.F , Insurance ,real estate etc
The difference between a broker and jobbers is the role that they play in the buying and selling of stocks. A broker is hired by an investor to buy and sell stock for them. A jobber ensures that when the broker wants to buy or sell, that there is someone lined up for the broker to buy or sell from.
How do you get a car dealer and broker license in pa?
It depends on what type of broker dealer you want to be. Try a Google search for it.
If you are the owner of a small business or in a position where you will be making a lot of upcoming transactions a broker dealer could be very helpful.
If you need a broker deal but can't do it yourself you can get yourself an independent broker dealer. You can visit this site for more information on finding one: www.summitbrokerage.com.
ConsumerBase - http://www.consumerbase.com - is a list broker company that can help you compile this list. We offer extensive lists, including those for broker dealer companies.
Yes
In contrast to the broker's role as an agent, a dealer acts as a principal in relations with customers. This is the only difference between commodities brokers and dealers.
BDW can be Broker-Dealer Withdrawal.
Having an online independent broker dealer can be safe if it follows certain qualifications. This includes legitimacy, and most importantly true privacy.
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buys and sell grains from farmers
Yes, you can get a auto broker license online by first getting a Auto Dealer license because you need that to get to the auto broker license. You can take tests then buy auto broker license online.