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As a financial planner will you lose your licenses insurance investment etc if you foreclose on your house?
Wiki User
∙ 15y ago
Even if you don't lose your license, etc. I sure as heck wouldn't use a financial planner who had his or her house foreclosed on!
Wiki User
∙ 15y ago
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Do you have to be bonded to sell insurance and mutual funds?
You do not have to be bonded, but registration and licenses are required.
Are investment bankers licensed?
Yes. That have at a bare minimum a FINRA series 79 license, although it is not uncommon for them to have many other licenses, like the 7 and 63. Unfortunately it's not as easy as just applying to take the test to become a licensed investment banker. You must be sponsored by an investment company, which they won't do unless they've offered you the job.
What are licensing requirements for a financial consultant?
There is no one license needed to call yourself a financial consultant. To actually trade stocks and bonds you have to pass a test called a Series 7. To sell mutual funds, you must pass a Series 6. To be paid an asset based fee to manage accounts you will need a Series 65. To be paid a fee for advice, you must register as an RIA (Registered Investment Advisor). This does not necessarily require any special licenses. Which you actually need depends on the time of firm/institution you work for.
What qualifications do I need for an insurance broker license?
There are two levels of insurance broker licenses, each with different qualifications. One requires you to take a two week course, as well as an exam on the subject. The second has two separate one week courses.
What does one need in order to apply for a small business loan?
Most financial institutions will require that a business owner present a business plan if they wish to apply for a small business loan, especially if it is for a new business. Financial statements, tax returns, and licenses may also be required.
Which companies offer insurance licenses in California?
There are a number of companies that offer insurance licenses in California. One way to obtain a license would be through the state department of insurance itself. Another place would be through Kaplan Financial Education.
What is the minimum initial investment to run a construction company?
I would say enough money to purchase the necessary insurance and licenses you would need and to pay for materials and labor for the first job.
Do I need a license to sell bond insurance ?
Although state laws vary, most states do require a license to sell bond insurance. Each state's financial regulatory agency will provide guidance as to what license or licenses are required.
Where is the best place to get independent financial advice?
At some point in our lives we need some independent financial advice. Many brokers and insurance agents call themselves financial advisers. Plan to interview at least three different financial advisers and carefully choose by determining their qualifications, experience, credentials and licenses. Banks also offer independent financial advice.
Do I need special insurance or licenses to open a bed and breakfast?
No, you don't need a special insurance or licenses to open a bed and breakfast. You can read about how to start one at www.fabjob.com/BedAndBreakfast.asp
Can you find out if someone else has car insurance by their driver's licenses?
No
What are the types of Florida insurance licenses one can get?
There are many different types of insurance licenses one can get in the state of Florida. Some of these include property and casualty, title, warranty, and bail bond.
Do you need an insurance license to sell insurance at an insurance company?
You are required to get a liscense to sell insurance. Each state licenses it's residents who want to sell insurance.
Does Florida offer reciprocity for Colorado life insurance licenses?
yes
Do insurance agents have to take annual refresher courses to maintain their insurance licenses?
Yes, insurance agents do have to take refresher courses to maintain their licenses in order for an agent to get their next level licenes they have to take a refresher course and pace the test at the end.
What licenses do you need to sell insurance in fl?
Gas bicycles 49 cc fl you need License and insurance
Do you have to be bonded to sell insurance and mutual funds?
You do not have to be bonded, but registration and licenses are required.
