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What are the responsibility of the Securities and Exchange Commission?
Wiki User
∙ 7y ago
Do you mean the past or present purpose of the SEC?
From the SEC's web site (sec.gov): 'The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation"
Tanya Dach
Wiki User
∙ 10y agoA securities commision is responsibile for regulating financial securities products in a particular country. Though the responsibilities vary in different countries, they generally set and enforce the stock exchange and financial intermediaries rules.
Wiki User
∙ 13y agoThe SEC has three major responsibilities: ensuring the provision of full and fair disclosure of all material facts concerning securities offered for public investment, pursuing litigation for fraud when detected
Wiki User
∙ 8y agoenforcing laws regarding stocks and bonds
Wiki User
∙ 14y agosec
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Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
Who is the NYSE overseer?
The S.E.C. or the Securities And Exchange Commission
What organization regulates the sale of stock in corporations?
In India it is SEBI - Securities and Exchanges Board of India In USA it is SEC - Securities Exchange Commission
What is regulated by the securites exchange commission?
http://en.wikipedia.org/wiki/United_States_Securities_and_Exchange_Commission A. Securities and Exchange Commission (SEC) government corporation B. Amtrak government contractor C.Lockheed Martin government agency
The role of the Securities and Exchange Commission in the formulation of accounting principles can be best described as?
Sometimes primary and sometimes secondary.
Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
What 1934 body created to regulate the stock market?
Securities and Exchange Commission
To regulate the stock market The Roosevelt Administration created what?
The U.S. Securities and Exchange Commission :) is the answer :P
Which type of citizens benefited most from the Securities and Exchange Commission?
Ordinary investors benefited most from the Securities and Exchange Commission.
Functions of Securities and exchange commission in Nigeria?
The function of the Securities and Exchange Commission in the country of Nigeria is to oversee the transactions of stocks. The commission has broad powers to uphold the integrity of the exchange.
What does Securities and Exchange Commission?
sec
What did SEC?
Securities and Exchange Commission
What is secp in Pakistan?
the securities and exchange commission of Pakistan was set up in pursuance of the securities and exchange commission of Pakistan act 1997.
Where does the securities and exchange commission receive it authority from?
The Securities and Exchange Commission receives its authority from the Securities Exchange Act of 1934. It is made up of five Commissioners who are appointed by the President with approval from the Senate.
Is rules from Securities and Exchange Commission applicable in Singapore?
Vision of security Exchange commission
The securities and exchange commission helped the public?
The goal of the U.S. Securities and Exchange commission is to protect investors. They strive to maintain a fair and efficient market.
Who is the NYSE overseer?
The S.E.C. or the Securities And Exchange Commission
