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What is the Securities and Exchange Commission (SEC)?

Anonymous

∙ 10y ago

Updated: 9/25/2023

federal agency that regulates the Stock Market

Nellie Bauch ∙

Lvl 10

∙ 3y ago

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What are the provisions of the Securities Exchange Act of 1934?

This act created the Securities Exchange Commission (SEC) and required any brokers or dealers engaged in the exchange of securities to report these transactions to the SEC

How are bond ratings established?

By the securities and Exchange commission (SEC).

What does the Securities exchange commission SEC do?

To regulate the Stock Market.

What was the purpose of the securities exchange commission?

Do you mean the past or present purpose of the SEC? From the SEC's web site (sec.gov): 'The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation"

Which event most contributed to the establishment of the US Securities and Exchange Commission SEC?

The 1929 crash of the stock market

Related Questions

What did SEC?

Securities and Exchange Commission

What does Securities and Exchange Commission?

sec

What 1934 body created to regulate the stock market?

Securities and Exchange Commission

When was the SEC formed?

The Securities and Exchange Commission (SEC) was established by Congress in 1934 to enforce the Securities Exchange Act of 1934.

Full form of SEC?

Securities and Exchange commission

SEC is the abriviation for what word?

Securities and Exchange Commission

What are the provisions of the Securities Exchange Act of 1934?

This act created the Securities Exchange Commission (SEC) and required any brokers or dealers engaged in the exchange of securities to report these transactions to the SEC

What does SEC stand for on the young and Restless?

Securities and Exchange Commission.

How are bond ratings established?

By the securities and Exchange commission (SEC).

What does the Securities exchange commission SEC do?

To regulate the Stock Market.

What government agency overseas the trading of securities?

The Securities and Exchange Commission or SEC for short.

Protects investors against fraud in the buying and selling of securities?

The SEC (Securities and Exchange Commission)

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