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Series 63 allows you to sell funds The answer is incorrect above. I obtained a Series 63 License in the state of Tennessee. The Series 63 License is NOT a license to sell FUNDS! It is a license to sell SECURITIES by means of Solicitation!
Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.
It is required to have a license to sell medical devices, and if it is medicine you have to have a USDA approval.
The series 6 license allows the holder to sell mutual funds and fixed annuities.
No, only mutual funds and fixed annuities.
You do not have to be bonded, but registration and licenses are required.
It depends on what you mean. If you have a few guns that own that you want to sell, you can sell them to another individual that is in Tennessee with no license required. If you regularly sell guns, you are supposed to have an FFL.
You can take a test to become an insurance agent and to sell mutual funds in Texas. The main requirements are that you are bondable, you haven't committed a felony and that you have passed your test.
You can sell up to 4 vehicles a year without being required to have a dealers license.
An Insurance License is required to sell insurance in any U.S. State.
To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.
Yes