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SEC - Securities and Exchange Commission;
FINRA - Financial Industry Regulatory Authority;
The SEC is a government agency, FINRA is not. They both have regulatory powers. FINRA is mainly concerned with the broker-dealer network and the SEC is the enforcement arm of the government which investigates criminal wrongdoing by companies and individuals involved in the securities business.
More detailed information can be found here http://blog.etnasoft.com/2013/01/brokerage-regulations/
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