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What is the purpose of the NASD?
The National Association of Securities Dealers (NASD) is a self-regulatory organization that oversees and regulates the brokerage industry in the United States. Its purpose is to protect investors, maintain fair and efficient markets, and promote investor confidence in the financial industry. The NASD sets rules and regulations, licenses and regulates brokerage firms and their registered representatives, and enforces compliance with these rules.
What regulates the amount of light that enters in the body tube?
The Diaphram regulates the amount of light in the body tube
What is responsible for posture and balance?
CerebellumFunctions of the Cerebellum1. Regulates posture and balance2. Allows for skilled motor movements3. Regulates hand-eye coordination4. Regulates equilibrium
What is the general function of membrane?
It act as the covering.It protects the cell.It regulates the entry and exit of materials.It regulates the communication among cells.
The organ system that regulates body functions by means of electrochemical impluses is?
which organ system regulates body functions by means of electrochemical impulses
What has the author Cheryl Toman-Cubbage written?
Cheryl Toman-Cubbage has written: 'Professional liability pitfalls for financial planners' -- subject(s): Financial planners, Malpractice
How is the Financial Standards Council different from the Financial Planners Standards council?
The Financial Planners Standards Council (FPSC) is the porganizaiton which gives most financial planners their accredidation. The Financial Standards Council (FSC) is a consumer support serivce that reports on the business dealings of financial services (not just Financial planners) in the marketplace. Below are the websites of each organziation: Financial Planners Standards Council www.FPSCCanada.org Financial Standards council www.FinancialStandardsCouncil.com
What is an appropriate fee for a certified financial planner?
You can't define fees for certified financial planners because it depends on which type of financial planner you hire. There are fee-only planners as well as free financial planners, too.
What is the difference between the Financial Planners Standards council and the financial standards council?
The Financial Planners Standards Council (FPSC) is an organization that grants accreditation to financial planners. The Financial Standards Council (FSC) is an organization that provides consumers with information about a variety of financial services. It operates more like a Better Business Bureau and it is not confined to just financial planners. A person can get information on all kinds of different financial services. The websites for the two are: Financial Planners Standards Council www.FPSCCanada.org Financial Standards Council www.FinancialStandardsCouncil.com
What jobs require training for financial planning?
Jobs that require training for financial planning are: accountants, financial planners, principal mechanical engineers and wealth financial planners positions.
Future prospect of financial planners?
doomed
How much do financial planners make?
144,000
Are financial plans only created by financial planners?
Not necessarily. Anyone can create a simple financial plan for themselves. Financial planners would be more likely to do more complex ones and ones for large organisations.
Who is better a financial planner or a financial advisor?
Almost all financial planners are financial advisers, but not all financial advisers are financial planners. Both of them must be a Certified Financial Planner (CFP). Financial planners are the ones who deal with financial tools to evaluate all areas of financial life including your savings, investments, retirements, taxes and estate planning, and help you to make a plan.. While for financial advisers, they are the ones who recommend things about your financial stature and help you to reach your financial goals.
How many certified financial planners are there in India?
1650
What has the author Katherine Vessenes written?
Katherine Vessenes has written: 'The compliance & liability handbook for financial planners and financial service professionals' -- subject(s): Financial planners, Popular works, Legal status, laws, Malpractice 'Protecting your practice' -- subject(s): Financial planners, Popular works, Legal status, laws, Malpractice
How do you use the word regulates in a sentence?
The thermostat regulates the temperature in the home.
