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These activities entail: obtaining information on the customer's investment strategy and goals; providing information on various investment vehicles; offering advice on specific market trends
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Why do service firms hesitate to offer a service guarantee?
operational cost reduction more speed of service staff ay be new, lack of experience time of service -copyright belongs to Mohmmadsoaib
What are the three types of mergers?
1)Horizontal mergers: The consolidation of firms that are direct rivals--i.e. firms that sell substitutable products or services within the same geographic market. 2)Vertical Mergers: The consolidation of firms that have potential or actual buyer-seller relationships. 3)Conglomerate Mergers: Consolidated firms may share marketing and distribution channels and perhaps production processes; or they may be wholly unrelated. 4)Congeneric mergers occur where two merging firms are in the same general industry, but they have no mutual buyer/customer or supplier relationship, such as a merger between a bank and a leasing company. Example: Prudential's acquisition of Bache & Company.
What is the Potential customer value of product strategy in marketing?
According to a study made in Australia, there has been proven that companies value potential buyers on something like 2,5€ or 3$, that is the amount of money firms are willing to invest in potential customers. It is a quite discuss article, because it varies a lot according to industry of analysis, but the methodology used embrace a lot of different markets trying to produce a reliable average.
Historically products markets were dominated by large firms and service markets by small firms This seems to have reversed itself somewhat in recent years what factors might be at work?
5Select an Acquisition/merger Or Alliance and Critically Evaluate the Motives behind the Making of Deal. Describe How The Deal Contributed To Creating And/or Sustaining Competitive Advantage. What Do You Believe To Be The Difficulties In Achieving The Objectives Of The Deal?4(a)Historically product markets were dominated by large firms and service markets by small firms this seems to have reversed itself somewhat in recent years what factors might be at work?4(b) Suppose You Wanted To Quantify A Firm's Learning Experience. One Possible Measure Is The Firm's Cumulative Output. What Are Advantages And Disadvantages Of This Measure? Can You Suggest A Superior Alternative Measure?
What are some firms that offer direct mail?
The US postal service provides direct mailing to customers. All you need to do is mark your mail with an address, apply the correct postage, and put it in a mailbox.
What was the Immediate purpose of federal securities act?
The Securities Exchange Commission (SEC ) was designed to protect investors. It enforces regulations on securities firms to make sure there are no regulations that are not being carried out correctly for the benefit of investors.
What are the major functions of securities firms?
they deliver a means of valuing and pricing investments; and they offer a vehicle that investors can use to liquidate their investments
What measure was taken to regulate the securities industry in the wake of the stock market crash of 1929?
In 1934 Congress established the Securities and Exchange Commission (SEC) to protect investors against fraud and mismanagement by securities firms and other investment entities.
What services does Forex Brokerage offer?
Forex Brokerage is a financial company that buys and sells financial securities, such as bonds and stocks. Clients of brokerage firms are usually investors.
Definition of professional management?
Professional management in finances is when financial professionals invest, make returns, and watch securities for an investment entity. These often include firms, institutions, and individual investors.
What is prime brokerage?
Prime brokerage is the generic name for a bundled package of services offered by investment banks and securities firms to hedge funds and other professional investors needing the ability to borrow securities and cash to be able to invest on a netted basis and achieve an absolute return.
What are the benefits of Clayton lawyers?
Clayton Lawyers are beneficial to investors with a dispute against brokerage firms and issuers of securities. They represent those with many varying disputes and also represent employees with contractual disputes with their employer.
Enjoy A Career In Finance As A Securities Broker?
A securities broker or stock broker is a registered professional who buys and sells securities on behalf of clients. A security is a financial instrument such as a stock or bond. Brokers usually charge fees for their services. Securities brokers advise everyday people on the best way to invest their money. As such, they have a responsibility to their clients to behave in an ethical and responsible manner and to handle their money appropriately. Securities brokers often undergo intense training and examinations before being set loose to earn their own way. The most important aspect of a broker’s job is finding and retaining clients. If a broker has no clients, they make no money and they have no job. Thus, a broker’s primary task is to sell themselves or their firms to potential clients. In fact, the internship program at major firms consists mostly of cold calling potential clients and selling them on becoming a client of themselves or the firm they work for. The actual work of brokers is to buy and sell securities on the open market for their clients. A broker’s client list can be made up of retail investors with small amounts of money to invest, or institutional investors with large amounts of money to invest, or a combination of the two. Investors turn to brokers to place and carry out their trade orders; the largest brokerage firms have billions or even trillions of dollars of assets under management, and they have clients from all over the world. A career as a securities broker can be fulfilling and very satisfying if they enjoy working with different clients and possess mathematical and analytical abilities and skills. Finance involves understanding the meaning of multiple sets of numbers, and of being able to act based upon careful analysis of the data and not merely upon emotion or even the profit motive. Securities brokers work usually work in brokerage firms, since it is the firm that has access to the various exchanges in which securities are bought and sold.
Who are wealthy individuals who invest in new and growing firms?
Angel Investors
Can clerks in securities firms advance to higher positions?
With experience and a license to buy and sell securities, brokerage clerks can be promoted into higher-level sales positions.
Do brokerage firms provide consumers with accounts to buy and sell stocks bonds and other securities?
True
What do you mean by Venture capital funding companies?
money provided by investors to startup firms and small businesses with perceived, long-term growth potential. This is a very important source of funding for startups that do not have access to capital markets. It typically entails high risk for the investor, but it has the potential for above-average returns
