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What is the difference between section 15d and section 12 of the securities exchange act?
Wiki User
∙ 9y ago
Section 15d states that company's must submit a quarterly report to the SEC. However section 12 states a company that has issued security and debt security doesn't have to report.
Wiki User
∙ 9y ago
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What is the SEC and what year did it start?
SEC stands for the U.S. Securities and Exchange Commission. It began June 6, 1934, with the passing of the Securities Exchange Act of 1934 (SEC is listed in section 4).
Which provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 deal with secondary liability both as a control person and or aider and abettor?
Secondary liability is covered under Section 10(b) of the Securitis Act of 1933 and the Securities Exchange Act of 1934, where it is determined both as a control person and/or an aider and abettor.
Is there a requirement that an audit committee be independent?
Section 301 of the act contains an amendment to Section 10A of the Securities Exchange Act of 1934, which relates to independence of audit committee members.
Difference between cross section and block diagram?
difference between cross section and block daigram
What is form 12J for the Securities and exchange commission?
Perhaps you're referring to Rule 12(j), which allows the SEC to deny, revoke or suspend registration of securities for violations of Section 12, but usually served with Orders to Institute Proceedings.
Difference between section and article?
no ans
What is the difference between a half and full section?
A full section is an entire section. A half section is half of a full section.
What difference between revolved section and removed section?
A revolved section is made by revolving a cross section view 90° about an axis of revolution and superimposing the section view on the orthographic. A removed section is similar except the view is removed to another part of the drawing. : )
What is the difference between NCAVC and the BAU?
The BAU is a section of the NCAVC.
When do you file a SEC Form 10 versus a Form S-1?
A Form 10 is used to register a general class of securities under Section 12(b) or (g) of the Securities Exchange Act of 1934. The Form S-1, on the other hand, is used to register their securities under the Securities Act of 1933, i.e., an IPO. One may think of a Form S-1 as a prospectus that potential investors use to consider investing in the company.
What are the funds out of which a company can purchase it own share?
Section 77A read with Section 77B(2)permits a company to buy its own shares or other securities out of:-(i) its free reserves.(ii) the securities premium account.(iii) the proceeds of any shares or other specified securities.
What is the difference between a cylinder and a cuboid?
A cylinder has a circular cross-section whereas a cuboid has a quadrilateral cross-section.
