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Securities and Exchange Commission

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Q: Who is responsible for enforcing laws that regulate stocks and bonds?
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Is responsible for enforcing laws that regulate stocks and bonds?

Securities and Exchange Commission


What was the long term goal for the federal securities act?

To regulate stocks and bonds.


Which of these is not a responsibility of a corporation's board of directors?

enforcing laws regarding stocks and bonds


What is mean by registrar?

-person employed to keep a record of the owners of stocks and bonds issued by the company -the administrator responsible for student records -someone responsible for keeping records -person employed to keep a record of the owners of stocks and bonds issued by the company -the administrator responsible for student records -someone responsible for keeping records


What agency did Congress create to regulate the sales of stocks and bonds?

The Securities and exchange Commission (SEC) was established on June 6, 1934.


Difference between stocks and bonds?

stocks are stocks and bonds are bonds . flatout -ashes


Do corporations issue stocks and bonds?

They do in fact issue stocks and bonds.


What is more risky stocks or bonds?

Stocks.


Which earns interest stocks or bonds?

bonds


What is stock exchange and what is stocks and bonds?

A stock exchange is a place where stocks are traded. Stocks are shares of a company. Bonds are like a loan to a company.


Will long term debt increase when you issue stocks and bonds?

When a company issues bonds, yes. Stocks, no.


What happens to stocks and bonds after the stockholder dies?

They become part of the deceased persons estate If the decedent had a will, the stocks and bonds pass on to the wills beneficiaries If there was no will, the state intestacy laws determine who gets the stocks and bonds