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Q: What license is required to sell exchanged funds?
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What can you sell or do with a series 63 and 22 license?

Series 63 allows you to sell funds The answer is incorrect above. I obtained a Series 63 License in the state of Tennessee. The Series 63 License is NOT a license to sell FUNDS! It is a license to sell SECURITIES by means of Solicitation!


What are series 6 and 63 licenses for?

Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.


Is it required to have a license to sell medical devices for home use in the US?

It is required to have a license to sell medical devices, and if it is medicine you have to have a USDA approval.


What is a series 6 license used for?

The series 6 license allows the holder to sell mutual funds and fixed annuities.


Can you sell equities with a series 6 license?

No, only mutual funds and fixed annuities.


Do you have to be bonded to sell insurance and mutual funds?

You do not have to be bonded, but registration and licenses are required.


Is a fire arms license required in the state of Tennessee to sell privately owned handguns?

It depends on what you mean. If you have a few guns that own that you want to sell, you can sell them to another individual that is in Tennessee with no license required. If you regularly sell guns, you are supposed to have an FFL.


What are the requirements for a license to sell mutual funds in Texas?

You can take a test to become an insurance agent and to sell mutual funds in Texas. The main requirements are that you are bondable, you haven't committed a felony and that you have passed your test.


Do you have to have a WA auto dealer license to buy or sell in WA?

You can sell up to 4 vehicles a year without being required to have a dealers license.


What is the requirement to sell insurance in Mississippi?

An Insurance License is required to sell insurance in any U.S. State.


What insurance license in Arizona is needed to sell annuities?

To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.


Is license required to sell distribute pharmaceutical drugs and medical supplies?

Yes