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Austro-Hungarian Empire
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Official Long names
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| en: The Kingdoms and Lands Represented in the Imperial Council and the Lands
of the Holy Hungarian Crown of St. Stephen |
de: Die im Reichsrat vertretenen Königreiche und Länder und die Länder der heiligen
ungarischen Stephanskrone |
hu: A birodalmi tanácsban képviselt királyságok és országok és a magyar Szent
Korona országai |
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The linguistic distribution
of Austria-Hungary |
|
| German |
24% |
|
| Hungarian |
20% |
| Czech |
13% |
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| Polish |
10% |
| Ruthenian |
08% |
|
| Romanian |
06% |
| Croat |
05% |
|
| Slovak |
04% |
| Serb |
04% |
|
| Slovene |
03% |
| Italian |
03% |
|
The Austro-Hungarian Empire, also known as Austria-Hungary, Dual Monarchy or k.u.k. Monarchy or Dual State, was a dual-monarchic union
state in Central Europe from 1867 to 1918, dissolved at the end of World War I.
The dual monarchy was the successor to the Austrian Empire (1804–1867) on the same
territory, originating in the Austro-Hungarian Compromise of 1867
between the ruling Habsburg dynasty and the Hungarians.
As a multi-national empire and great power in an era of
national awakening, it found its political life dominated by disputes among the eleven
principal national groups.
Its economic and social life was marked by a rapid economic growth through the age of industrialization and social modernization through many liberal and democratic reforms.
The Habsburg dynasty ruled as Emperors of
Austria over the western and northern half of the country and as Kings of
Hungary over the Kingdom of Hungary which enjoyed some degree of
self-government and representation in joint affairs (principally foreign relations and defence).
The federation bore the full name internationally of "The Kingdoms and Lands Represented in the Imperial Council and the
Lands of the Crown of St. Stephen".
The capital of the state was Vienna. The Austro-Hungarian Empire was geographically the second
largest country in Europe after the Russian Empire, and the third most populous (after
both Russia and the German Empire). Today, the territory it covered has a population of
about 73 million.
Names of the Empire in languages officially recognized by the Austro-Hungarian Empire:
Creation of the Austro-Hungarian Empire
-
The Austro-Hungarian Compromise of February 1867 which
inaugurated the Empire's dualist structure in place of the former unitary Austrian
Empire (1804–67) originated at a time when Austria had declined in strength and in power — both in the Italian Peninsula (as a result of the Austro–Sardinian War of 1859) and in greater Germany (culminating in the
Austro–Prussian War of 1866). Other factors in the constitutional changes included
continued Hungarian dissatisfaction with rule from Vienna and increasing national consciousness on the part of other
nationalities of the Austrian Empire. Hungarian dissatisfaction grew partially from Austria's suppression, with Russian support, of the Hungarian liberal revolution of
1848–49. However, dissatisfaction with Austrian rule had grown for many years within Hungary, and had many other causes.
In an effort to shore up support for the monarchy, Emperor Franz Joseph
began negotiations for a compromise with the Hungarian nobility to ensure their
support. In particular, Magyar leaders demanded and received the Emperor's coronation as King of Hungary, and the establishment
of a separate parliament at Budapest with the powers to enact laws for the lands of the
Hungarian crown (the lands of St. Stephen), which would preserve the political
dominance of the Hungarian nobility.
Governmental structure
Three distinct elements ruled The Austro-Hungarian Empire:
- the Hungarian government
- the "Austrian" or Cisleithanian government
- a unified administration under the monarch
Hungary and Austria maintained separate parliaments, each with its own prime minister. Linking/co-ordinating the two fell to a government under a monarch, wielding power
absolute in theory but limited in practice. The monarch’s common government had responsibility for the army, for the navy, for foreign policy, and for the
customs union.
Within Cisleithania and Hungary certain regions, such as Galicia and Croatia enjoyed special status with their own unique
governmental structures.
A common Ministerial Council ruled the common government: it comprised the three ministers for the joint responsibilities
(joint finance, military, and foreign policy), the two prime ministers, some Archdukes and the monarch. Two delegations of
representatives, one each from the Austrian and Hungarian parliaments, met separately and voted on the expenditures of the Common
Ministerial Council, giving the two governments influence in the common administration. However, the ministers ultimately
answered only to the monarch, and he had the final decision on matters of foreign and military policy.
Overlapping responsibilities between the joint ministries and the ministries of the two halves caused friction and
inefficiencies. The armed forces suffered particularly from overlap. Although the unified government determined overall military
direction, the Austrian and Hungarian governments each remained in charge of "the quota of recruits, legislation concerning
compulsory military service, transfer and provision of the armed forces, and regulation of
the civic, non-military affairs of members of the armed forces". Needless to say, each government could have a strong influence
over common governmental responsibilities. Each half of the Dual Monarchy proved quite
prepared to disrupt common operations to advance its own interests.
Relations over the half-century after 1867 between the two halves of the Empire (in fact the Cisleithan part contained about
57% of the combined realm's population and a rather larger share of its economic resources) featured repeated disputes over
shared external tariff arrangements and over the financial contribution of each government to the common treasury. Under the
terms of the Austro-Hungarian Compromise of 1867, an agreement, renegotiated every ten years, determined these matters.
Each build-up to the renewal of the agreement saw political turmoil. The disputes between the halves of the empire culminated in
the mid-1900s in a prolonged constitutional crisis — triggered by disagreement
over the language of command in Hungarian army units, and deepened by the advent to power in Budapest (April 1906) of a Hungarian
nationalist coalition. Provisional renewals of the common arrangements occurred in October 1907 and in November 1917 on the basis
of the status quo.
Ethnic relations
Article 19 of the Austro-Hungarian constitution stated:
- All races of the empire have equal rights, and every race has an inviolable right to the preservation and use of its own
nationality and language. The equality of all customary languages ("landesübliche Sprache") in school,
office and public life, is recognized by the state. In those territories in which several races dwell, the public and educational
institutions are to be so arranged that, without applying compulsion to learn a second country language ("Landessprache"), each of the races receives the necessary means of education in its own language.
The implementation of this principle led to several disputes since everything depended on the decision as to which language
could be regarded as landesüblich or customary. The Germans, the traditional bureaucratic, capitalist and cultural elite,
demanded the recognition of their language as a customary language in every part of the empire. While Italian was regarded as an old "culture language" (Kultursprache) by
German-speaking intellectuals and had always been granted equal rights as an official language of the Empire, they had particular
difficulties in accepting the Slavic languages as equal to German. On one occasion
Count A. Auersperg (Anastasius Grün) entered the diet of Carniola carrying what he claimed to
be the whole corpus of Slovenian literature
under his arm to provide evidence that the Slovenian language could in his view not
be substituted for German as a medium of higher education.
Nevertheless the following years saw an emancipation of several languages at least in the Cisleithanian part of the Empire. In
a series of laws from 1867 and onwards, the Croatian language was raised to equality
with the hitherto officially dominating Italian language in Dalmatia. From 1882 there was a
Slovenian majority in the diet of Carniola and in the capital Laibach (Ljubljana), thereby
replacing German as the dominant official language. Polish was introduced instead of German in 1869 in Galicia as the normal language of government. The Poles themselves systematically disregarded
the large Ukrainian minority in the country, and Ukrainian was not granted the status of an official language.
The language disputes were most fiercely fought in Bohemia and Moravia where the Czechs wanted to establish their language as the dominating language even in the purely
German-speaking bordering areas of the country (later called the "Sudetenland").
German-speakers lost their majority in the Bohemian diet in 1880 and their dominating position in the cities of Prague and Pilsen (while retaining a slight numerical majority in the city of
Brno (Brünn)) and found themselves in an unfamiliar minority position. The old Charles University in Prague hitherto dominated by the German-speakers was divided into a
German and a Czech part in 1882.
"Distribution of Races in Austria–Hungary" from the Historical Atlas by William R. Shepherd,
1911
At the same time, Magyar dominance faced challenges from the local majorities of Romanians
in Transylvania and in the eastern Banat, of
Slovaks in today's Slovakia, of Croats and Serbs in the crownlands of Croatia and
of Dalmatia (today's Croatia), in Bosnia and Herzegovina and in the provinces known as the Vojvodina (today's northern Serbia). The Romanians and the
Serbs also looked to union with their fellow-nationalists in the newly-founded states of Romania
(1859–78) and Serbia.
Though Hungary's leaders showed on the whole less willingness than their Austrian counterparts to share power with their
subject minorities, they granted a large measure of autonomy to the kingdom of Croatia in 1868,
parallelling to some extent their own accommodation within the Empire the previous year. Croatia, in spite of nominal autonomy,
was in fact an economic and administrative arm of Hungary, which the Croatians resented.
Language was one of the most contentious questions in Austro-Hungarian politics. All governments faced difficult and divisive
hurdles in sorting out the languages of government and of instruction. Minorities wanted to ensure the widest possibility for
education in their own language as well as in the "dominant" languages of Hungarian and German. On one notable occasion, that of
the so-called "Ordinance of April 5, 1897", the Austrian Prime
Minister Kasimir Felix Graf Badeni gave Czech equal standing with German in
the internal government of Bohemia and also in the purely German-speaking parts of Bohemia,
leading to a crisis because of nationalist German agitation throughout the Empire. In the end Badeni was dismissed.
From January 1907 all the public and private schools in the Slovak part of Hungary (with approximately 2m inhabitants) were
forced to teach solely in the Hungarian language, burning Slovak books and newspapers. This led to wide criticism by
Bjørnstjerne Bjørnson, among others.
It was not rare for the two kingdoms to divide spheres of influence. According to Misha
Glenny (The Balkans, 1804–1999), the Austrians responded to Hungarian badgering of Czechs by supporting the
Croatian national movement in Zagreb.
Emperor Franz Joseph himself was very well aware that he reigned in a multiethnic country and spoke fluent German, Hungarian,
Czech, and, to some degree, also Polish and Italian.
The situation of Jews in the kingdom, who numbered about 2 million in 1914, was ambiguous. Anti-Semitic parties and movements
existed, but Vienna did not initiate pogroms or implement official anti-Semitic policies. This was mainly out of fear that such
ethnic violence could ignite other ethnic minorities and result in violence that could spin out of control. The majority of Jews
lived in small towns of Galicia and rural areas in Hungary, Bohemia, although
there were large communities in Vienna, Budapest, Prague and other large cities.
Common languages in Cisleithania
| Land |
Most common language |
Other languages (more than 2%) |
| Bohemia |
Czech (63.3%) |
German (36.7%) |
| Dalmatia |
Croatian (96.2%) |
Italian (2.8%) |
| Galicia |
Polish (58.6%) |
Ukrainian (40.2%) |
| Lower Austria |
German (95.9%) |
Czech (3.8%) |
| Upper Austria |
German (99.7%) |
- |
| Bucovina |
Ukrainian (38.4%) |
Romanian (34.4%), German (21.2%), Polish (4.6%) |
| Carinthia |
German (78.6%) |
Slovenian (21.2%) |
| Carniola |
Slovenian (94.4%) |
German (5.4%) |
| Salzburg |
German (99.7%) |
— |
| Silesia |
German (43.9%) |
Polish (31.7%), Czech (24.3%) |
| Styria |
German (70.5%) |
Slovenian (29.4%) |
| Moravia |
Czech (71.8%) |
German (27.6%) |
| Tyrol |
German (57.3%) |
Italian (42.1%) |
| Küstenland |
Slovenian (37.3%) |
Italian (34.5%), Croatian (24.4%), German (2.5%) |
| Vorarlberg |
German (95.4%) |
Italian (4.4%) |
Religions in the Empire 1910
| Religion/Denomination |
Entire State |
Austrian half |
Hungarian half |
Bosnia and Herzegovina |
| Catholics |
76.6% |
90.9% |
61.8% |
22.9% |
| Protestants |
8.9% |
2.1% |
19.0% |
0% |
| Eastern Orthodox |
8.7% |
2.3% |
14.3% |
43.5% |
| Jewish |
4.4% |
4.7% |
4.9% |
0.6% |
| Muslim |
1.3% |
0% |
0% |
32.7% |
Source: Census Dec. 31st 1910, published in: Geographischer Atlas zur Vaterlandskunde an der österreichischen
Mittelschulen. K. u. k. Hof-Kartographische Anstalt G. Freytag & Berndt, Vienna, 1911.
Economy
A twenty-
crown banknote of the Dual Monarchy
The Austro-Hungarian economy changed dramatically during the existence of the Dual Monarchy. Technological change accelerated
industrialization and urbanization. The
capitalist way of production spread throughout the Empire during its fifty-year existence.
The obsolete medieval institutions continued to disappear. Economic growth centred around Vienna, the Austrian lands (areas of
modern Austria), the Alpine lands, and the Bohemian lands. In the later years of the nineteenth century rapid economic growth
spread to the central Hungarian plain and to the Carpathian lands. As a result of this pattern wide disparities of development
existed within the Empire. In general the western areas became more developed than the east. By the early 20th century most of
the Empire had started to experience rapid economic growth. The GNP per capita grew roughly 1.45% per year from 1870 to 1913. That level of
growth compared very favourably to that of other European nations such as Britain (1.00%), France (1.06%), and Germany
(1.51%)[1]. However, the Empire's economy as a whole still
lagged considerably behind the economies of other powers, as it had only begun sustained modernization much later. Britain had a
GNP per-capita almost three times larger than the Habsburg Empire, while Germany's stood almost twice as high as the
Austro-Hungarian Empire's. Nonetheless, these large discrepancies hide different levels of development within the Empire.
Rail transport expanded rapidly in the Austro-Hungarian Empire. Its predecessor state,
the Habsburg Empire, had built a substantial core of railways in the west originating
from Vienna by 1841. At that point the government realized the military possibilities of rail and began to invest heavily in
their construction. Pozsony (Bratislava), Budapest,
Prague, Kraków, Graz,
Laibach (Ljubljana), and Venice became linked to the main
network. By 1854 the Empire had almost 2000 kilometres of track, about 60 to 70% of it in state hands. At that point the
government began to sell off large portions of track to private investors to recoup some of its investments and because of the
financial strains of the 1848 Revolution and of the Crimean War.
From 1854 to 1879 private interests conducted almost all rail construction. What would become Cisleithania gained 7,952 track
kilometres, and Hungary built 5,839 track kilometres. During this time many new areas joined
the railway system and the existing rail networks gained connections and interconnections. This period marked the beginning of
widespread rail transportation in Austria-Hungary, and also the integration of transportation systems in the area. Railways
allowed the Empire to integrate its economy far more than previously possible, when transportation depended on rivers.
After 1879 the Austro-Hungarian government slowly began to re-nationalize the rail network, largely because of the sluggish
pace of development during the worldwide depression of the 1870s. The years between 1879 and
1900 saw more than 25,000 km of railways built in Cisleithania and Hungary. Most of this constituted "filling in" of the existing
network, although some areas, primarily in the far east, gained rail connections for the first time during this period. The
railroad reduced transportation costs throughout the Empire, opening new markets for products from other lands of the Dual
Monarchy. See Imperial Austrian State Railways for details.
Military
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-
Foreign policy
The Austro-Hungarian Compromise of 1867, in creating a semi-independent Hungary, entailed the rise of an assertive
Magyar identity within the Empire. The Slav minorities found themselves at the mercy of Magyar nationalism, far less liberal in
many ways than the policy previously followed by Vienna. After the agreement of 1867 the Imperial foreign minister was obliged to
take account of the views on the minister-president of Hungary; besides Germanisation the
Hungarians were most concerned about the threat of Pan Slavism. Here Russia was perceived as
the immediate threat, with Serbia as its "Trojan Horse" in the Balkans. No
individual represented this view more clearly than Count Gyula Andrássy Jr.,
first minister-president of Hungary and then himself the Imperial foreign minister.
Set against this general background it is also important to remember that, by the late 1860s, Austrian ambitions in both
Italy and Germany had been choked off by the rise of new national powers. Only the Balkans were
left as a field for potential expansion. The whole Empire was thus drawn into a new style of diplomatic brinkmanship, first
conceived of by Andrássy, centering on the province of Bosnia-Herzegovina, a
predominantly Slav area still under the control of the Ottoman Empire. It was a dangerous
game to play in a dangerous place. A road was thus mapped out, with a terminus at Sarajevo in the year 1914.
On the heels of the Great Balkan Crisis, Austro-Hungarian forces
occupied Bosnia and Herzegovina in August 1878; this was sanctioned by the Treaty of
Berlin. In order to counter Russia's interests in the Balkans, an alliance was
concluded with Germany in October 1879. The Empire eventually annexed Bosnia-Herzegovina in October 1908 as a common holding under the control of the finance ministry
rather than attaching it to either territorial government. This led some in Vienna to contemplate combining Bosnia and
Herzegovina with Croatia to form a third component of the Empire, uniting its southern Slav regions under the domination of
Croatians.
The Great War
Coat of Arms of Austria–Hungary, adopted in 1915 to emphasize the unity of the Empire during
World
War I.
The deaths of Franz Joseph's brother, Maximilian (1867), and only son,
Rudolf, made the Emperor's nephew, Franz Ferdinand, heir presumptive to the crown. On June
28 1914, the heir visited the Bosnian capital, Sarajevo,
where Bosnian Serb militants of the nationalist group Mlada Bosna, supplied by the violent
Serbian militant group Black Hand, ambushed Franz Ferdinand's convoy and
assassinated him. See: Assassination in Sarajevo
After the Congress of Berlin the Empire's military spending did not even double,
while that of Germany rose fivefold, and British, Russian and French spending rose threefold. The Empire had previously lost
ethnically Italian areas to Piedmont due to nationalist movements sweeping through Italy, and
many Austro-Hungarians felt the threat of losing the southern territories inhabited by Slavs to Serbia as imminent. Serbia had recently gained a significant amount of territory in the
Second Balkan War of 1913, causing much distress in government circles in Vienna and
Budapest. Some members of the government, such as Conrad von Hötzendorf
had wanted to confront the resurgent Serbian nation for some years. The leadership of Austria-Hungary, especially Count Leopold
von Berchtold, backed by its ally Germany, decided to confront Serbia militarily before it could incite a revolt: using the
assassination as an excuse, they presented a list of ten demands called the July
Ultimatum[2] expecting Serbia would never accept.
When Serbia accepted nine of the ten demands but only partially accepted the remaining one, Austria-Hungary declared war.
These events brought the Empire into conflict with Serbia and over the course of July and August 1914, caused the start of
World War I, as Russia mobilized in support of Serbia, setting off a series of
counter-mobilizations. Italy initially remained neutral, although it had an alliance with
Austria–Hungary. In 1915 it switched to the side of the Entente powers, hoping to gain
territory from Austria–Hungary.
General Franz Conrad von Hötzendorf was the Chief of the
Austro-Hungarian General Staff during the war. Under his command, Austro-Hungarian
troops were involved in much of the fighting in the Great War.
At the start of the war, the army was divided in two, the smaller part attacked Serbia while the larger part fought against
the massive Russian army. The 1914 invasion of Serbia was a disaster. By the end of the year the Austrian army had taken no
territory and had lost 227,000 men (out of a total force of 450,000 men); see Serbian Campaign (World War I).
On the Eastern front, things started out equally badly. The Austrian army was
defeated at the Battle of Lemberg and the mighty fort city of Przemysl was besieged (it would fall in March 1915).
In May 1915, Italy joined the Allies and attacked Austria-Hungary. The bloody but indecisive fighting on the Italian front would last for the next three and a half years. It was only this front that
the Austrians proved effective in war, managing to hold back the numerically superior Italian armies in the Alps.
In the summer, the Austrian army, working under a unified command with the Germans, participated in the successful
Gorlice–Tarnow Offensive.
Later in 1915, the Austrian army, in conjunction with the German and Bulgarian armies, conquered Serbia.
In 1916, the Russians focused their attacks on the Austrian-Hungarian army in the Brusilov Offensive, recognising the numerical inferiority of the Austro-Hungarian Army. The Austrian
armies took massive losses (losing about 1 million men) and never recovered. The huge losses of men and material inflicted on the
Russians during the offensive contributed greatly to the causes of their communist revolution of 1917. The Austro-Hungarian war
effort became more and more subordinate to the direction of German planners, as it did with the standard soldiers. The Austrians
saw the German army positively, but by 1916 the general belief in Germany was that they were "shackled to a corpse." Supply
shortages, low morale, and the high casualty rate seriously affected the operational abilities of the army, as well as the fact
the army was of multiple ethnicity, all with different race, language and customs.
The last two successes for the Austrians: the Conquest of Romania and
the Caporetto Offensive, were German-assisted operations. Due to the fact that the
empire had become more and more dependent on German assistance, the majority of its people, not of Hungarian or Austrian
ethnicity, became aware of the empire's destabilisation.
Dissolution of the Empire
A humorous "
obituary" of the Austrian Empire, published in
Kraków in late 1918. Click on the image for a translation.
As it became apparent that the Allied Powers of the British Empire, France, Italy and the United States would
win World War I, nationalist movements which had previously been calling for a greater degree of autonomy for various areas,
started pressing for full independence.
As one of his Fourteen Points, U.S.
President Woodrow Wilson demanded that the nationalities of the empire have
"freest opportunity to autonomous development." In response, Karl I agreed to
reconvene the Imperial parliament and allow for the creation of a confederation with each
national group exercising self-governance. However, the nationalities no longer trusted Vienna, and were now dead-set on
independence.
On October 14, Foreign Minister Baron István Burián von
Rajecz[3] asked for an armistice based on the
Fourteen Points. In an apparent attempt to demonstrate good faith, Karl I issued a proclamation two days later transforming
Austria into a federal union of four components--German, Czech, South Slav and Ukrainian. The Poles were granted full
independence with the purpose of joining their ethnic brethren in Russia and Germany in a Polish state, and Trieste was to
receive a special status.
It was all for naught; on October 18, Secretary of State Robert Lansing replied four
days later that the Allies were now committed to the causes of the Czechs, Slovaks and South Slavs. Therefore, Lansing said,
autonomy was no longer enough, and Washington couldn't deal on the basis of the Fourteen Points anymore. In fact, a
Czechoslovak provisional government had joined the Allies on October 14, and the leaders
of the South Slav community had already declared in favor of uniting with Serbia in a large South Slav state.
The Lansing note was, in effect, the death certificate for Austria-Hungary. National councils formed in the empire's provinces
had already begun acting more or less as the provisional governments of independent countries. With defeat in the war imminent,
Czechoslovakia declared independence on 28 October 1918 and on
29 October the southern Slav areas declared the State of Slovenes, Croats and Serbs. The Hungarian government terminated the
personal union with Austria on 31 October 1918, officially
dissolving the Austro-Hungarian state. There was now nothing left of the Habsburg realm except its Alpine and Danubian
provinces.
Facing an impossible situation, the last Habsburg emperor-king, Karl I (styled Károly IV in Hungary), issued a statement on
November 11 in which he renounced the right to participate in Austrian affairs of state. On
November 13, he issued a similar proclamation for Hungary. However, he did not abdicate, in
the event the people of either state recalled him.
In Austria and Hungary, separate republics were declared at
the end of the war in November. The Treaty of Saint Germain
(between the victors of World War I and Austria) and the Treaty of Trianon (between
the victors and Hungary) regulated the dissolution of Austria–Hungary.
A monarchist revival in Hungary after a short-lived communist regime and
the Romanian intervention of 1919 resulted in the restoration of the Hungarian monarchy (March 1920), with the royal powers
entrusted to a regent, the naval hero Admiral Miklós
Horthy. Ill-prepared attempts by Karl to regain the throne in Budapest
(March, October 1921) collapsed when the initially wavering Horthy, who had received threats of intervention from the
Allied powers and neighboring countries, refused his cooperation. Subsequently the
British took custody of Karl and removed him and his family to the Portuguese island of
Madeira, where he died the following year.
New states
The following successor states were formed (entirely or in part) from the former Habsburg lands:
Some Austro-Hungarian lands were also ceded to Romania, Ukraine and Italy. Liechtenstein, which
had formerly looked to Vienna for protection, formed a customs and defence union with Switzerland, and adopted the Swiss currency instead of the Austrian. In April 1919 Vorarlberg, the westernmost province of Austria, voted by a large majority to join Switzerland; however both
the Swiss and the Allies disregarded this result.
Territorial legacy