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http://en.wikipedia.org/wiki/United_States_Securities_and_Exchange_Commission A. Securities and Exchange Commission (SEC) government corporation B. Amtrak government contractor C.Lockheed Martin government agency
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Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
Who is the NYSE overseer?
The S.E.C. or the Securities And Exchange Commission
What are securities in economics?
How securites and exchanges helps in developing the economy?
The role of the Securities and Exchange Commission in the formulation of accounting principles can be best described as?
Sometimes primary and sometimes secondary.
What organization regulates the sale of stock in corporations?
In India it is SEBI - Securities and Exchanges Board of India In USA it is SEC - Securities Exchange Commission
Which program regulated the stock?
Securities Exchange Commission (SEC)
How are stock trading brokers regulated?
They are usually regulated by the US Securities and Exchange Commission and the Commodity Futures Trading Commission. Some are regulated by the Financial Services Authority.
If you want to just sell notes do you need to have a brokers license?
Yes you do. Note are considered to be securites and therefore governed by the Securites Exchange Commission. One has to take the series of test to get the required license. Many people will sell them without a license but they are taking a big risk.
How do i purchase Bitcoin?
You can purchase it on Netcoins Exchange, a regulated exchange in Canada that is easy and secure.
Who is CEO in sebi?
SEBI is the "Securites and Exchange Board of India" The Chairman of the Board is Shri C. B. Bhave (there isn't a CEO as such)
What commission is responsible for regulating banks and setting interest rates for loans?
The banking industry is regulated by the Securities and Exchange Commission. However, each bank or lending institution can set its own interest rates for loans as long as they are fair and practical.
Is rules from Securities and Exchange Commission applicable in Singapore?
Vision of security Exchange commission
Which of these regulated the freight rates of railroads?
The Interstate Commerce Commission regulated the freight rates of railroads.
Securities and Exchange Commission?
The Securities and Exchange Commission regulates businesses and their stocks. The Securities and Exchange Commission works to ensure that investors can rely on the information about stocks presented by businesses.
Functions of Securities and exchange commission in Nigeria?
The function of the Securities and Exchange Commission in the country of Nigeria is to oversee the transactions of stocks. The commission has broad powers to uphold the integrity of the exchange.
Exchange traded option vs otc-?
The over the counter options are not traded on the exchanges while the exchange traded options are usually regulated.
What 1934 body created to regulate the stock market?
Securities and Exchange Commission
