0
Want this question answered?
Be notified when an answer is posted
Add your answer:
Earn +20 pts
What annuity requires a securities license?
Variable annuities require a securities license to sell them.
What insurance license in Arizona is needed to sell annuities?
To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.
Do you need a license to sell indexed annuities?
Yes, you need a license to sell indexed annuities. You also have to carry errors and omissions insurance and maintain a certain number of continuing education credits.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
How can an unregistered agent sell a 401K group annuity?
Annuities are considered Life Insurance, so if the agent isn't selling a variable annuity, he doesn't have to be securities licensed.
Can you sell annuities with a life insurance license?
Depending on your license you may be able to sell fixed annuities. Variable annuities require Series-7 license however
What annuity requires a securities license?
Variable annuities require a securities license to sell them.
What insurance license in Arizona is needed to sell annuities?
To the best of my knowledge, as in most states, a life license is required to sell annuities in Arizona. Good luck.
Can you sell fixed annuities yourself?
You can sell fixed annuities if you have a life insurance license.
What are series 6 and 63 licenses for?
Series 6 license is require for professionals who sell mutual funds, variable annuities, retirement plans and insurance products as well. While for series 63 license, it is required for those wish to sell only investment company products like mutual funds and money-market funds.
Do you need a license to sell indexed annuities?
Yes, you need a license to sell indexed annuities. You also have to carry errors and omissions insurance and maintain a certain number of continuing education credits.
What is a series 6 license?
Series 6 license is a type of securities license that the entitles the holder to as a registered limited representative who could sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license aren't authorized to sell corporate or municipal securities, direct participation programs and options.
Can you sell equities with a series 6 license?
No, only mutual funds and fixed annuities.
What is a series 6 license used for?
The series 6 license allows the holder to sell mutual funds and fixed annuities.
Can you get a license to sell annuities in Ohio if you have a felony?
It is possible to get a license to sell annuities in Ohio with a felony, but it will depend on the nature of the felony, how recent it was, and other factors. You would need to disclose your felony on your license application and undergo a review by the state insurance department. Each case is considered on an individual basis.
Do you need a series 6 or series 7 to sell fixed annuities?
no, just a life insurance license
What is series 6 license?
Series 6 License is a National Association of Securities Dealers (NASD) license which requires individuals who wish to sell investment products such as unit investment trust funds, variable annuities and mutual funds. Those licensed individuals are called brokers or agents. Before getting a license, a person would need to take a Series 6 License Exam. This exam is composed of topics that include common and preferred stock, corporate and government securities, taxation, customer accounts, SEC/NASD rules, mutual funds, annuities, and variable insurance products. This exam is composed of 100 multiple choice questions.
