To prevent hassle in enrolling in a local school or university, I suggest that you should take a series 6 online course. Because of its self-paced learning framework, you can take it anytime you want with the convenience of your home or office. You just need a computer with an internet connection.
Anyone can actually pass the series 6 exam as long as the individual meets more than the passing grade, and understood well all what the course had taught the individual that they could use in their future careers of courses.
To obtain Series 6 license, you should take a Series 6 Licensing exam that cost for about $60-$70 dollars. There are many ways to find a licensing provider like searching a Series 6 course online or enrolling in an accredited and approved local school. After passing the exam, your state department or the certification body will award a license to be sent to you. In case you fail, you can wait for 30 days for a retake exam.
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Questions on a Series 6 exam focus on different types of securities that include Common and preferred stock, corporate and government securities, taxation, customer accounts, SEC/NASD rules, mutual funds, annuities, and variable insurance products. This exam is composed of 100 multiple choice questions. After passing the exam then you are now authorized or registered to sell mutual funds, variable annuities and insurance premiums.
Yes.
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The main requirements in getting a Series 6 license is by completing the Investment Company Representative Exam.
If you fail the test, you must wait 30 days before sitting for the Series 7 again. If you fail it 3 times, you must wait 6 months. After each fail thereafter - a 6 month wait is mandatory between attempts. This would be very unusual for a person to fail this many times though. As long as you passing the practice tests, you should pass on the first try.
When someone passes the series 6 exam they become licensed to sell a particular set of securities products. These securities products include mutual funds, closed end funds on initial offerings only, variable annuities, variable life insurance and unit investment trust.
Series 6 License is a National Association of Securities Dealers (NASD) license which requires individuals who wish to sell investment products such as unit investment trust funds, variable annuities and mutual funds. Those licensed individuals are called brokers or agents. Before getting a license, a person would need to take a Series 6 License Exam. This exam is composed of topics that include common and preferred stock, corporate and government securities, taxation, customer accounts, SEC/NASD rules, mutual funds, annuities, and variable insurance products. This exam is composed of 100 multiple choice questions.
go through all the other exams in your instrument (passing them of cause) and then take your grade 8 exam. the results will take about 4-6 weeks to come through
I just recently passed my series 6 exam, but it was not easy. You have to study hard and be extremely dedicated to learning all of the concepts and retaining the information. As long as you stay calm and focused, you will do fine. Remember, you only need a 70% to pass!