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Joseph Stalin

 
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Joseph Stalin, Political Leader / World War II Figure

Joseph Stalin
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  • Born: 1879
  • Birthplace: Gori, Georgia, Russia (now Republic of Georgia)
  • Died: 5 March 1953
  • Best Known As: Leader of the U.S.S.R. from 1928 to 1953

Name at birth: Iosif Vissarionovich Dzhugashvili

Ruthless and ambitious, Joseph Stalin grabbed control of the Soviet Union after the death of V.I. Lenin in 1924. As a member of the Bolshevik party, Stalin (his adopted name meaning "Man of Steel") had an active role in Russia's October Revolution in 1917. He maneuvered his way up the communist party hierarchy, and in 1922 was named General Secretary of the Central Committee. By the end of the 1920s Stalin had expelled his rival Leon Trotsky, consolidated power, and was the de facto dictator of the Soviet Union. In the 1930s Stalin summarily executed his political enemies and started aggressive industrial and agricultural programs that left untold thousands of peasants dead. During World War II Stalin was the commander of the Soviet military, and attended the postwar conferences at Yalta, Teheran and Potsdam. After Stalin's death he was denounced by his successor, Nikita Khrushchev, and "Stalinism" was officially condemned.

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Joseph Stalin, 1950.
(click to enlarge)
Joseph Stalin, 1950. (credit: Sovfoto)
(born Dec. 18, 1879, Gori, Georgia, Russian Empire — died March 5, 1953, Moscow, Russia, U.S.S.R.) Soviet politician and dictator. The son of a cobbler, he studied at a seminary but was expelled for revolutionary activity in 1899. He joined an underground revolutionary group and sided with the Bolshevik faction of the Russian Social-Democratic Workers' Party in 1903. A disciple of Vladimir Lenin, he served in minor party posts and was appointed to the first Bolshevik Central Committee (1912). He remained active behind the scenes and in exile (1913 – 17) until the Russian Revolution of 1917 brought the Bolsheviks to power. Having adopted the name Stalin (from Russian stal, "steel"), he served as commissar for nationalities and for state control in the Bolshevik government (1917 – 23). He was a member of the Politburo, and in 1922 he became secretary-general of the party's Central Committee. After Lenin's death (1924), Stalin overcame his rivals, including Leon Trotsky, Grigory Zinovyev, Lev Kamenev, Nikolay Bukharin, and Aleksey Rykov, and took control of Soviet politics. In 1928 he inaugurated the Five-Year Plans that radically altered Soviet economic and social structures and resulted in the deaths of many millions. In the 1930s he contrived to eliminate threats to his power through the purge trials and through widespread secret executions and persecution. In World War II he signed the German-Soviet Nonaggression Pact (1939), attacked Finland (see Russo-Finnish War), and annexed parts of eastern Europe to strengthen his western frontiers. When Germany invaded Russia (1941), Stalin took control of military operations. He allied Russia with Britain and the U.S.; at the Tehran, Yalta, and Potsdam conferences, he demonstrated his negotiating skill. After the war he consolidated Soviet power in eastern Europe and built up the Soviet Union as a world military power. He continued his repressive political measures to control internal dissent; increasingly paranoid, he was preparing to mount another purge after the so-called Doctors' Plot when he died. Noted for bringing the Soviet Union into world prominence, at terrible cost to his own people, he left a legacy of repression and fear as well as industrial and military power. In 1956 Stalin and his personality cult were denounced by Nikita Khrushchev.

For more information on Joseph Stalin, visit Britannica.com.

Oxford Dictionary of Political Biography:

Yosif Vissarionovich Stalin

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(real name Djugashvili)

(b. Gori, Georgia, 21 Dec. 1879; d. near Moscow, 5 Mar. 1953) Georgian; People's Commissar for Nationalities 1917 – 22, General Secretary (later Secretary) of the CPSU 1922 – 53, chair of the Council of People's Commissars (later Council of Ministers) 1941 – 53 Born in the small Georgian town of Gori and losing his father, a poor cobbler, at the age of 10, Yosif Djugashvili was brought up by his pious mother. He was educated at an Orthodox elementary school and later at an Orthodox seminary, from which he was eventually expelled at the age of 20. This religious education, even though he rejected it, had an important influence in familiarizing him with Russian language and culture and producing lasting habits of thinking and expression. Developing an interest in Marxism, he soon became a political organizer in Transcaucasia, but fell out with the local Social Democrats because he supported the Bolshevik faction whereas most of them were Mensheviks. So "Koba", as he was known, moved to St Petersburg in 1913 where he impressed the party enough to be brought onto the Bolshevik Central Committee and made an editor of Pravda. He visited Lenin in Poland and at his suggestion wrote Marxism and the National Question which was published later in the year (under the pseudonym "Stalin" — derived from the word "Steel") and established his reputation with Lenin as the party expert on an important and contentious issue. He argued for a combination of political and economic centralism with national linguistic and cultural autonomy — the famous formula of "national in form but socialist in content" which was to become the basis of Soviet federalism. In March 1917, after several years of arrest and exile, he returned to Petrograd (as St Petersburg had been renamed) from Siberia after the Tsar's abdication and reestablished himself as an editor of Pravda. At this time he advocated co-operation with non-Bolshevik socialists in the Soviet and the provisional government and supported a defensive war and when Lenin returned in April and proposed a rejection of these positions Stalin was reluctant to agree. His natural caution was evident also in October when he was sceptical about the idea of armed insurrection.

In the new Council of People's Commissars Stalin became Commissar for Nationality Affairs. He played a major role in devising the state structure which formed the basis of the constitutions of the Russian Republic in 1918 and the Soviet Union in 1924. While his Georgian nationality made him sensitive to the feelings of the nationalities, his ingrained centralism and ruthlessness came out in the crushing of the Georgian Mensheviks in 1921, which first raised doubts in Lenin's mind about Stalin. During the Civil War Stalin served as a political commissar on several fronts, which brought him into frequent conflict with the Commissar for War Trotsky. After the war his administrative capacities were recognized by Lenin in creating for him in 1922 the new post of General Secretary of the Central Committee, which Stalin was to make the basis of his political power through the control he exercised over appointments to key committees and his identification with the core of the party. Even before Lenin died in 1924 he had formed a ruling alliance with Zinoviev and Kamenev, isolating Trotsky. Stalin's reputation for unspectacular, business-like moderation enabled him to survive Lenin's recommendation in his "Testament" that he be removed from his post because of his rudeness: the Central Committee agreed not to publish or act on the note.

Stalin gradually established his pre-eminence by astute political manœuvring, first sidelining Trotsky by stressing dogmatic loyalty to "Lenin's behests" and then forcing Zinoviev and Kamenev into opposition through his development of Bukharin's idea of "socialism in one country", which with its implication of national development rather than international revolution was popular amongst the party rank and file. By 1928 he was in control, having removed Zinoviev and Kamenev from the Politbureau and exiled Trotsky. He was then free to take up Trotsky's idea of rapid industrial development at the expense of the peasantry, which matched a general mood in the party of impatience with the consequences of NEP and worries about Soviet military preparedness, thus abandoning Bukharin's views of gradualist development which he had previously espoused.

But it was in 1929 that occurred the "great change" that marked the onset of the "Revolution from Above". Faced with a grain crisis in the expanding industrializing cities, produced by the peasants"reluctance to sell grain at low state prices, he reintroduced limited grain requisitioning in 1928; when this made the situation worse, he decided in November 1929 to "liquidate the kulaks [richer peasants] as a class" and to complete collectivization of farms in the term of the First Five-Year Plan (only 15 per cent collectivization was planned in 1928); at the same time the industrial targets of the plan were enormously increased, draconian work discipline introduced, and a massive anti-religious campaign started to break the church's hold over the peasantry. The coercion needed to carry through these campaigns caused a huge increase in the size and power of the secret police, the OGPU. Millions died in resistance or, as in Ukraine, in artificially induced famine; millions more stocked the rapidly expanding forced labour camps of the Gulag.

In 1933 the revolutionary excesses were terminated and a more ordered system established. This was a "totalitarian" system in that it aspired to monopolistic political control of the whole of society — a centrally planned and nationalized economy; centrally controlled forms of education, association and expression, including intellectual and cultural life. This control was exercised not through perfect order but by classic "divide and rule" methods of arbitrary central intervention, the use of terror as a means of government, and devolution of dictatorship to sectoral and regional leaders competing with each other for the favour of the Boss (khozyain). The whole was welded together by the formal and informal activities of the secret police and by the ritualistic use of "Marxist-Leninist" ideological dogmas, supplemented by the consciously fostered "personality cult" of the Leader (vozhd'). The values promulgated were not revolutionary-Bolshevik but traditional-peasant: hierarchy, nationalism (Russian), militarism, group tyranny and anti-individualism, brutal punishment and discipline, philistinism, pro-natalism, even serfdom (collective farms and the Gulag). Was it socialism? Stalin declared it was in the constitution of 1936 and undoubtedly believed that he had "completed" and preserved the revolution by building up the power of the state in the face of "capitalist encirclement", a strong base from which "socialism" could expand when the time was right. He also believed, like Lenin, that he was indispensable in this process.

The Purges and show trials of the 1930s had functional and traditional elements, but bore the hallmark of his pathologically suspicious and vengeful personality. Purges of the officer core greatly weakened the USSR before the war, but the crisis was postponed by the Nazi-Soviet pact of 1939, which gave the USSR control of the Baltic states, Karelia, eastern Poland, and Bessarabia. Stalin took the additional post of chair of the Council of People's Commissars, to ensure direct control of the state apparatus in case of war. He appears to have been surprised and temporarily panicked by the Nazi invasion of June 1941 (in spite of intelligence reports), no doubt because he thought he had outwitted Hitler. He became chair of a war cabinet, the State Defence Committee, in addition to becoming People's Commissar for Defence and Supreme Commander of the Armed Forces. Initially his ruthless and arbitrary approach proved very costly, but as he allowed his generals more initiative and allowed free rein to Russian nationalism (including the revival of tsarist symbols and the Russian Orthodox Church), the tide turned in 1943 after Stalingrad and he proved an effective strategist and national leader. During the war he was a highly successful negotiator and representative of Soviet interests at the allied conferences in Tehran (1943), Moscow (1944), and Yalta and Potsdam (1945). As a result of Soviet military and diplomatic prowess not only were the illicit gains of 1939 allowed to stand but the USSR gained controls of a buffer zone in Eastern Europe which became its outer empire with the onset of the Cold War in 1947 (though Tito's Yugoslavia broke away in 1948). Stalin emerged from the war with his military and political position much enhanced and as the head of a military super power, later with nuclear weapons, though with a devastated economy and catastrophic human losses. Reconstruction of the economy proceeded rapidly, through the exploitation of Eastern Europe, suppression of Soviet living standards, and resumption of police terror. In his final years Stalin was still contemplating grandiose schemes of "transforming nature" and was about to launch another purge, mainly against Jews (the "Doctors"Plot") before he was cut short by death in March 1953. His body was embalmed and placed next to Lenin's in the mausoleum, until it was removed and buried in the Kremlin Wall after Khrushchev's attacks in 1961.

Revisionist historians have questioned the extent of his dictatorial control and the numbers of his victims, but recent archival research has broadly confirmed the traditional view of Stalin. Undoubtedly he presided over huge strides in industrial development, Russia's survival in the "Great Patriotic War", and achievement of super-power status, but the methods used, involving enormous and needless human and material costs, fundamentally undermined the achievements. He suppressed all the libertarian and challenging aspects of Marxism-Leninism and carried to extremes the authoritarian and élitist aspects, which he combined with the traditions of Russian orthodoxy, the "human engineering" of Peter the Great and his personal suspiciousness, ruthlessness, and vengefulness. He created a system which could not be maintained in modern conditions but could not be reformed without undermining its inner logic.

Oxford Companion to Military History:

Josef Vissarionovich Stalin

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Stalin, Josef Vissarionovich (né Djugashvili) (1879-1953). Along with Hitler and Mao Tse-tung, Stalin was one of the three genocidal monsters of the 20th century. Soviet dictator and war leader, supreme commander in the 1941-5 ‘Great Patriotic War’ and one of the ‘big three’ with Franklin D. Roosevelt and Churchill. In 1945 he appointed himself generalissimus (general of generals), a title only previously awarded to the great Suvorov.

Born in Georgia and the son of a shoemaker, Josef started training as an Orthodox priest, which undoubtedly influenced his public style. In 1899 he became a revolutionary and was expelled from the seminary in Tbilisi (once Tiflis). He adopted the name Stalin (man of steel) and in 1902 was arrested for conspiracy for the first time. He was arrested many more times, but managed to extricate himself by betraying his comrades. He took part in the 1905 Russian revolution in the Transcaucasia region. In 1912 he moved to St Petersburg (1914-24 Petrograd, 1924-91 Leningrad) and became one of the first editors of the Bolshevik newspaper inaccurately named Pravda (the truth). He was sent to Siberia for life in 1913 but allowed to return in the amnesty after the March 1917 Revolution. After the November Revolution (see Russian Revolutions) he was made People's Commissar for Nationalities. During the civil war he helped organize the defence of Tsaritsyn (1926-61 Stalingrad, now Volgograd), with Voroshilov and Aleksandr Yegorov, which fused a powerful clique.

Despite a belated attempt by Lenin to prevent it, he turned the originally administrative post of general secretary of the communist party into a monolithic power base, consolidated after Lenin died by a ruthless purge of Trotsky and his supporters from all offices, a process that continued to the point of editing him out of all photographs of the revolution. The process of eliminating all other sources of power continued within the party through a series of purges that continued until he died, by the forced collectivization of agriculture and the extermination of the merely productive peasant kulaks, by the use of political slave labour to implement his wasteful industrialization five-year plans, and by the 1937 decapitation of the Red Army by the purge of Tukhachevskiy and any other senior officer who showed signs of thinking for himself.

Internationally, Stalin pulled the strings of the Popular Front and other anti-fascist peace movements through the Comintern and provided some support for the Republicans in the Spanish civil war (taking Spain's gold reserves in return) until he realized that the western powers were seeking to channel Hitler's malign energies towards him. Prior to the recall and execution of the Comintern agents of his previous policy, he engineered the diplomatic revolution of the August 1939 Molotov-Ribbentrop Pact, under the terms of which his armies rolled into eastern Poland and the Baltic States.

He rejected intelligence warnings of BARBAROSSA, believing them to be a western deception operation, and after the blow landed he physically hid for a week, exhibiting surprising moral cowardice in such a hard man, emerging only to try to take credit for the fact that the Red Army, in spite of being left exposed and unprepared entirely because of his attempts at appeasement, resisted with obstinate courage. Even before he formally turned his back on internationalism, Stalin had been experimenting with appeals to traditional Russian patriotism, and now he went all the way, reviving old ranks and symbols and even slackening his persecution of the Jews and the Church. He made himself president of the State Committee of Defence (GKO) on 30 June 1941, People's Commissar for Defence on 19 July, supreme C-in-C of the armed forces on 8 August and, from 10 July 1941, president of the Stavka of the Supreme Command (from 8 August of the Supreme High Command). The Stavka (an old Russian word for a warrior chief's council of war) was the tightly knit body that ran the war at the front line. The State Committee of Defence co-ordinated all aspects of the total war, including industry.

There are many parallels between Hitler and Stalin, not the least of them being their conviction that they were great generals, their utter indifference to human suffering, and their wastefulness of lives. By far the greatest contribution Stalin made to Soviet victory was made pre-war, when he moved much heavy industry out of European Russia and thus out of the reach of BARBAROSSA. The next biggest contribution was made by Hitler, who failed to recognize the importance of the fact that his armies were initially greeted as liberators in Belorussia and the Ukraine. By implementing a brutal policy of racialist repression, he rallied the peoples of the Soviet empire around the leadership of Stalin faue de mieux and even so hundreds of thousands of Russians and subject peoples served in the German armies. After the German advance chewed up dullards like Stalin's favourite Buddeny, a new generation of senior officers rose to the challenge, men like Zhukov, Koniev, and Rokossovsky, the last plucked from a punishment camp. There was nothing new or attributable to the leadership of Stalin in Russian determination to defend the homeland, or in their stoicism and vengeful determination. He said, ‘it takes a brave man to be a coward in the Red Army’, but this had always been the case.

On the diplomatic front, Roosevelt played right into his hands at the Allied conferences in Tehran in 1943 and Yalta in 1945, where he was greatly assisted by the fact that Soviet intelligence agents were well placed in both the British and US governments. One cannot escape the suspicion that his constant pressure for a ‘second front’ was more than just a plea to relieve the pressure on the eastern front, but also embodied the hope that the invasion of Europe would be launched prematurely and fail. As it was, the Red Army rolled well beyond the old imperial borders and there is little reason to doubt the insight Patton had: it only stopped because the western Allies were strong enough to dissuade it from continuing. By the time he died, Stalin's Soviet empire extended further and with greater effective control than the tsars had ever dreamed of.

Of the many evil creatures who sprang to do Stalin's bidding, the great survivor (for his predecessors were all executed after show trials) was his last secret police chief and fellow Georgian, Lavrentiy Beria. Because the nuclear programme was based on the Soviet intelligence services' comprehensive penetration of the Manhattan Project, Beria directed the development of nuclear weapons, which rapidly caught up with the USA. He also directed intensified internal repression, including a vicious campaign against the leaders of the heroic city of Leningrad and the purge of all those who had been involved in partisan activity.

When Stalin died, incredible though it may seem after the horrors he had perpetrated, he was mourned by scores of millions of Soviet people, for whom he had been a ‘little father’ like the tsars of old. They wept in the streets, unable to imagine a future without him. His successors could. They quickly put Beria out of their misery, and only three years after his death, Stalin's crimes were denounced in a not-so-secret party plenum by Khrushchev, beginning the period known as the ‘thaw’ during which his monstrous ‘archipelago’ of punishment camps was gradually dismantled. Demographic evidence shows very clearly that many times more people died at his hands before BARBAROSSA than subsequently at the hands of Hitler's minions. It is a shattering judgement on his successors, and a powerful reflection on the loss of international status he did so much to establish, that his despotism is looked back to as the ‘good old days’ by millions of ordinary Russians at the turn of the century he polluted.

Bibliography

  • Bullock, Alan, Hitler and Stalin: Parallel Lives (London, 1998).
  • Erickson, John, The Road to Stalingrad: Stalin's War with Germany (London, 1975).
  • ——The Road to Berlin (London, 1982)

— Christopher Bellamy/Hugh Bicheno

The Soviet statesman Joseph Stalin (1879-1953) was the supreme ruler of the Soviet Union and the leader of world communism for almost 30 years.

Under Joseph Stalin the Soviet Union greatly enlarged its territory, won a war of unprecedented destructiveness, and transformed itself from a relatively backward country into the second most important industrial nation in the world. For these achievements the Soviet people and the international Communist movement paid a price that many of Stalin's critics consider excessive. The price included the loss of millions of lives; massive material and spiritual deprivation; political repression; an untold waste of resources; and the erection of an inflexible authoritarian system of rule thought by some historians to be one of the most offensive in recent history and one that many Communists consider a hindrance to further progress in the Soviet Union itself.

Formative Years

Stalin was born losif Vissarionovich Dzhugashvili on Dec. 21, 1879, in Gori, Georgia. He was the only surviving son of Vissarion Dzhugashvili, a cobbler who first practiced his craft in a village shop but later in a shoe factory in the city. Stalin's father died in 1891. His mother, Ekaterina, a pious and illiterate peasant woman, sent her teen-age son to the theological seminary in Tpilisi (Tiflis), where Stalin prepared for the ministry. Shortly before his graduation, however, he was expelled in 1899 for spreading subversive views.

Stalin then joined the underground revolutionary Marxist movement in Tpilisi. In 1901 he was elected a member of the Tpilisi committee of the Russian Social Democratic Workers party. The following year he was arrested, imprisoned, and subsequently banished to Siberia. Stalin escaped from Siberia in 1904 and rejoined the Marxist underground in Tpilisi. When the Russian Marxist movement split into two factions, Stalin identified himself with the Bolsheviks.

During the time of the 1904-1905 revolution, Stalin made a name as the organizer of daring bank robberies and raids on money transports, an activity that V. I. Lenin considered important in view of the party's need for funds, although many other Marxists considered this type of highway robbery unworthy of a revolutionary socialist.

Stalin participated in congresses of the Russian Social Democratic Workers party at Tampere, London, and Stockholm in 1905 and 1906, meeting Lenin for the first time at these congresses. In 1912 Stalin spent some time with Lenin and his wife in Crakow and then went to Vienna to study the Marxist literature concerning the nationality problem. This study trip resulted in a book, Marxism and the National Question. In the same year Lenin co-opted Stalin into the Central Committee of the Bolshevik party.

Stalin's trips abroad during these years were short episodes in his life. He spent the major portion of the years from 1905 to 1912 in organizational work for the movement, mainly in the city of Baku. The secret police arrested him several times, and several times he escaped. Eventually, after his return from Vienna, the police caught him again, and he was exiled to the faraway village of Turukhansk beyond the Arctic Circle. He remained here until the fall of czarism. He adopted the name Stalin ("man of steel") about 1913.

First Years of Soviet Rule

After the fall of czarism, Stalin made his way at once to Petrograd, where until the arrival of Lenin from Switzerland he was the senior Bolshevik and the editor of Pravda, the party organ. After Lenin's return, Stalin remained in the high councils of the party, but he played a relatively inconspicuous role in the preparations for the October Revolution, which placed the Bolsheviks in power. In the first Cabinet of the Soviet government, he held the post of people's commissar for nationalities.

During the years of the civil war (1918-1921), Stalin distinguished himself primarily as military commissar during the battle of Tsaritsyn (Stalingrad), in the Polish campaign, and on several other fronts. In 1919 he received another important government assignment by being appointed commissar of the Workers and Peasants Inspectorate. Within the party, he rose to the highest ranks, becoming a member of both the Political Bureau and the Organizational Bureau. When the party Secretariat was organized, he became one of its leading members and was appointed its secretary general in 1922. Lenin obviously valued Stalin for his organizational talents, for his ability to knock heads together and to cut through bureaucratic red tape. He appreciated Stalin's capabilities as a machine politician, as a troubleshooter, and as a hatchet man.

The strength of Stalin's position in the government and in the party was anchored probably by his secretary generalship, which gave him control over party personnel administration - over admissions, training, assignments, promotions, and disciplinary matters. Thus, although he was relatively unknown to outsiders and even within the party, Stalin doubtless ranked as the most powerful man in Soviet Russia after Lenin.

During Lenin's last illness and after his death in 1924, Stalin served as a member of the three-man committee that conducted the affairs of the party and the country. The other members of this "troika" arrangement were Grigori Zinoviev and Lev Kamenev. The best-known activity of this committee during the years 1923-1925 was its successful attempt to discredit Leon Trotsky and to make it impossible for him to assume party leadership after Lenin's death. After the committee succeeded in this task, Stalin turned against his two associates, who after some hesitation made common cause with Trotsky. The conflict between these two groups can be viewed either as a power struggle or as a clash of personalities, but it also concerned political issues - a dispute between the left wing and the right wing of bolshevism. The former feared a conservative perversion of the revolution, and the latter were confident that socialism could be reached even in an isolated and relatively backward country. In this dispute Stalin represented, for the time being, the right wing of the party. He and his theoretical spokesman, Nikolai Bukharin, warned against revolutionary adventurism and argued in favor of continuing the more cautious and patient policies that Lenin had inaugurated with the NEP (New Economic Policy).

In 1927 Stalin succeeded in defeating the entire left opposition and in eliminating its leaders from the party. He then adopted much of its domestic program by initiating a 5-year plan of industrial development and by executing it with a degree of recklessness and haste that antagonized many of his former supporters, who then formed a right opposition. This opposition, too, was defeated quickly, and by the early 1930s Stalin had gained dictatorial control over the party, the state, and the entire Communist International.

Stalin's Personality

Although always depicted as a towering figure, Stalin, in fact, was of short stature. He possessed the typical features of Transcaucasians: black hair, black eyes, a short skull, and a large nose. His personality was highly controversial, and it remains shrouded in mystery. Stalin was crude and cruel and, in some important ways, a primitive man. His cunning, distrust, and vindictiveness seem to have reached paranoid proportions. In political life he tended to be cautious and slow-moving. His style of speaking and writing was also ponderous and graceless. Some of his speeches and occasional writings read like a catechism. He was at times, however, a clever orator and a formidable antagonist in debate. Stalin seems to have possessed boundless energy and a phenomenal capacity for absorbing detailed knowledge.

About Stalin's private life, little is known beyond the fact that he seems always to have been a lonely man. His first wife, a Georgian girl named Ekaterina Svanidze, died of tuberculosis. His second wife, Nadezhda Alleluyeva, committed suicide in 1932, presumably in despair over Stalin's dictatorial rule of the party. The only child from his first marriage, Jacob, fell into German hands during World War II and was killed. The two children from his second marriage outlived their father, but they were not always on good terms with him. The son, Vasili, an officer in the Soviet air force, drank himself to death in 1962. The daughter, Svetlana, fled to the United States in the 1960s.

Stalin's Achievements

In successive 5-year plans, the Soviet Union under Stalin industrialized and urbanized with great speed. Although the military needs of the country drained away precious resources and World War II brought total destruction to some of the richest areas of the Soviet Union and death to many millions of citizens, the nation by the end of Stalin's life had become the second most important industrial country in the world.

The price the Soviet Union paid for this great achievement remains staggering. It included the destruction of all remnants of free enterprise in both town and country and the physical destruction of hundreds of thousands of Russian peasants. The transformation of Soviet agriculture in the early 1930s into collectives tremendously damaged the country's food production. Living standards were drastically lowered at first, and more than a million people died of starvation. Meanwhile, Stalin jailed and executed vast numbers of party members, especially the old revolutionaries and the leading figures in all areas of endeavor.

In the process of securing his rule and of mobilizing the country for the industrialization effort, Stalin erected a new kind of political system characterized by unprecedented severity in police control, bureaucratic centralization, and personal dictatorship. Historians consider his regime one of history's most notorious examples of totalitarianism.

Stalin also changed the ideology of communism and of the Soviet Union in a subtle but drastic fashion. While retaining the rhetoric of Marxism-Leninism, and indeed transforming it into an inflexible dogma, Stalin also changed it from a revolutionary system of ideas into a conservative and authoritarian theory of state, preaching obedience and discipline as well as veneration of the Russian past. In world affairs the Stalinist system became isolationist. While paying lip service to the revolutionary goals of Karl Marx and Lenin, Stalin sought to promote good relations with the capitalist countries and urged Communist parties to ally themselves with moderate and middle-of-the-road parties in a popular front against the radical right.

From the middle of the 1930s onward, Stalin personally managed the vast political and economic system he had established. Formally, he took charge of it only in May 1941, when he assumed the office of chairman of the Council of Ministers. After Nazi Germany invaded the Soviet Union, Stalin also assumed formal command over the entire military establishment.

Stalin's conduct of Russian military strategy in the war remains as controversial as most of his activities. Some evidence indicates that he committed serious blunders, but other evidence allows him credit for brilliant achievements. The fact remains that under Stalin the Soviet Union won the war, emerged as one of the major powers in the world, and managed to bargain for a distribution of the spoils of war that enlarged its area of domination significantly, partly by annexation and partly by the transformation of all the lands east of the Oder and Neisse rivers into client states.

Judgments of Stalin

Stalin died of a cerebrovascular accident on March 5, 1953. His body was entombed next to Lenin's in the mausoleum in Red Square, Moscow. After his death Stalin became a controversial figure in the Communist world, where appreciation for his great achievements was offset to a varying degree by harsh criticism of his methods. At the Twentieth All-Union Party Congress in 1956, Premier Nikita Khrushchev and other Soviet leaders attacked the cult of Stalin, accusing him of tyranny, terror, falsification of history, and self-glorification.

Further Reading

Two excellent biographies of Stalin are Boris Souvarine, Stalin: A Critical Study of Bolshevism (trans. 1939), and Isaac Deutscher, Stalin: A Political Biography (1949; 2d ed. 1967). A good brief survey of his life is Robert D. Warth, Joseph Stalin (1969). Lenin, Trotsky, and Stalin are the subjects of Bertram D. Wolfe, Three Who Made a Revolution (1948). Stalin figures prominently in Nikita Khrushchev's memoirs, Khrushchev Remembers (trans. 1971); however, the authenticity of the memoirs is not completely established.

Many of the countless books dealing with Soviet affairs between 1923 and 1953 necessarily must deal with Stalin extensively, particularly such standard works as Edward H. Carr's massive multivolume study, A History of Soviet Russia (9 vols., 1951-1969); Merle Fainsod, How Russia Is Ruled (1953; rev. ed. 1963); Frederick L. Schuman, Russia since 1917 (1957); and Leonard Schapiro, The Communist Party of the Soviet Union (1959). Of the numerous works by former Communist leaders who dealt with Stalin and later denounced him, several are noteworthy: Leon Trotsky, Stalin: An Appraisal of the Man and His Influence, edited and translated by Charles Malamuth (1941; new ed. 1967); Ruth Fischer, Stalin and the German Communist Party (1948); Alexander Orlov, The Secret History of Stalin's Crimes (1953); and Abdurakhman Avtorkhanov, Stalin and the Soviet Communist Party: A Study in the Technology of Power (1959). Various assessments of Stalin and his conduct of Soviet affairs are given in T.H. Rigby, ed., Stalin (1966). Stalin figures prominently in the best account of the purges of the 1930s, Robert Conquest, The Great Terror: Stalin's Purge of the Thirties (1968).

Studies of the Soviet army and its officer corps under Stalin include John Erickson, The Soviet High Command (1962); Alexander Werth, Russia at War (1964); and Seweryn Bialer, ed., Stalin and His Generals: Soviet Military Memoirs of World War II (1969).

Gale Encyclopedia of Russian History:

Josef Vissarionovich Stalin

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(1879 - 1953), general secretary of the Communist Party, Soviet dictator.

Josef Vissarionovich Dzhugashvili, who in revolutionary work was called Koba before adopting the nom de plume Stalin, was born in Gori, Georgia, to a working-class family; his father was a cobbler and his mother a domestic servant. Many of the details of his early life remain in dispute, but his education was gained at a local church school and the Tiflis (Tbilisi in Georgian) Orthodox seminary, from which he was expelled in 1899. He joined the Russian Social Democratic Labor Party soon after its foundation, and in 1901 was elected to the Tiflis Social Democratic Committee. Following the split in the party in 1903, Stalin became a Bolshevik. For the following decade and a half, he was involved in a variety of revolutionary activities, including the publication of illegal materials, organizational work among workers and within the party, and bank raids to garner funds to sustain party work. He met Vladimir Lenin in 1905, and briefly traveled abroad on party business to Stockholm, London, Kracow, and Vienna. In 1912 he was elected in his absence onto the party Central Committee and became an editor of the party newspaper, Pravda. In 1913 he wrote his most important early work, Marxism and the National Question. His revolutionary work was interrupted by arrest in 1902, 1909, 1912, and 1913; he escaped from the first three bouts of exile and returned to Petrograd from the last one when the tsar fell in February 1917. In 1903 he married his first wife, Yekaterina Svanidze, his son Yakov was born in 1904, and his wife died of tuberculosis in 1907.

When Stalin returned to Petrograd soon after the tsar's fall, he was one of the leading Bolsheviks in the city. He was elected to the newly established Russian bureau of the party and to the editorial board of Pravda. Along with Vyacheslav Molotov and Lev Kamenev, he championed the policy of support for the Provisional Government and a defensist position on the war, until Vladimir Lenin returned in April and overturned these in favor of a more revolutionary stance. Stalin went along with Lenin's views. During the revolutionary period, Stalin seems to have spent most of his time on organizational work. He was not a stirring speaker like Trotsky or someone with the presence of Lenin, and therefore after the return of Lenin and the emigrés, he was not seen as one of the leading lights of the party. Nevertheless, following the seizure of power in October, Stalin became people's commissar for nationalities, a position that from April 1919 he held jointly with the post of people's commissar of state control (from February 1920, the Workers' and Peasants' Inspectorate). The latter post was concerned with the elimination of corruption and inefficiency in the central state machine. During the civil war, Stalin was active on a series of military fronts, and it was at this time that his first major clash with Leon Trotsky occurred. More importantly, when the Politburo, Orgburo, and Secretariat of the Central Committee were established in March 1919, Stalin became a member of all three. He was the only member simultaneously of these bodies and the CC, and was therefore in a place of significant organizational power. In April 1922 he was elected general secretary of the party, and therefore the formal head of the party's organizational machine. With Lenin's illness from May 1922 and his death in January 1924, Stalin was able to make use of this power to consolidate his control at the top of the party structure.

Lenin's death was followed by intensified factional conflict among his would-be successors.

Between 1923 and 1929, Stalin and his supporters successively outmaneuvered Trotsky and his supporters, the Left Opposition, the United Opposition, and the Right Opposition, so that by the end of the decade, Stalin was primus inter pares. Stalin's success in these factional conflicts has usually been attributed to the organizational powers stemming from his ability to use the machinery of the party to promote his supporters and exclude the supporters of his opponents. This was clearly a significant factor in his ability to outflank his opponents at party meetings and use those symbolically to defeat them through a party vote. Stalin was the source of jobs, and therefore someone who was attractive to many with ambitions in Soviet politics. But Stalin was also a person who espoused the sorts of policies that would have appealed to many rank-and-file Bolsheviks: The ability of the USSR to build socialism in one country rather than having to wait for international revolution and the need to shift from the gradualist framework of NEP into a more revolutionary attempt to build socialism, were two of the most important of such policies. Thus through a combination of the weaknesses of his opponents, the strength of his organizational power, and the attractiveness of many of the positions he espoused, Stalin was able to triumph over his more fancied rivals for leadership; he was even able to overcome the negative evaluation of him in Lenin's so-called Testament.

Stalin's defeat of his more prominent rivals did not mean that he was secure in the leadership of the party in the early 1930s. At the end of 1927, at Stalin's behest the party adopted the first of a series of decisions that led to the abandonment of the moderation of the New Economic Policy and its replacement by an increasingly rapid pace of industrialization and agricultural collectivization. This produced continuing strains within the party, even when the most prominent opponents of this new course - the Right Opposition led by Nikolai Bukharin, Alexei Rykov, and Mikhail Tomsky - had been defeated in 1929. In late 1930 the Syrtsov-Lominadze group and in 1932 the Ryutin Platform were two important instances of high-ranking party members criticizing the course of economic policy, with the latter even calling for Stalin's removal. For many within the party's leading ranks, the gamble on forced pace industrialization and agricultural collectivization, while justifiable in terms of the achievement of the ultimate goal of a socialist society, was in practice proving to be more costly and disruptive than they had been led to believe. The reports of widespread popular opposition to collectivization raised the specter of the increased isolation of the party within the society; the trials of so-called saboteurs in 1930 and 1931 only increased this sense. They were not reassured by the increasing glorification of Stalin personally that began on his fiftieth birthday in December 1929. The cult of Stalin that thus emerged was clearly an attempt to shift the basis of political legitimacy away from the party and onto the person of Stalin.

At this time of political uncertainty, in November 1932 Stalin's second wife, Nadezhda Allilueva who he had married in 1919, died. At the time it was announced that she had died of a heart attack, but it was widely believed that she had shot herself. There have also been rumors that Stalin himself killed her, but the truth is still not known.

In 1933 a party purge, or chistka, was announced. This was to be a bloodless affair involving a check on the performance of all party members and the expulsion of those whose performance was found to be deficient. This was followed by similar campaigns in 1935 and 1936. Against this background of suspicion of the true beliefs and commitment of some party members, the seventeenth congress of the party was held in January - February 1934. This congress, the so-called Congress of Victors, announced the successful completion of collectivization, and although there was a significant level of public glorification of Stalin, there was also evidence of some high-level dissatisfaction with him. In December of that year, Leningrad party boss and close associate of Stalin, Sergei Kirov, was assassinated. Kirov's death was used as an excuse to crack down on various elements including so-called Trotskyites and Zinovievites. In January 1935, Kamenev, Grigory Zinoviev, and seventeen other members of a reputed "center" were tried and convicted of moral and political responsibility for the death of Kirov, and were sentenced to imprisonment. This wave of purging tapered off by the middle of 1935. However, it surged once again in 1936, paradoxically at the time of the discussion of the new Stalin state Constitution adopted in December 1936, lasting unabated until the end of 1938. The so-called Great Terror, symbolized by the show trials of Old Bolsheviks in August 1936, January 1937, and March 1938, destroyed all semblance of opposition to Stalin and left him supreme at the apex of the party. He was now the unchallenged leader of the country, the vozhd, untrammelled by considerations of collective leadership, the absolute arbiter of the futures of all of those who worked with him in the leadership and in the country as a whole.

The personal primacy of Stalin, symbolically celebrated in a new peak of adulation at the time of his sixtieth birthday, occurred at a time of increasing international tension. In August 1939 the Soviet-German Non-Aggression Pact was signed, an agreement that Stalin had actively sought. The results of that pact were played out in the following two years, with Soviet territorial gains on its western border. In May 1941 Stalin became chairman of the Council of People's Commissars, or prime minister, to add to his position as General secretary. The following month, Germany attacked the Soviet Union, ushering in a new phase in Stalin's leadership, that of the war leader.

From the time of the attack, Stalin was closely involved in organizing the defense of the Soviet Union. The long public delay in any announcement from him following the opening of hostilities led many to claim that Stalin, who had seemingly ignored all warnings about the likelihood of German attack, had been mentally paralyzed by the attack and took no part in the initial Soviet response. However, it has now become clear that Stalin was busy in meetings during this time, participating as he did right through the war in the resolution of issues not just of civil government but of military strategy and tactics. Throughout the conflict, Stalin was closely involved in a practical capacity in directing the Soviet war effort. He was also important symbolically. By mobilizing Russian nationalism and presenting himself as its personification, Stalin became the ultimate symbol of both the Soviet populace and its armed forces. His refusal to leave Moscow, even when German troops were at its gates, reinforced this image. It is probable that the war ushered in the highest point of Stalin's real, as opposed to cult-presented, popularity. Stalin became known as the Generalissimo.

With the end of the war, the Soviet Union was clearly one of the leading powers remaining and Stalin was an international figure, as symbolized by his presence at the conferences with the British and U.S. leaders in Tehran, Yalta, and Potsdam. He ruled over not only the Soviet Union, but also the newly established socialist states in Eastern Europe. At home, there was a return to orthodoxy as controls were tightened once again following the relaxation of the wartime period. Stalin's personal control remained undiminished. The leadership functioned as Stalin demanded; formal party organs were largely replaced by loose groupings of individual leaders summoned at Stalin's whim and carrying out whatever tasks he accorded to them.

Always a suspicious man, Stalin's sense of paranoia seems to have grown in the post-war period, something fueled by the Cold War. Although there were no purges on the scale of the 1930s, the more limited use of coercion and terror occurred in the Leningrad affair of 1949 - 1950, the Mingrelian case of 1951 - 1952, and the Doctors' Plot of 1952 - 1953. As in the 1930s, such purging occurred against a backdrop of the apogee of the Stalin cult at the time of his seventieth birthday in 1949. In this period, Stalin was probably more detached from the daily process of political life than he had ever been. But this does not mean that he was any less powerful; he still set the tenor of political life, and he was in a position to be able to decide any issue he wished to decide, which is the true measure of a dictator. His colleagues, really subordinates, may have maneuvered among themselves for increased power and for particular policy positions, but none challenged his primacy. Stalin died on March 5, 1953, probably of natural causes; some have argued that some of his leadership colleagues may have poisoned him, but there has been no evidence to sustain this accusation.

Both of Stalin's wives died at an early age, and he seems to have had difficult relations with his children. From his second marriage he had a son, Vasily (b. 1921) and a daughter Svetlana (b. 1926), both of whom outlived him. Stalin seems to have had little personal contact with either of these children or with Yakov, his son by his first marriage. Vasily joined the air force during the war and through his father's patronage quickly rose to a leadership position. He subsequently became an alcoholic. Yakov was in the army and was captured by the Germans; reports suggest that Stalin refused a prisoner swap that would have returned Yakov to him. After Stalin's death, Svetlana married a citizen of India, and when he died in 1966 she took his body to India and decided to remain abroad, returning briefly in 1984.

Stalin was the longest-serving leader of the Soviet Union and clearly left a major imprint on its development. He has been described as cruel, secretive, manipulative, opportunistic, doctrinaire, paranoid, devoid of human feelings and sentiment, single-minded, and power-hungry. All of these descriptions can find sustenance in different aspects of Stalin's biography. Where the balance lies remains a matter of debate. What is clear is that when he believed it was required, he could be ruthless in the actions he took against both enemies and supposed friends. In this sense, he was a man of action. He was not an intellectual, despite the claims of the cult. His literary output was moderate in size and generally both turgid in prose and mechanical in its arguments, but it did gain the status of orthodoxy within the USSR, a function of his political dominance rather than the intrinsic merit of his work.

Stalin's life remains the subject of debate. Many aspects are still highly controversial, with scholars disagreeing widely on them. The following are among the most important of these.

Why was Stalin victorious? This question has often been posed in a broader form: Why did the Stalinist system emerge in the Soviet Union, the first attempt to create a socialist society on a national scale? Debate on this question has been vigorous precisely because of the implications its answer was seen to have for socialist aspirations more generally. Many, particularly on the right of the political spectrum, argued that such a system was a logical, even inevitable, result of revolution and the sort of system that Lenin set in place. Others argued that, while the Leninist system may have made a highly coercive, undemocratic system more likely, this was neither the necessary nor inevitable outcome of either the revolution or Leninism. Many argued the primacy of organizational factors, especially the power Stalin was able to gain and exercise within the party apparatus. Others emphasized the importance of Stalin's personality, skills, and talents, especially in contrast to those of his opponents. Another strand of argument focused upon the regime's desire to bring about substantial socioeconomic change in an economically and politically backward society, a situation requiring a high level of centralization and coercion. Others noted the role of the party's isolation in Soviet society and the nature of the recruits flowing into its ranks. This question remains unresolved, but an answer, most now agree, involves elements of all of the arguments noted above.

Was Stalin responsible for Kirov's assassination? Those supporting the view that Stalin was responsible argue that Kirov was seen as a possible challenge to or replacement for Stalin, and accordingly Stalin had him assassinated. Other suggestions have been that Kirov's killer was indeed working for a bloc of oppositionists as Stalin and his supporters claimed, that he was working alone, or that it was the security apparatus who had planned a failed assassination attempt to boost their institutional stocks but that this went wrong. Despite research in the archives, no definitive answer has been forthcoming, and all cases remain circumstantial.

There is now no doubt about Stalin's responsibility for the terror. This was not a normal party purge that went off the rails. Given Stalin's position in the party organization and the position occupied by his supporters, this could not have gone ahead without his permission. He probably did not have an exact idea of how many people suffered during the terror, but he must have had an idea of the general dimensions, and he certainly knew of some of the individuals who perished, because he signed lists of victims submitted to him. Ultimately Stalin was responsible, even if the primary role in the direction of it lay with his henchmen.

Was Stalin planning another major purge when he died? Those who argue in favor of this point to the buildup of pressure through the Leningrad affair, the Mingrelian case, and the Doctors' Plot, and the enlargement of the party Presidium at the nineteenth congress of the party in October 1952. This was seen as preparatory to purging some of the older established leaders and bringing newer ones forward. Many of those who accept this logic also accept that Stalin was poisoned. There is no firm evidence about Stalin's intentions either way, and unless compelling evidence comes from the archives, this will remain a moot point.

Finally there is the question of the costs and benefits of Stalin and his regime. Under his rule, the Soviet Union moved from being a backward, predominantly agricultural country to one of the two superpowers on the globe. The living standards of many of its people rose significantly, as did literacy and education levels. Urbanization transformed the landscape. And the Soviet Union won the war against Hitler, something that would have been highly unlikely without high-level industrialization. But critics point to the costs: millions killed as a result of famine, terror, and collectivization; the massive wastage of resources; the establishment of an economic system that ultimately could not sustain itself; the development of a society which crushed individual initiative and free thinking. This was an ambiguous legacy, and one that therefore was difficult for the regime to handle. Under Khrushchev, destalinization was a limited policy that refused to come to grips with the reality of the Stalin regime. When discussion was again permitted, under Mikhail Gorbachev, the political circumstances of the time prevented a balanced evaluation from emerging. Russia still must broach this question, but it is likely that this will only happen in a satisfactory way when the Stalin issue is not seen to have contemporary political relevance. That may be some time off.

Bibliography

Gill, Graeme. (1990). The Origins of the Stalinist Political System. Cambridge, UK: Cambridge University Press.

Hingley, Ronald. (1974). Joseph Stalin: Man and Legend. New York: McGraw-Hill.

Tucker, Robert C. (1973). Stalin as Revolutionary 1879 - 1929: A Study in History and Personality. London: Chatto & Windus.

Tucker, Robert C. (1990). Stalin in Power: The Revolution from Above, 1928 - 41. New York: Norton.

Ulam, Adam B. (1989). Stalin: The Man and His Era. Boston: Beacon.

Volkogonov, Dmitri. (1991): Stalin: Triumph and Tragedy. New York: Grove.

—GRAEME GILL

Columbia Encyclopedia:

Joseph Vissarionovich Stalin

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Stalin, Joseph Vissarionovich (stä'lĭn, Rus. vĭsəryô'nəvĭch stä'lyĭn), 1879-1953, Soviet Communist leader and head of the USSR from the death of V. I. Lenin (1924) until his own death, b. Gori, Georgia. His real name was Dzhugashvili (also spelled Dzugashvili or Djugashvili); he adopted the name Stalin ("man of steel") about 1913.

Early Career

The son of a shoemaker, Stalin studied (1894-99) for the priesthood at the theological seminary at Tiflis, but was expelled. While still a divinity student, he became a convert to Marxism and joined the Social Democratic party in the Caucasus. He became a disciple of Lenin after the split (1903) of the party into factions of Bolshevism and Menshevism.

Stalin attended party congresses abroad (at Stockholm in 1906 and at London in 1907), but unlike Lenin, Leon Trotsky, and other revolutionists he did not choose prolonged exile abroad. Under the alias of Koba, taken from the name of a famous Georgian outlaw, he remained in the Caucasus. He was especially active in the party press. Between 1902 and 1913 he was arrested five times and each time escaped.

In 1911 he left the Caucasus for St. Petersburg, where in 1912 he became one of the first editors of Pravda [truth], then a small paper devoted to doctrinal disputes, later the official daily of the Communist party of the USSR. Stalin was arrested in 1913 and was exiled for life to N Siberia, where he remained until an amnesty was granted after the February Revolution of 1917. Back in St. Petersburg (by then, renamed Petrograd), he edited Pravda jointly with Lev Kamenev.

Rise to Power

After the October Revolution of 1917, Stalin, already a member of the central committee since 1912, entered the Soviet cabinet as people's commissar for nationalities and began to emerge as a leader of the new regime. During the civil war from 1918 to 1920 he played an important administrative role on the military fronts and in the capital. He was elected (1922) general secretary of the central committee of the party, enabling him to control the rank-and-file members and to build an apparatus loyal to him.

Stalin's significance in the revolutionary movement and his relation to Lenin have been subjects of great controversy. He was highly regarded by Lenin as an administrator but not as a theoretician or leader. Toward the end of his illness, which began in 1922, Lenin wrote a testament in which he strongly criticized Stalin's arbitrary conduct as general secretary and recommended that he be removed. However, he died before any action could be taken, and the testament was suppressed.

On Lenin's death, Stalin, Kamenev, and Grigori Zinoviev formed a triumvirate of successors allied against Trotsky, who was a strong contender to replace Lenin. After Trotsky was ousted (1925) as commissar of war, Stalin, now allied with Nikolai Bukharin, turned on Kamenev and Zinoviev. In a desperate attempt to counter Stalin's power, Zinoviev and Kamenev joined forces with Trotsky. Their efforts failed and they were forced to resign from the central committee of the Communist party. Stalin subsequently broke with Bukharin and engineered his fall from power.

A primary issue around which these party struggles centered was the course of the Russian economy. The right wing, led by Bukharin, favored granting concessions to the peasantry and continuing Lenin's New Economic Policy (NEP). The left, represented by Kamenev and Zinoviev, wished to proceed with industrialization on a large scale at the expense of the peasants. Stalin's position wavered, depending on the political situation, and the NEP continued until 1928 with considerable success. Then Stalin reversed this policy and inaugurated collectivization of agriculture and the Five-Year Plan. Ruthless measures were taken against the kulaks, the farmers who had risen to prosperity under the NEP.

Soviet Leader

Prewar Years

The political and cultural aims of Stalin's regime were to identify the totalitarian rule of the Communist party with stability and legitimacy. The basic Marxist tenet of the ultimate "withering away" of the state was all but repudiated. Instead the state was glorified. The shift to the right was also manifest in the reorganization of the armed forces along disciplinarian lines reminiscent of the reign of Czar Nicholas I; in the official return to conservative divorce and abortion laws; in the gradual replacement of intransigent measures against the Russian Orthodox Church by a policy that made the church an instrument of the state; in the abandonment of experimental education in favor of rigid instruction; in the insistence on political criteria in the arts; and, most important, in the rebirth of nationalism and the mounting distrust of the West and of internationalism.

Stalin maintained that his program of consolidating "socialism in one country," although demanding immense sacrifice and discipline, would render the USSR immune to attacks by capitalist nations and would demonstrate the superiority of the socialist system. He thus repudiated, for the time being, the role of the Soviet Union as torchbearer of world revolution.

This process was accompanied by repressive measures and terror, which led to the collectivization famines (1930-33) and political purges of the 1930s. Stalin made his dictatorship absolute by liquidating all opposition within the party. The murder (1934) of S. M. Kirov, Stalin's lieutenant, led to prosecutions for an alleged plot-vast, Trotsky-inspired, and aided by Nazi Germany-to overthrow Stalin's government. In the purge trials many old Bolsheviks, including Kamenev, Zinoviev, Aleksey Rykov, and Bukharin, were accused, pleaded guilty, and were executed.

The purges extended even to the head of the secret police, G. G. Yagoda, and to some of the highest army officers, notably Marshal Tukhachevsky. The terror reached its height under the Yezhovshchina, the period (1937-38) when N. I. Yezhov directed the secret police. As the purges drew to a close (1939), the efforts of the secret police were concentrated on eliminating those elements of the population that might be disloyal in case of war. The Soviet system of forced labor camps, the Gulag, was hugely expanded during this period.

In internal policy, Stalin promulgated a new constitution in 1936 (see Union of Soviet Socialist Republics). Although it contained symbols of democratic institutions, effective political power was reserved to the Communist party as the vanguard of the working people. Although it reaffirmed the Soviet principle of autonomy for the various nationalities, the constitution in effect made it impossible for republics or other national groups to secede from the union.

Wartime and After

Until 1934, Stalin had pursued the policy, initiated by the Treaty of Rapallo (see Rapallo, Treaty of, of friendship with Germany. After Adolf Hitler became (1933) chancellor of Germany, Stalin strove for international acceptance and cooperation, joining (1934) the League of Nations and attempting a rapprochement with Great Britain and France. The failure of such a rapprochement and the growing danger of war led Stalin to conciliate Hitler.

The nonaggression pact with Germany (Aug., 1939) was designed to keep the USSR out of World War II. The territorial concessions and strategic advantages granted the Soviet Union by Germany at the expense of other East European nations contributed to Stalin's underestimation of the German threat. The Nazi invasion of Russia on June 22, 1941, took Stalin-who in May had taken over the premiership from V. M. Molotov-by surprise; it temporarily paralyzed his leadership and nearly led to the collapse of the Soviet army.

The extent to which Stalin as a military leader subsequently contributed to Soviet victory has been fiercely debated among Soviet and Western authors; his forceful leadership was probably a greater asset than his military capability. He directed the war effort from the Kremlin, where he remained when the rest of the government was evacuated. He was voted the rank of marshal of the Soviet Union (1943) and of generalissimo (1945).

At the Tehran Conference (1943) and the Yalta Conference (1945) with Franklin Delano Roosevelt and Winston Churchill and at the Potsdam Conference (1945), Stalin proved an astute diplomat. His diplomatic skill led to the recognition by the Western powers of a Soviet sphere of influence in Eastern Europe. Having further strengthened his personal power in the course of World War II, Stalin used it ruthlessly to consolidate his control within the Soviet Union and the emerging Soviet empire against what he perceived as renewed capitalist threats. Always suspicious of Communist movements outside his control, he tried unsuccessfully to dissuade the Chinese Communists from taking power after World War II and broke with Josip Broz Tito in 1948 over the question of Yugoslavia's independent Communist policies.

Stalin's paranoia during the last years of his life led to increased repression and persecution of his closest collaborators, reminiscent of the purges of the 1930s. His public appearances, which had always been rare, became even less frequent in the late 1940s and early 50s. His remoteness only stimulated the public worship bestowed upon him, which verged on apotheosis.

Stalin died Mar. 5, 1953, of a cerebral hemorrhage. His body was entombed next to Lenin's in the mausoleum on Red Square in Moscow. Little is known of Stalin's private life except that he married twice and that both wives died (the second, Nadezhda Sergeyevna Alliluyeva, by suicide in 1932). Yakov, his son by his first wife, died in Nazi captivity. He had a son and a daughter by his second wife. His son, Vasily, was an officer in the Soviet air force before his death in 1962. His daughter, Svetlana Alliluyeva, defected to the United States in 1967.

Denunciation

At the 20th All-Union Party Congress in 1956, Nikita Khrushchev and other Soviet leaders attacked the cult of Stalin, confirming many accusations long current outside the USSR. They did not repudiate Stalin's economic policies, but accused him of tyranny and terror, falsification of history, and self-glorification. In 1961 the 22d Party Congress voted to remove Stalin's body from the Lenin mausoleum; he was then interred in the heroes' cemetery near the Kremlin wall. The term Stalinist, first used to distinguish Stalin's policies from those of Trotsky and others, came to mean a brand of Communism that was both national and repressive. Since Stalin's death the tyrannical implications of the term have become primary.

Bibliography

Stalin's writings form no cohesive body of political theory, although he claimed to represent the pure interpretation of Leninism and Marxism. Among Stalin's writings translated into English are Leninism (tr., 2 vol., 1928-33), Problems of Leninism (tr. 1934), The Great Patriotic War of the Soviet Union (tr. 1945), Stalin's Works (tr. 1952-55), and other collections of speeches, articles, and reports.

There are numerous biographies of Stalin, some adulatory, such as that of H. Barbusse (tr. 1935), some severely critical of him, such as that by Trotsky (tr. 1946, rev. ed. 1967). See A. Orlov, The Secret History of Stalin's Crimes (1953); M. D. Shulman, Stalin's Foreign Policy Reappraised (1963); R. C. Tucker, Stalin as Revolutionary, 1879-1929 (1973) and Stalin in Power (1990); A. B. Ulam, Stalin: The Man and His Era (1973, repr. 1989); G. Urban, Stalinism (1982); A. E. Arthur, Stalin and His Times (1986); A. DeJonge, Stalin and the Shaping of the Soviet Union (1986); R. H. McNeal, Stalin (1988); R. A. Medvedev, Let History Judge: The Origins and Consequences of Stalinism (2d ed. 1989); K. N. Cameron, Stalin (1989); R. Conquest, The Great Terror: A Reassessment (1991) and Stalin: Breaker of Nations (1991); D. Volkogonov, Stalin: Triumph and Tragedy (1991); E. Radzinsky, Stalin (1996); S. Fitzpatrick, Everyday Stalinism (1999); M. Amis, Koba the Dread (2003); S. Sebag Montefiore, Stalin: The Court of the Red Tsar (2004); R. J. Overy, The Dictators: Hitler's Germany, Stalin's Russia (2004); R. Service, Stalin: A Biography (2005).

This entry contains information applicable to United States law only.

Joseph Stalin was the leader of the Soviet Union and the Communist party from 1929 to 1953. He used ruthless methods to consolidate his power and ruled the Soviet Union by terror. His actions shaped the relationship between the United States and the Soviet Union, leading to the Cold War after World War II.

Stalin was born Iosif Vissarionovich Dzhugashvili on December 21, 1879, in Gori, now in the Republic of Georgia. He adopted the name Stalin, meaning "man of steel," in 1910. The son of peasants, his academic prowess led to a scholarship at a theological seminary. While studying for the priesthood, he began reading the works of Karl Marx. He soon left the seminary and joined the Social-Democratic party in 1899. His revolutionary activities led to his arrest and exile to Siberia seven times between 1902 and 1913. He escaped six times.

He aligned himself with the Bolshevik faction of the party, which was under the leadership of Vladimir Ilyich Lenin. Lenin named Stalin to the Bolshevik's Central Committee in 1912 and in 1913 named him editor of the party newspaper, Pravda. He spent from 1913 until early 1917 in Siberian exile, returning to St. Petersburg to aid the Bolsheviks in overthrowing first the monarchy and then the provisional government. The November 1917 Bolshevik revolution put Lenin in charge. Stalin became a top aid to Lenin and helped the regime in winning a civil war against those who opposed the Bolsheviks.

In the early 1920s, Stalin began plotting to gain power. Before Lenin died in 1924, he expressed misgivings about Stalin's use of power. Nevertheless, Stalin joined in a three-man leadership group, called a troika, to govern the Soviet Union after Lenin's death. He quickly pushed aside all his rivals, including Leon Trotsky, and became the supreme ruler by 1929.

During the 1930s Stalin collectivized all private farms in the Soviet Union and in the process sent a million farmers into exile. He embarked on a process of "russification," which put minority nationalities under strict control of the national government. In 1939, in concert with the Nazi government of Adolf Hitler, Stalin invaded eastern Poland. In 1940 he conquered the Baltic countries of Estonia, Latvia, and Lithuania.

Stalin also encouraged the growth of Communism throughout the world. The Communist party of the United States grew rapidly during the Great Depression of the 1930s, in the process raising questions whether the party was a mere tool of Stalin and the international Communist movement. As a result of concerns about Communist subversion, Congress enacted the Smith Act (54 Stat. 670) in 1940. The legislation required aliens to register and be fingerprinted by the federal government. More importantly, the act made it illegal not only to conspire to overthrow the government but to advocate or conspire to advocate its overthrow. The U.S. Supreme Court upheld the constitutionality of the act in Dennis v. United States, 341 U.S. 494, 71 S. Ct. 857, 95 L. Ed. 1137 (1951).

Stalin's 1939 nonaggression pact with Hitler proved futile: Hitler invaded the Soviet Union in 1941. Stalin then aligned the Soviet Union with the United States and Great Britain in World War II. When the war in Europe ended in 1945, the Soviet Army occupied Eastern Europe and a large part of Germany. Stalin ignored agreements between the Allies and proceeded to impose Communist rule on these occupied countries.

The United States and Great Britain perceived Stalin's actions as attempts to force Communism on the world. In the late 1940s, the Soviet Union was captioned by the United States as the Red Menace, seeking to subvert democracy and capitalism. Stalin pushed the United States to the brink of a third world war when he ordered the blockade of Berlin in 1948 and 1949.

Fears about Communism were further stirred by the arrest of Julius and Ethel Rosenberg in 1950 for providing the Soviet Union with secrets about the atomic bomb. To many people, the Rosenbergs were tools of Stalin and the Communist conspiracy. Other people, however, saw them as victims of political hysteria. The Rosenbergs were executed in 1953, yet several generations of historians have argued over their guilt or innocence.

Stalin's hard-line policies were met in kind by the West. In 1949 the United States created the North Atlantic Treaty Organization, which committed U.S. forces to the defense of Europe. The outbreak of the Korean War in 1950, which was started by Communists in North Korea, led to the deployment of U.S. troops to stave off Communist aggression. Stalin's determination to expand Soviet power and influence created the climate for the Cold War. The United States practiced a policy of containment, with the goal of preventing the spread of Communism.

In his later years, Stalin literally rewrote the Soviet history books, turning himself into a heroic, godlike figure. Those who opposed him were exiled to Siberian labor camps or executed. Always suspicious of those around him, in 1953 he prepared to purge more party leaders. His plans were cut short, however, when he suffered a brain hemorrhage and died on March 5, 1953, in Moscow.

Stalin's methods were replicated by later Soviet leaders. The demise of European Communist regimes in the 1980s and the collapse of the Soviet Union in the 1990s signaled an end to Stalinism.

See: Dennis v. United States; Red Scare.

(stah-lin, stal-in)

A Soviet political leader of the twentieth century. Stalin ruled the Soviet Union, often with extreme brutality, from the death of Lenin in the early 1920s until his own death in the early 1950s. His policies of collectivization, which abolished private ownership, were followed by political purges in which thousands of Communist party officials were killed, usually on trumped-up charges of treason. (See Stalin's purge trials.) Stalin led the Soviet Union in its costly victory in World War II; the country again lost huge numbers. President Franklin D. Roosevelt of the United States and Prime Minister Winston Churchill of Britain met with Stalin in 1945 to produce the Yalta agreement. Stalin's expansion of Soviet influence after World War II contributed to the cold war.

Quotes By:

Joseph Stalin

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Quotes:

"Education is a weapon, whose effect depends on who holds it in his hands and at whom it is aimed."

"Gratitude is a sickness suffered by dogs."

"History shows that there are no invincible armies."

"The Pope? How many divisions has he got?"

"A single death is a tragedy. A million deaths is a statistic."

"Print is the sharpest and the strongest weapon of our party."

See more famous quotes by Joseph Stalin

Encyclopedia of the Holocaust:

Joseph Vissarionovich Stalin

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(1879--1953), Ruler of the Soviet Union. After the Russian Revolution of 1917, Stalin became a prominent member of the Bolshevik Party. When Lenin died in 1924, Stalin fought tooth and nail to replace him as Soviet premier. By 1928, he rose to undisputed leadership.

As soon as he came to power, Stalin called for a Soviet industrial revolution. In 1929 he took control of the secret police. Stalin used "total terror" to impose his radical policies on his constituents. Anyone suspected of disagreeing with him was put in jail. Beginning in 1935, Stalin subjected many of his opponents to "show trials" in order to discourage opposition---based on trumped up charges, these former Communist leaders were tried for conspiracy, and many executed. During the late 1930s, Stalin launched a purge of millions of alleged opponents. An entire generation of Jewish Communists was destroyed, and a new generation of Communist peasants came to power. Antisemitism became a secret, yet major part of their ideology.

In August 1939 Stalin shocked the world by signing a non-aggression agreement with his country's former enemy, Germany, called the Nazi-Soviet Pact. In June 1941 Hitler betrayed that alliance and invaded the Soviet Union. During 1941 and 1942, the Soviet army suffered colossal defeats at the hands of the Germans, but Stalin eventually turned the war around. Between 1943 and 1945, Stalin met with Western leaders at conferences in Tehran, Yalta, and Potsdam, where, as imminent victors, they shaped Europe's future map.

In 1947 Stalin extended his support to the establishment of a Jewish state in Israel; apparently, he hoped that it would become a Soviet satellite state. However, when that did not come true by the end of 1948, Stalin withdrew his support and began implementing antisemitic measures in the Soviet Union. All Jewish organizations were dissolved, Jewish leaders were rounded up and executed, and many Jews were deported to Siberia. In 1953 Stalin dreamed up the "Doctors' Plot," in which he accused several Jewish doctors of trying to poison him. Stalin began preparing for the deportation of Soviet Jewry---but died before the expulsion could be implemented.

Wikipedia on Answers.com:

Joseph Stalin

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Joseph Stalin
Russian: Иосиф Виссарионович Сталин
Georgian: იოსებ ბესარიონის ძე სტალინი
Stalin at the Berlin Conference, 1945
Chairman of the Council of Ministers
In office
6 May 1941 – 5 March 1953
First Deputies Nikolai Voznesensky
Vyacheslav Molotov
Preceded by Vyacheslav Molotov
Succeeded by Georgy Malenkov
General Secretary of the Communist Party of the Soviet Union
In office
3 April 1922 – 16 October 1952
Preceded by Vyacheslav Molotov
(as Responsible Secretary)
Succeeded by Nikita Khrushchev
(office reestablished)
People's Commissar for the Defense of the Soviet Union
In office
19 July 1941 – 25 February 1946
Premier Himself
Preceded by Semyon Timoshenko
Succeeded by Nikolai Bulganin
after vacancy
Personal details
Born 18 December 1878(1878-12-18)
Gori, Tiflis Governorate, Russian Empire
Died 5 March 1953(1953-03-05) (aged 74)
Kuntsevo Dacha near Moscow, Russian SFSR, Soviet Union
Nationality Georgian
Political party Communist Party of the Soviet Union
Spouse(s) Ekaterina Svanidze (1906–1907)
Nadezhda Alliluyeva (1919–1932)
Children Yakov Dzhugashvili, Vasily Dzhugashvili, Svetlana Alliluyeva
Signature
Military service
Allegiance  Soviet Union
Service/branch Soviet Armed Forces
Years of service 1943–1953
Rank Marshal of the Soviet Union (1943–1945) (de jure)
Generalissimus of the Soviet Union (1945–1953) (de facto)
Commands All (supreme commander)
Battles/wars World War II

Joseph Vissarionovich Stalin (born Iosif Vissarionovich Dzhugashvili; 18 December 1878[1] – 5 March 1953) was the Premier of the Soviet Union from 6 May 1941 to 5 March 1953. He was among the Bolshevik revolutionaries who brought about the October Revolution in Russia in 1917 and later held the position of General Secretary of the Communist Party of the Soviet Union's Central Committee from 1922 until his death in 1953. While the office of the General Secretary was officially elective and not initially regarded as the top position in the Soviet state, Stalin managed to use it to consolidate more and more power in his hands after the death of Vladimir Lenin in 1924 and gradually put down all opposition groups within the Communist Party. This included Leon Trotsky, a socialist theorist and the principal critic of Stalin among the early Soviet leaders, who was exiled from the Soviet Union in 1929. Whereas Trotsky was an exponent of world revolution, it was Stalin's concept of socialism in one country that became the primary focus of Soviet politics.

In 1928, Stalin replaced the New Economic Policy of the 1920s with a highly-centralised command economy and Five-Year Plans that launched a period of rapid industrialization and economic collectivization in the countryside. As a result, the USSR was transformed from a largely agrarian society into a great industrial power, the basis for its emergence as the world's second largest economy after World War II.[2] As a result of the rapid economic, social and political changes of the Stalinist era, millions of people were sent to penal labor camps,[3] and millions were deported and exiled to remote areas of the Soviet Union.[3] The initial upheaval in the agricultural sector disrupted food production in the early 1930s and contributed to the catastrophic Soviet famine of 1932–1933. In 1937–38, a campaign against alleged enemies of the Stalinist regime culminated in the Great Purge, a period of mass repression in which hundreds of thousands of people were executed, including Red Army leaders convicted of participating in plots to overthrow the Soviet government.[4]

In August 1939, after the failure to establish an Anglo-Franco-Soviet Alliance,[5] Stalin's USSR entered into a non-aggression pact with Nazi Germany that divided their spheres of influence in Eastern Europe. This pact allowed the Soviet Union to regain some of the former territories of the Russian Empire in Poland, Finland, the Baltics, Bessarabia and northern Bukovina during the early period of World War II. After Germany violated the pact by invading the Soviet Union in 1941 and opening an Eastern Front, the Soviet Union joined the Allies. Despite heavy human and territorial losses in the initial period of war, the Soviet Union managed to stop the Axis advance in the battles of Moscow and Stalingrad. Eventually, the Red Army drove through Eastern Europe in 1944–45 and captured Berlin in May 1945. Having played the decisive role in the Allied victory,[6][7] the USSR emerged as a recognized superpower after the war.[8]

Stalin headed the Soviet delegations at the Yalta and Potsdam Conferences, which drew the map of post-war Europe. Communist-dominated leftist governments loyal to the Soviet Union were installed in the Eastern Bloc satellite states as the USSR entered a struggle for global dominance, known as the Cold War, with the United States and NATO. In Asia, Stalin established good relations with Mao Zedong in China and Kim Il-sung in North Korea, and the Stalin-era Soviet Union in various ways served as a model for the newly-formed People's Republic of China and Democratic People's Republic of Korea.

In power until his death in 1953, Stalin led the USSR during the period of post-war reconstruction, marked by the dominance of Stalinist architecture. The successful development of the Soviet nuclear program enabled the country to become the world's second nuclear weapons power. The Soviet space program was started as spin-off of the nuclear project. In his last years, Stalin also launched the so-called Great Construction Projects of Communism and the Great Plan for the Transformation of Nature.

Following his death, Stalin and his regime have been condemned on numerous occasions, the most significant of these the 20th Congress of the Communist Party of the Soviet Union in 1956, when Stalin's successor Nikita Khrushchev denounced his legacy and drove the process of de-Stalinization of the Soviet Union. Modern views of Stalin in the Russian Federation remain mixed, with some viewing him as a tyrant[9] others as a capable leader.[10]

Contents

Early life

Young Stalin, c. 1894, age 16, and Ioseb in his mid-twenties, c. 1902.

Stalin was born Ioseb Besarionis dze Jughashvili (Georgian: იოსებ ბესარიონის ძე ჯუღაშვილი) on 18 December 1878[1] to Ketevan Geladze and Besarion Jughashvili, a cobbler, in the town of Gori, Georgia. At the age of seven, he contracted smallpox, which permanently scarred his face. At ten, he began attending church school where the Georgian children were forced to speak Russian. By the age of twelve, two horse-drawn carriage accidents left his left arm permanently damaged. At sixteen, he received a scholarship to a Georgian Orthodox seminary, where he rebelled against the imperialist and religious order. Though he performed well there, he was expelled in 1899 after missing his final exams. The seminary's records suggest he was unable to pay his tuition fees.[11] The official Soviet version states that he was expelled for reading illegal literature and forming a Social Democratic study circle.[12]

Shortly after leaving the seminary, Stalin discovered the writings of Vladimir Lenin and decided to become a Marxist revolutionary, eventually joining Lenin's Bolsheviks in 1903. After being marked by the Okhranka (the Tsar's secret police) for his activities, he became a full-time revolutionary and outlaw. He became one of the Bolsheviks' chief operatives in the Caucasus, organizing paramilitaries, inciting strikes, spreading propaganda and raising money through bank robberies, ransom kidnappings and extortion. The infamy he gained from being associated with organizing the 1907 Tiflis bank robbery, which resulted in several deaths and the stealing of 250,000 rubles (about US $3.4 million in modern terms), would trouble him politically for years later.[13]

In the summer of 1906, Stalin married Ekaterina Svanidze, who later gave birth to Stalin's first child, Yakov. A year later she died of typhus in Baku.

Stalin was captured and sent to Siberia seven times, but escaped most of these exiles. He eventually adopted the name "Stalin" from the Russian word for steel and used it as an alias and pen name in his published works.

During his last exile, Stalin was conscripted by the Russian army to fight in World War I, but was deemed unfit for service because of his damaged left arm.[14]

Revolution, Civil War, and Polish-Soviet War

Role during the Russian Revolution of 1917

Prior to the revolution of 1917, Stalin played an active role in fighting the tsarist government. Here he is shown on a 1911 information card from the files of the Tsarist secret police in Saint Petersburg.[15][page needed]

After returning to Saint Petersburg from exile, Stalin ousted Vyacheslav Molotov and Alexander Shlyapnikov as editors of Pravda. He then took a position in favor of supporting Alexander Kerensky's provisional government. However, after Lenin prevailed at the April 1917 Communist Party conference, Stalin and Pravda supported overthrowing the provisional government. At this conference, Stalin was elected to the Bolshevik Central Committee. After Kerensky ordered the arrest of Lenin following the July Days, Stalin helped Lenin evade capture.[15][page needed] After the jailed Bolsheviks were freed to help defend Saint Petersburg (by that time re-named Petrograd) in October 1917, the Bolshevik Central Committee voted in favor of an insurrection. On 7 November, from the Smolny Institute, Stalin, Lenin and the rest of the Central Committee coordinated the insurrection against Kerensky in the 1917 October Revolution. By 8 November, the Bolsheviks had stormed the Winter Palace and Kerensky's Cabinet had been arrested.

Role in the Russian Civil War, 1917–1919

A group of participants in the 8th Congress of the Russian Communist Party, 1919. In the middle are Stalin, Vladimir Lenin, and Mikhail Kalinin.

Upon seizing Petrograd, Stalin was appointed People's Commissar for Nationalities' Affairs. Thereafter, civil war broke out in Russia, pitting Lenin's Red Army against the White Army, a loose alliance of anti-Bolshevik forces. Lenin formed a five-member Politburo, which included Stalin and Trotsky. In May 1918, Lenin dispatched Stalin to the city of Tsaritsyn. Through his new allies, Kliment Voroshilov and Semyon Budyonny, Stalin imposed his influence on the military.[citation needed]

Stalin challenged many of the decisions of Trotsky, ordered the killings of many counter-revolutionaries and former Tsarist officers in the Red Army[citation needed] and burned villages in order to intimidate the peasantry into submission and discourage bandit raids on food shipments.[citation needed] In May 1919, in order to stem mass desertions on the Western front, Stalin had deserters and renegades publicly executed as traitors.[16]

Role in the Polish-Soviet War, 1919–1921

After their victory in the Russian Civil War, the Bolsheviks moved to establish a sphere of influence in Central Europe by starting what became known as the Polish–Soviet War. As commander of the southern front, Stalin was determined to take the Polish-held city of Lviv. This conflicted with the general strategy set by Lenin and Trotsky, which focused on the capture of Warsaw further north.

Trotsky's forces engaged those of Polish commander Władysław Sikorski at the Battle of Warsaw, but Stalin refused to redirect his troops from Lviv to help. Consequently, the battles for both Lviv and Warsaw were lost, and Stalin was blamed. In August 1920, Stalin returned to Moscow, where he defended himself and resigned his military commission. At the Ninth Party Conference on 22 September, Trotsky openly criticized Stalin's behavior.

Rise to power

Stalin played a decisive role in engineering the 1921 Red Army invasion of Georgia, following which he adopted particularly hardline, centralist policies towards Soviet Georgia. This led to the Georgian Affair of 1922 and other repressions.[17][18] Stalin's actions in Georgia created a rift with Lenin, who believed that all the Soviet states should stand equal.

Lenin nonetheless considered Stalin to be a loyal ally, and when he got mired in squabbles with Trotsky and other politicians, he decided to give Stalin more power. With the help of Lev Kamenev, Lenin had Stalin appointed General Secretary of the Communist Party of the Soviet Union in 1922.[19] This post enabled Stalin to appoint many of his allies to government positions.

Lenin suffered a stroke in 1922, forcing him into semi-retirement in Gorki. Stalin visited him often, acting as his intermediary with the outside world,[19] but the pair quarreled and their relationship deteriorated.[19] Lenin dictated increasingly disparaging notes on Stalin in what would become his testament. He criticized Stalin's political views, rude manners, and excessive power and ambition, and suggested that Stalin should be removed from the position of General Secretary.[19] During Lenin's semi-retirement, Stalin forged an alliance with Kamenev and Grigory Zinoviev against Leon Trotsky. These allies prevented Lenin's Testament from being revealed to the Twelfth Party Congress in April 1923.[19]

Lenin died of a heart attack on 21 January 1924. Again, Kamenev and Zinoviev helped to keep Lenin's Testament from going public. Thereafter, Stalin's disputes with Kamenev and Zinoviev intensified. Trotsky, Kamenev and Zinoviev grew increasingly isolated, and were eventually ejected from the Central Committee and then from the Party itself.[19] Kamenev and Zinoviev were later readmitted, but Trotsky was exiled from the Soviet Union.

The Northern Expedition in China became a point of contention over foreign policy by Stalin and Trotsky. Stalin followed a practical policy, ignoring communist ideology. He told the Chinese Communist Party to stop their vocal advocacy for the lower classes and follow the Kuomintang's orders. Stalin, like Lenin, believed that the KMT bourgeoisie would defeat the western imperialists in China and complete the revolution. Trotsky wanted the Communist party to complete an orthodox proletarian revolution and opposed the KMT. Stalin funded the KMT during the expedition.[20] Stalin countered Trotsky's criticism by making a secret speech in which he said that Chiang's right-wing Kuomintang were the only ones capable of defeating the imperialists, that Chiang Kai-shek had funding from the rich merchants, and that his forces were to be utilized until squeezed for all usefulness like a lemon before being discarded.[citation needed] However, Chiang quickly reversed the tables in the Shanghai massacre of 1927 by massacring the membership of the Communist party in Shanghai midway through the Northern Expedition.[21][22]

Stalin pushed for more rapid industrialization and central control of the economy, contravening Lenin's New Economic Policy (NEP). At the end of 1927, a critical shortfall in grain supplies prompted Stalin to push for the collectivisation of agriculture and order the seizure of grain hoards from kulak farmers.[19][23] Nikolai Bukharin and Premier Alexey Rykov opposed these policies and advocated a return to the NEP, but the rest of the Politburo sided with Stalin and removed Bukharin from the Politburo in November 1929. Rykov was fired the following year and was replaced by Vyacheslav Molotov on Stalin's recommendation.

In December 1934, the popular Communist Party boss in Leningrad, Sergei Kirov, was murdered. Stalin blamed Kirov's murder on a vast conspiracy of saboteurs and Trotskyites. He launched a massive purge against these internal enemies, putting them on rigged show trials and then having them executed or imprisoned in Siberian Gulags. Among these victims were old enemies, including Bukharin, Rykov, Kamenev and Zinoviev. Stalin made the loyal Nikolai Yezhov head of the secret police, the NKVD, and had him purge the NKVD of veteran Bolsheviks. With no serious opponents left in power, Stalin ended the purges in 1938. Yezhov was held to blame for the excesses of the Great Terror. He was dismissed from office and later executed.

Changes to Soviet society, 1927–1939

Bolstering Soviet secret service and intelligence

Stalin vastly increased the scope and power of the state's secret police and intelligence agencies. Under his guiding hand, Soviet intelligence forces began to set up intelligence networks in most of the major nations of the world, including Germany (the famous Rote Kappelle spy ring), Great Britain, France, Japan, and the United States. Stalin made considerable use of the Communist International movement in order to infiltrate agents and to ensure that foreign Communist parties remained pro-Soviet and pro-Stalin.

One of the best examples of Stalin's ability to integrate secret police and foreign espionage came in 1940, when he gave approval to the secret police to have Leon Trotsky assassinated in Mexico.[24]

Cult of personality

Stalin created a cult of personality in the Soviet Union around both himself and Lenin. Many personality cults in history have been frequently measured and compared to his. Numerous towns, villages and cities were renamed after the Soviet leader (see List of places named after Stalin) and the Stalin Prize and Stalin Peace Prize were named in his honor. He accepted grandiloquent titles (e.g., "Coryphaeus of Science," "Father of Nations," "Brilliant Genius of Humanity," "Great Architect of Communism," "Gardener of Human Happiness," and others), and helped rewrite Soviet history to provide himself a more significant role in the revolution of 1917. At the same time, according to Nikita Khrushchev, he insisted that he be remembered for "the extraordinary modesty characteristic of truly great people." Statues of Stalin depict him at a height and build approximating the very tall Tsar Alexander III, while photographic evidence suggests he was between 5 ft 5 in and 5 ft 6 in (165–168 cm).[25]

Trotsky criticized the cult of personality built around Stalin. It reached new levels during World War II, with Stalin's name included in the new Soviet national anthem. Stalin became the focus of literature, poetry, music, paintings and film that exhibited fawning devotion. He was sometimes credited with almost god-like qualities, including the suggestion that he single-handedly won the Second World War. The degree to which Stalin himself relished the cult surrounding him is debatable. The Finnish communist Arvo Tuominen records a sarcastic toast proposed by Stalin at a New Year Party in 1935 in which he said "Comrades! I want to propose a toast to our patriarch, life and sun, liberator of nations, architect of socialism [he rattled off all the appellations applied to him in those days] – Josef Vissarionovich Stalin, and I hope this is the first and last speech made to that genius this evening."[26]

In a 1956 speech, Nikita Khrushchev denounced Stalin's cult of personality with these words: "It is impermissible and foreign to the spirit of Marxism-Leninism to elevate one person, to transform him into a superman possessing supernatural characteristics akin to those of a god."[citation needed]

Purges and deportations

Purges and executions

Left: Beria's January 1940 letter to Stalin asking permission to execute 346 "enemies of the CPSU and of the Soviet authorities" who conducted "counter-revolutionary, right-Trotskyite plotting and spying activities"
Middle: Stalin's handwriting: "за" (support).
Right: The Politburo's decision is signed by Secretary Stalin

Stalin, as head of the Politburo of the Central Committee of the Communist Party of the Soviet Union, consolidated near-absolute power in the 1930s with a Great Purge of the party that was justified as an attempt to expel "opportunists" and "counter-revolutionary infiltrators".[27][28] Those targeted by the purge were often expelled from the party, however more severe measures ranged from banishment to the Gulag labor camps to execution after trials held by NKVD troikas.[27][29][30]

In the 1930s, Stalin apparently became increasingly worried about the growing popularity of the Leningrad party boss Sergei Kirov. At the 1934 Party Congress where the vote for the new Central Committee was held, Kirov received only three negative votes, the fewest of any candidate, while Stalin received 1,108 negative votes.[31] After the assassination of Kirov, which may have been orchestrated by Stalin, Stalin invented a detailed scheme to implicate opposition leaders in the murder, including Trotsky, Kamenev and Zinoviev.[32] The investigations and trials expanded.[33] Stalin passed a new law on "terrorist organizations and terrorist acts" that were to be investigated for no more than ten days, with no prosecution, defense attorneys or appeals, followed by a sentence to be executed "quickly."[34]

Thereafter, several trials known as the Moscow Trials were held, but the procedures were replicated throughout the country. Article 58 of the legal code, which listed prohibited anti-Soviet activities as counterrevolutionary crime, was applied in the broadest manner.[35] The flimsiest pretexts were often enough to brand someone an "enemy of the people", starting the cycle of public persecution and abuse, often proceeding to interrogation, torture and deportation, if not death. The Russian word troika gained a new meaning: a quick, simplified trial by a committee of three subordinated to NKVD -NKVD troika- with sentencing carried out within 24 hours.[34] Stalin's hand-picked executioner, Vasili Blokhin, was entrusted with carrying out some of the high profile executions in this period.[36]

Nikolai Yezhov, walking with Stalin in the top photo from the 1930s, was killed in 1940. Following his execution, Yezhov was edited out of the photo by Soviet censors.[37] Such retouching was a common occurrence during Stalin's rule.

Many military leaders were convicted of treason and a large-scale purge of Red Army officers followed.[38] The repression of so many formerly high-ranking revolutionaries and party members led Leon Trotsky to claim that a "river of blood" separated Stalin's regime from that of Lenin.[39] In August 1940, Trotsky was assassinated in Mexico, where he had lived in exile since January 1937; this eliminated the last of Stalin's opponents among the former Party leadership.[40]

With the exception of Vladimir Milyutin (who died in prison in 1937) and Joseph Stalin himself, all of the members of Lenin's original cabinet who had not succumbed to death from natural causes before the purge were executed.

Mass operations of the NKVD also targeted "national contingents" (foreign ethnicities) such as Poles, ethnic Germans, Koreans, etc. A total of 350,000 (144,000 of them Poles) were arrested and 247,157 (110,000 Poles) were executed.[23] Many Americans who had emigrated to the Soviet Union during the worst of the Great Depression were executed; others were sent to prison camps or gulags.[41] Concurrent with the purges, efforts were made to rewrite the history in Soviet textbooks and other propaganda materials. Notable people executed by NKVD were removed from the texts and photographs as though they never existed. Gradually, the history of revolution was transformed to a story about just two key characters: Lenin and Stalin.

In light of revelations from Soviet archives, historians now estimate that nearly 700,000 people (353,074 in 1937 and 328,612 in 1938) were executed in the course of the terror,[42] with the great mass of victims merely "ordinary" Soviet citizens: workers, peasants, homemakers, teachers, priests, musicians, soldiers, pensioners, ballerinas, beggars.[43][44] Many of the executed were interred in mass graves, with some of the major killing and burial sites being Bykivnia, Kurapaty and Butovo.[45]

Some Western experts believe the evidence released from the Soviet archives is understated, incomplete or unreliable.[46][47][48][49][50]

Stalin personally signed 357 proscription lists in 1937 and 1938 that condemned to execution some 40,000 people, and about 90% of these are confirmed to have been shot.[51] At the time, while reviewing one such list, Stalin reportedly muttered to no one in particular: "Who's going to remember all this riff-raff in ten or twenty years time? No one. Who remembers the names now of the boyars Ivan the Terrible got rid of? No one."[52] In addition, Stalin dispatched a contingent of NKVD operatives to Mongolia, established a Mongolian version of the NKVD troika, and unleashed a bloody purge in which tens of thousands were executed as "Japanese Spies." Mongolian ruler Khorloogiin Choibalsan closely followed Stalin's lead.[53]

During the 1930s and 1940s, the Soviet leadership sent NKVD squads into other countries to murder defectors and other opponents of the Soviet regime. Victims of such plots included Yevhen Konovalets, Ignace Poretsky, Rudolf Klement, Alexander Kutepov, Evgeny Miller, Leon Trotsky and the Workers' Party of Marxist Unification (POUM) leadership in Catalonia (e.g., Andreu Nin).[54]

Population transfer

Shortly before, during and immediately after World War II, Stalin conducted a series of deportations on a huge scale that profoundly affected the ethnic map of the Soviet Union. It is estimated that between 1941 and 1949 nearly 3.3 million[55][56] were deported to Siberia and the Central Asian republics. By some estimates up to 43% of the resettled population died of diseases and malnutrition.[57]

Separatism, resistance to Soviet rule and collaboration with the invading Germans were cited as the official reasons for the deportations, rightly or wrongly. Individual circumstances of those spending time in German-occupied territories were not examined.[58] After the brief Nazi occupation of the Caucasus, the entire population of five of the small highland peoples and the Crimean Tatars – more than a million people in total  – were deported without notice or any opportunity to take their possessions.[58]

As a result of Stalin's lack of trust in the loyalty of particular ethnicities, ethnic groups such as the Soviet Koreans, the Volga Germans, the Crimean Tatars, the Chechens, and many Poles were forcibly moved out of strategic areas and relocated to places in the central Soviet Union, especially Kazakhstan in Soviet Central Asia. By some estimates, hundreds of thousands of deportees may have died en route.[55]

According to official Soviet estimates, more than 14 million people passed through the Gulag from 1929 to 1953, with a further 7 to 8 million being deported and exiled to remote areas of the Soviet Union (including the entire nationalities in several cases).[59]

In February 1956, Nikita Khrushchev condemned the deportations as a violation of Leninism, and reversed most of them, although it was not until 1991 that the Tatars, Meskhetians and Volga Germans were allowed to return en masse to their homelands. The deportations had a profound effect on the peoples of the Soviet Union. The memory of the deportations has played a major part in the separatist movements in the Baltic States, Tatarstan and Chechnya, even today.

Collectivization

Stalin's regime moved to force collectivization of agriculture. This was intended to increase agricultural output from large-scale mechanized farms, to bring the peasantry under more direct political control, and to make tax collection more efficient. Collectivization brought social change on a scale not seen since the abolition of serfdom in 1861 and alienation from control of the land and its produce. Collectivization also meant a drastic drop in living standards for many peasants, and it faced violent reaction among the peasantry.

In the first years of collectivization it was estimated that industrial production would rise by 200% and agricultural production by 50%,[60] but these expectations were not realized. Stalin blamed this unanticipated failure on kulaks (rich peasants), who resisted collectivization. However, kulaks proper made up only 4% of the peasant population; the "kulaks" that Stalin targeted included the slightly better-off peasants who took the brunt of violence from the OGPU and the Komsomol. These peasants were about 60% of the population. Those officially defined as "kulaks," "kulak helpers," and later "ex-kulaks" were to be shot, placed into Gulag labor camps, or deported to remote areas of the country, depending on the charge. Archival data indicates that 20,201 people were executed during 1930, the year of Dekulakization.[53]

The two-stage progress of collectivization—interrupted for a year by Stalin's famous editorials, "Dizzy with success"[61] and "Reply to Collective Farm Comrades"[62]—is a prime example of his capacity for tactical political withdrawal followed by intensification of initial strategies.

Famines

Famine affected other parts of the USSR. The death toll from famine in the Soviet Union at this time is estimated at between five and ten million people.[63] The worst crop failure of late tsarist Russia, in 1892, had caused 375,000 to 400,000 deaths.[64] Most modern scholars agree that the famine was caused by the policies of the government of the Soviet Union under Stalin, rather than by natural reasons.[65] According to Alan Bullock, "the total Soviet grain crop was no worse than that of 1931 ... it was not a crop failure but the excessive demands of the state, ruthlessly enforced, that cost the lives of as many as five million Ukrainian peasants." Stalin refused to release large grain reserves that could have alleviated the famine, while continuing to export grain; he was convinced that the Ukrainian peasants had hidden grain away and strictly enforced draconian new collective-farm theft laws in response.[66][67] Other historians hold it was largely the insufficient harvests of 1931 and 1932 caused by a variety of natural disasters that resulted in famine, with the successful harvest of 1933 ending the famine.[68] Soviet and other historians have argued that the rapid collectivization of agriculture was necessary in order to achieve an equally rapid industrialization of the Soviet Union and ultimately win World War II. Alec Nove claims that the Soviet Union industrialized in spite of, rather than because of, its collectivized agriculture.[citation needed]

The USSR also experienced a major famine in 1947 as a result of war damage and severe droughts, but economist Michael Ellman argues that it could have been prevented if the government had not mismanaged its grain reserves. The famine cost an estimated 1 to 1.5 million lives as well as secondary population losses due to reduced fertility.[69]

Ukrainian famine

The Holodomor famine is sometimes referred to as the Ukrainian Genocide, implying it was engineered by the Soviet government, specifically targeting the Ukrainian people to destroy the Ukrainian nation as a political factor and social entity.[70] While historians continue to disagree whether the policies that led to Holodomor fall under the legal definition of genocide, twenty-six countries have officially recognized the Holodomor as such. On 28 November 2006, the Ukrainian Parliament approved a bill declaring the Soviet-era forced famine an act of genocide against the Ukrainian people.[71] Professor Michael Ellman concludes that Ukrainians were victims of genocide in 1932–33 according to a more relaxed definition that is favored by some specialists in the field of genocide studies. He asserts that Soviet policies greatly exacerbated the famine's death toll. Although 1.8 million tonnes of grain were exported during the height of the starvation—enough to feed 5 million people for one year-the use of torture and execution to extract grain under the Law of Spikelets, the use of force to prevent starving peasants from fleeing the worst-affected areas, and the refusal to import grain or secure international humanitarian aid to alleviate conditions led to incalcuable human suffering in the Ukraine. It would appear that Stalin intended to use the starvation as a cheap and efficient means (as opposed to deportations and shootings) to kill off those deemed to be "counterrevolutionaries," "idlers," and "thieves," but not to annihilate the Ukrainian peasantry as a whole. Ellman also claims that, while this was not the only Soviet genocide (e.g. The Polish operation of the NKVD), it was the worst in terms of mass casualties.[51]

Current estimates on the total number of casualties within Soviet Ukraine range mostly from 2.2 million[72][73] to 4 to 5 million.[74][75][76]

A Ukrainian court found Josef Stalin and other leaders of the former Soviet Union guilty of genocide by "organizing mass famine in Ukraine in 1932–1933" in January 2010. However, the court "dropped criminal proceedings over the suspects' deaths".[77][78]

Industrialization

The Russian Civil War and wartime communism had a devastating effect on the country's economy. Industrial output in 1922 was 13% of that in 1914. A recovery followed under the New Economic Policy, which allowed a degree of market flexibility within the context of socialism. Under Stalin's direction, this was replaced by a system of centrally-ordained "Five-Year Plans" in the late 1920s. These called for a highly ambitious program of state-guided crash industrialization and the collectivization of agriculture.

Stalin on building of Moscow-Volga canal. It was constructed from the year 1932 to the year 1937 by Gulag prisoners.

With seed capital unavailable because of international reaction to Communist policies, little international trade, and virtually no modern infrastructure, Stalin's government financed industrialization both by restraining consumption on the part of ordinary Soviet citizens to ensure that capital went for re-investment into industry, and by ruthless extraction of wealth from the kulaks.

In 1933 workers' real earnings sank to about one-tenth of the 1926 level.[citation needed] Common and political prisoners in labor camps were forced to perform unpaid labor, and communists and Komsomol members were frequently "mobilized" for various construction projects. The Soviet Union used numerous foreign experts to design new factories, supervise construction, instruct workers and improve manufacturing processes. The most notable foreign contractor was Albert Kahn's firm that designed and built 521 factories between 1930 and 1932. As a rule, factories were supplied with imported equipment.

In spite of early breakdowns and failures, the first two Five-Year Plans achieved rapid industrialization from a very low economic base. While it is generally agreed that the Soviet Union achieved significant levels of economic growth under Stalin, the precise rate of growth is disputed. It is not disputed, however, that these gains were accomplished at the cost of millions of lives. Official Soviet estimates stated the annual rate of growth at 13.9%; Russian and Western estimates gave lower figures of 5.8% and even 2.9%. Indeed, one estimate is that Soviet growth became temporarily much higher after Stalin's death.[79]

According to Robert Lewis, the Five-Year Plan substantially helped to modernize the previously backward Soviet economy. New products were developed, and the scale and efficiency of existing production greatly increased. Some innovations were based on indigenous technical developments, others on imported foreign technology.[80] Despite its costs, the industrialization effort allowed the Soviet Union to fight, and ultimately win, World War II.

Science

Science in the Soviet Union was under strict ideological control by Stalin and his government, along with art and literature. There was significant progress in "ideologically safe" domains, owing to the free Soviet education system and state-financed research. However, the most notable legacy during Stalin's time was his public endorsement of the Agronomist Trofim Lysenko, who rejected Mendelian genetics as "bourgeois pseudoscience" and instead supported hybridization theories that caused widespread agricultural destruction and major setbacks in Soviet knowledge in biology. Although many scientists opposed his views, those who publicly came out were imprisoned and denounced. Some areas of physics were criticized.[81][82]

Social services

Under the Soviet government people benefited from some social liberalization. Girls were given an adequate, equal education and women had equal rights in employment,[23][page needed] improving lives for women and families. Stalinist development also contributed to advances in health care, which significantly increased the lifespan and quality of life of the typical Soviet citizen.[23][page needed] Stalin's policies granted the Soviet people universal access to healthcare and education, effectively creating the first generation free from the fear of typhus, cholera, and malaria.[83][page needed] The occurrences of these diseases dropped to record low numbers, increasing life spans by decades.[83][page needed]

Soviet women under Stalin were the first generation of women able to give birth in the safety of a hospital with access to prenatal care.[83][page needed] Education was also an example of an increase in the standard of living after economic development. The generation born during Stalin's rule was the first near-universally literate generation. Millions benefited from mass literacy campaigns in the 1930s, and from workers training schemes.[84][page needed] Engineers were sent abroad to learn industrial technology, and hundreds of foreign engineers were brought to Russia on contract.[83][page needed] Transport links were improved and many new railways built. Workers who exceeded their quotas, Stakhanovites, received many incentives for their work;[84][page needed] they could afford to buy the goods that were mass-produced by the rapidly expanding Soviet economy.

The increase in demand due to industrialization and the decrease in the workforce due to World War II and repressions generated a major expansion in job opportunities for the survivors, especially for women.[84][page needed]

Culture

Although he was Georgian by birth, Stalin became a Russian nationalist[85] and significantly promoted Russian history, language, and Russian national heroes, particularly during the 1930s and 1940s. He held the Russians up as the elder brothers of the non-Russian minorities.[86]

During Stalin's reign the official and long-lived style of Socialist Realism was established for painting, sculpture, music, drama and literature. Previously fashionable "revolutionary" expressionism, abstract art, and avant-garde experimentation were discouraged or denounced as "formalism".

The degree of Stalin's personal involvement in general, and in specific instances, has been the subject of discussion.[citation needed] Stalin's favorite novel Pharaoh, shared similarities[citation needed] with Sergei Eisenstein's film, Ivan the Terrible, produced under Stalin's tutelage.

In architecture, a Stalinist Empire Style (basically, updated neoclassicism on a very large scale, exemplified by the Seven Sisters of Moscow) replaced the constructivism of the 1920s. Stalin's rule had a largely disruptive effect on indigenous cultures within the Soviet Union, though the politics of Korenizatsiya and forced development were possibly beneficial to the integration of later generations of indigenous cultures.

Religion

Stalin followed the position adopted by Lenin that religion was an opiate that needed to be removed in order to construct the ideal communist society. To this end, his government promoted atheism through special atheistic education in schools, massive amounts of anti-religious propaganda, the antireligious work of public institutions (especially the Society of the Godless), discriminatory laws, and also a terror campaign against religious believers. By the late 1930s it had become dangerous to be publicly associated with religion.[87]

Stalin's role in the fortunes of the Russian Orthodox Church is complex. Continuous persecution in the 1930s resulted in its near-extinction as a public institution: by 1939, active parishes numbered in the low hundreds (down from 54,000 in 1917), many churches had been leveled, and tens of thousands of priests, monks and nuns were persecuted and killed. Over 100,000 were shot during the purges of 1937–1938.[88] During World War II, the Church was allowed a revival as a patriotic organization, and thousands of parishes were reactivated until a further round of suppression in Khrushchev's time. The Russian Orthodox Church Synod's recognition of the Soviet government and of Stalin personally led to a schism with the Russian Orthodox Church Outside Russia.

Just days before Stalin's death, certain religious sects were outlawed and persecuted. Many religions popular in the ethnic regions of the Soviet Union including the Roman Catholic Church (including the Eastern Catholic Churches), Baptists, Islam, Buddhism, Judaism, etc. underwent ordeals similar to the Orthodox churches in other parts: thousands of monks were persecuted, and hundreds of churches, synagogues, mosques, temples, sacred monuments, monasteries and other religious buildings were razed.

Stalin had a different policy outside of the Soviet Union, he supported the Communist Uyghur Muslim separatists under Ehmetjan Qasim in the Ili Rebellion against the Anti Communist Republic of China regime. He supplied weapons to the Uyghur Ili army and Red Army support against Chinese forces, and helped them establish the Second East Turkestan Republic of which Islam was the official state religion.

Theorist

Stalin and his supporters have highlighted the notion that socialism can be built and consolidated by a country as underdeveloped as Russia during the 1920s. Indeed this might be the only means in which it could be built in a hostile environment.[89] In 1933, Stalin put forward the theory of aggravation of the class struggle along with the development of socialism, arguing that the further the country would move forward, the more acute forms of struggle will be used by the doomed remnants of exploiter classes in their last desperate efforts – and that, therefore, political repression was necessary.

In 1936, Stalin announced that the society of the Soviet Union consisted of two non-antagonistic classes: workers and kolkhoz peasantry. These corresponded to the two different forms of property over the means of production that existed in the Soviet Union: state property (for the workers) and collective property (for the peasantry). In addition to these, Stalin distinguished the stratum of intelligentsia. The concept of "non-antagonistic classes" was entirely new to Leninist theory. Among Stalin's contributions to Communist theoretical literature were "Dialectical and Historical Materialism," "Marxism and the National Question", "Trotskyism or Leninism", and "The Principles of Leninism."

Calculating the number of victims

Researchers before the 1991 dissolution of the Soviet Union attempting to count the number of people killed under Stalin's regime produced estimates ranging from 3 to 60 million.[90] After the Soviet Union dissolved, evidence from the Soviet archives also became available, containing official records of the execution of approximately 800,000 prisoners under Stalin for either political or criminal offenses, around 1.7 million deaths in the Gulags and some 390,000 deaths during kulak forced resettlement – for a total of about 3 million officially recorded victims in these categories.[91]

The official Soviet archival records do not contain comprehensive figures for some categories of victims, such as the those of ethnic deportations or of German population transfers in the aftermath of World War II.[92] Eric D. Weitz wrote, "By 1948, according to Nicolas Werth, the mortality rate of the 600,000 people deported from the Caucasus between 1943 and 1944 had reached 25%."[93][94] Other notable exclusions from NKVD data on repression deaths include the Katyn massacre, other killings in the newly occupied areas, and the mass shootings of Red Army personnel (deserters and so-called deserters) in 1941. The Soviets executed 158,000 soldiers for desertion during the war,[95] and the "blocking detachments" of the NKVD shot thousands more.[96] Also, the official statistics on Gulag mortality exclude deaths of prisoners taking place shortly after their release but which resulted from the harsh treatment in the camps.[97] Some historians also believe the official archival figures of the categories that were recorded by Soviet authorities to be unreliable and incomplete.[98][page needed][99] In addition to failures regarding comprehensive recordings, as one additional example, Robert Gellately and Simon Sebag-Montefiore argue the many suspects beaten and tortured to death while in "investigative custody" were likely not to have been counted amongst the executed.[23][100]

Historians working after the Soviet Union's dissolution have estimated victim totals ranging from approximately 4 million to nearly 10 million, not including those who died in famines.[101] Russian writer Vadim Erlikman, for example, makes the following estimates: executions, 1.5 million; gulags, 5 million; deportations, 1.7 million out of 7.5 million deported; and POWs and German civilians, 1 million – a total of about 9 million victims of repression.[102]

Some have also included deaths of 6 to 8 million people in the 1932–1933 famine as victims of Stalin's repression. This categorization is controversial however, as historians differ as to whether the famine was a deliberate part of the campaign of repression against kulaks and others,[51][103][104][105][106] or simply an unintended consequence of the struggle over forced collectivization.[67][107][108]

Accordingly, if famine victims are included, a minimum of around 10 million deaths—6 million from famine and 4 million from other causes—are attributable to the regime,[109] with a number of recent historians suggesting a likely total of around 20 million, citing much higher victim totals from executions, gulags, deportations and other causes.[110] Adding 6–8 million famine victims to Erlikman's estimates above, for example, would yield a total of between 15 and 17 million victims. Researcher Robert Conquest, meanwhile, has revised his original estimate of up to 30 million victims down to 20 million.[111] In his most recent edition of The Great Terror (2007), Conquest states that while exact numbers may never be known with complete certainty, the various terror campaigns launched by the Soviet government claimed no fewer than 15 million lives.[112] Others maintain that their earlier higher victim total estimates are correct.[113][114]

World War II, 1939–1945

Ribbentrop and Stalin at the signing of the Pact

Pact with Hitler

After a failed attempt to sign an anti-German military alliance with France and Britain[115][116][117] and talks with Germany regarding a potential political deal,[118][119][120][121] on 23 August 1939, the Soviet Union entered into a non-aggression pact with Nazi Germany, negotiated by Soviet foreign minister Vyacheslav Molotov and German foreign minister Joachim von Ribbentrop.[122] Officially a non-aggression treaty only, an appended secret protocol, also reached on 23 August 1939, divided the whole of eastern Europe into German and Soviet spheres of influence.[123][124]

The eastern part of Poland, Latvia, Estonia, Finland and part of Romania were recognized as parts of the Soviet sphere of influence,[124] with Lithuania added in a second secret protocol in September 1939.[125] Stalin and Ribbentrop traded toasts on the night of the signing discussing past hostilities between the countries.[126]

Implementing the division of Eastern Europe and other invasions

On 1 September 1939, the German invasion of its agreed upon portion of Poland started World War II.[122] On 17 September the Red Army invaded eastern Poland and occupied the Polish territory assigned to it by the Molotov-Ribbentrop Pact, followed by co-ordination with German forces in Poland.[127][128] Eleven days later, the secret protocol of the Molotov-Ribbentrop Pact was modified, allotting Germany a larger part of Poland, while ceding most of Lithuania to the Soviet Union.[129]

Planned and actual territorial changes in Eastern and Central Europe 1939–1940 (click to enlarge)

After Stalin declared that he was going to "solve the Baltic problem", by June 1940, Lithuania, Latvia and Estonia were merged into the Soviet Union, after repressions and actions therein brought about the deaths of over 160,000 citizens of these states.[129][130][131][132] After facing stiff resistance in an invasion of Finland,[133] an interim peace was entered, granting the Soviet Union the eastern region of Karelia (10% of Finnish territory).[133]

After this campaign, Stalin took actions to bolster the Soviet military, modify training and improve propaganda efforts in the Soviet military.[134] In June 1940, Stalin directed the Soviet annexation of Bessarabia and northern Bukovina, proclaiming this formerly Romanian territory part of the Moldavian Soviet Socialist Republic.[135] But in annexing northern Bukovina, Stalin had gone beyond the agreed limits of the secret protocol.[135]

Stalin and Molotov on the signing of the Soviet–Japanese Neutrality Pact with the Empire of Japan, 1941

After the Tripartite Pact was signed by Axis Powers Germany, Japan and Italy, in October 1940, Stalin traded letters with Ribbentrop, with Stalin writing about entering an agreement regarding a "permanent basis" for their "mutual interests."[136] After a conference in Berlin between Hitler, Molotov and Ribbentrop, Germany presented the Molotov with a proposed written agreement for Axis entry.[135][137] On 25 November, Stalin responded with a proposed written agreement for Axis entry which was never answered by Germany.[138] Shortly thereafter, Hitler issued a secret directive on the eventual attempts to invade the Soviet Union.[138] In an effort to demonstrate peaceful intentions toward Germany, on 13 April 1941, Stalin oversaw the signing of a neutrality pact with Axis power Japan.[139]

Hitler breaks the pact

During the early morning of 22 June 1941, Hitler broke the pact by implementing Operation Barbarossa, the German invasion of Soviet held territories and the Soviet Union that began the war on the Eastern Front.[140] Already in autumn 1940 Stalin received a warning of the Dutch communist party, via the network of the Red Orchestra (espionage), that Hitler was preparing for a winter war by letting construct thousands of snow landing gears for the Junkers Ju 52 transport planes.[141] Although Stalin had received warnings from spies and his generals,[142][143][144][145][146] he felt that Germany would not attack the Soviet Union until Germany had defeated Britain.[142] In the initial hours after the German attack commenced, Stalin hesitated, wanting to ensure that the German attack was sanctioned by Hitler, rather than the unauthorized action of a rogue general.[23][page needed]

Accounts by Nikita Khrushchev and Anastas Mikoyan claim that, after the invasion, Stalin retreated to his dacha in despair for several days and did not participate in leadership decisions.[147] However, some documentary evidence of orders given by Stalin contradicts these accounts, leading some historians to speculate that Khrushchev's account is inaccurate.[148] By the end of 1941, the Soviet military had suffered 4.3 million casualties[149] and German forces had advanced 1,050 miles (1,690 kilometers).[150]

Soviets stop the Germans

While the Germans pressed forward, Stalin was confident of an eventual Allied victory over Germany. In September 1941, Stalin told British diplomats that he wanted two agreements: (1) a mutual assistance/aid pact and (2) a recognition that, after the war, the Soviet Union would gain the territories in countries that it had taken pursuant to its division of Eastern Europe with Hitler in the Molotov–Ribbentrop Pact.[151] The British agreed to assistance but refused to agree upon the territorial gains, which Stalin accepted months later as the military situation deteriorated somewhat in mid-1942.[151] By December, Hitler's troops had advanced to within 20 miles of the Kremlin in Moscow.[152] On 5 December, the Soviets launched a counteroffensive, pushing German troops back 40–50 miles from Moscow, the Wehrmacht's first significant defeat of the war.[152]

In 1942, Hitler shifted his primary goal from an immediate victory in the East, to the more long-term goal of securing the southern Soviet Union to protect oil fields vital to a long-term German war effort.[153] While Red Army generals saw evidence that Hitler would shift efforts south, Stalin considered this to be a flanking campaign in efforts to take Moscow.[154] During the war, Time magazine named Stalin Time Person of the Year twice[155] and he was also one of the nominees for Time Person of the Century title.[citation needed]

Soviet push to Germany

The Soviets repulsed the important German strategic southern campaign and, although 2.5 million Soviet casualties were suffered in that effort, it permitted the Soviets to take the offensive for most of the rest of the war on the Eastern Front.[156]

The Big Three: Stalin, U.S. President Franklin D. Roosevelt, and British Prime Minister Winston Churchill at the Tehran Conference, November 1943.

Germany attempted an encirclement attack at Kursk, which was successfully repulsed by the Soviets.[157] Kursk marked the beginning of a period where Stalin became more willing to listen to the advice of his generals.[158] By the end of 1943, the Soviets occupied half of the territory taken by the Germans from 1941–1942.[158] Soviet military industrial output also had increased substantially from late 1941 to early 1943 after Stalin had moved factories well to the East of the front, safe from German invasion and air attack.[159]

In November 1943, Stalin met with Churchill and Roosevelt in Tehran.[160] The parties later agreed that Britain and America would launch a cross-channel invasion of France in May 1944, along with a separate invasion of southern France.[161] Stalin insisted that, after the war, the Soviet Union should incorporate the portions of Poland it occupied pursuant to the Molotov-Ribbentrop Pact with Germany, which Churchill opposed.[162]

In 1944, the Soviet Union made significant advances across Eastern Europe toward Germany,[163] including Operation Bagration, a massive offensive in Belorussia against the German Army Group Centre.[164]

Final victory

By April 1945, Nazi Germany faced its last days with 1.9 million German soldiers in the East fighting 6.4 million Red Army soldiers while 1 million German soldiers in the West battled 4 million Western Allied soldiers.[165] While initial talk existed of a race to Berlin by the Allies, after Stalin successfully lobbied for Eastern Germany to fall within the Soviet "sphere of influence" at Yalta, no plans were made by the Western Allies to seize the city by a ground operation.[166][167]

On 30 April, Hitler and Eva Braun committed suicide, after which Soviet forces found their remains, which had been burned at Hitler's directive.[168] German forces surrendered a few days later. Despite the Soviets' possession of Hitler's remains, Stalin did not believe that his old nemesis was actually dead, a belief that remained for years after the war.[169][170]

Fending off the German invasion and pressing to victory in the East required a tremendous sacrifice by the Soviet Union.[171] Soviet military casualties totaled approximately 35 million (official figures 28.2 million) with approximately 14.7 million killed, missing or captured (official figures 11.285 million).[172] Although figures vary, the Soviet civilian death toll probably reached 20 million.[172] One in four Soviets were killed or wounded.[173] Some 1,710 towns and 70,000 villages were destroyed.[174][175] Thereafter, Stalin was at times referred to as one of the most influential men in human history.[176][177]

Nobel Peace Prize nominations

In 1945, he was mentioned by Halvdan Koht among seven candidates that were qualified for the Nobel Peace Prize. However, he did not explicitly nominate any of them. The person actually nominated was Cordell Hull.[178]

In 1948, he was officially nominated for the Nobel Peace Prize by Wladislav Rieger.[179]

Questionable tactics

Part of 5 March 1940 memo from Lavrentiy Beria to Stalin proposing execution of Polish officers

After taking around 300,000 Polish prisoners in 1939 and early 1940,[180][181][181][182][183] 25,700 Polish POWs were executed on 5 March 1940, pursuant to a note to Stalin from Lavrenty Beria,[184][185] in what became known as the Katyn massacre.[186][184][187] While Stalin personally told a Polish general they'd "lost track" of the officers in Manchuria,[188][189][190][190] Polish railroad workers found the mass grave after the 1941 Nazi invasion.[191] The massacre became a source of political controversy,[192][193] with the Soviets eventually claiming that Germany committed the executions when the Soviet Union retook Poland in 1944.[184][194] The Soviets did not admit responsibility until 1990.[195]

Stalin introduced controversial military orders, such as Order No. 270, requiring superiors to shoot deserters on the spot[196] while their family members were subject to arrest.[197] Thereafter, Stalin also conducted a purge of several military commanders that were shot for "cowardice" without a trial.[197] Stalin issued Order No. 227, directing that commanders permitting retreat without permission to be subject to a military tribunal,[198] and soldiers guilty of disciplinary procedures to be forced into "penal battalions", which were sent to the most dangerous sections of the front lines.[198] From 1942 to 1945, 427,910 soldiers were assigned to penal battalions.[199] The order also directed "blocking detachments" to shoot fleeing panicked troops at the rear.[198]

In June 1941, weeks after the German invasion began, Stalin also directed employing a scorched earth policy of destroying the infrastructure and food supplies of areas before the Germans could seize them, and that partisans were to be set up in evacuated areas.[148] He also ordered the NKVD to murder around one hundred thousand political prisoners in areas where the Wermacht approached,[200] while others were deported east.[98][page needed][201]

After the capture of Berlin, Soviet troops reportedly raped from tens of thousands to two million women,[202][page needed] and 50,000 during and after the occupation of Budapest.[203][204] In former Axis countries, such as Germany, Romania and Hungary, Red Army officers generally viewed cities, villages and farms as being open to pillaging and looting.[205]

In the Soviet Occupation Zone of post-war Germany, the Soviets set up ten NKVD-run "special camps" subordinate to the gulag.[206] These "special camps" were former Stalags, prisons, or Nazi concentration camps such as Sachsenhausen (special camp number 7) and Buchenwald (special camp number 2).[207] According to German government estimates, "65,000 people died in those Soviet-run camps or in transportation to them."[208]

According to recent figures, of an estimated four million POWs taken by the Soviets, including Germans, Japanese, Hungarians, Romanians and others, some 580,000 never returned, presumably victims of privation or the Gulags.[209] Soviet POWs and forced laborers who survived German captivity were sent to special "transit" or "filtration" camps to determine which were potential traitors.[210]

Of the approximately 4 million to be repatriated 2,660,013 were civilians and 1,539,475 were former POWs.[210] Of the total, 2,427,906 were sent home and 801,152 were reconscripted into the armed forces.[210] 608,095 were enrolled in the work battalions of the defense ministry.[210] 272,867 were transferred to the authority of the NKVD for punishment, which meant a transfer to the Gulag system.[210][211][212] 89,468 remained in the transit camps as reception personnel until the repatriation process was finally wound up in the early 1950s.[210]

Allied conferences on post-war Europe

The Big Three: British Prime Minister Winston Churchill, U.S. President Franklin D. Roosevelt and Stalin at the Yalta Conference, February 1945.

Stalin met in several conferences with British Prime Minister Winston Churchill (and later Clement Attlee) and/or U.S. President Franklin D. Roosevelt (and later Harry Truman) to plan military strategy and, later, to discuss Europe's postwar reorganization. Very early conferences, such as that with British diplomats in Moscow in 1941 and with Churchill and American diplomats in Moscow in 1942, focused mostly upon war planning and supply, though some preliminary postwar reorganization discussion also occurred. In 1943, Stalin met with Churchill and Roosevelt in the Tehran Conference. In 1944, Stalin met with Churchill in the Moscow Conference. Beginning in late 1944, the Red Army occupied much of Eastern Europe during these conferences and the discussions shifted to a more intense focus on the reorganization of postwar Europe.

In February 1945, at the conference at Yalta, Stalin demanded a Soviet sphere of political influence in Eastern Europe.[213] Stalin eventually was convinced by Churchill and Roosevelt not to dismember Germany.[213] Stalin also stated that the Polish government-in-exile demands for self-rule were not negotiable, such that the Soviet Union would keep the territory of eastern Poland they had already taken by invasion with German consent in 1939, and wanted the pro-Soviet Polish government installed.[213] After resistance by Churchill and Roosevelt, Stalin promised a re-organization of the current Communist puppet government on a broader democratic basis in Poland.[213] He stated the new government's primary task would be to prepare elections.[214]

The parties at Yalta further agreed that the countries of liberated Europe and former Axis satellites would be allowed to "create democratic institutions of their own choice", pursuant to "the right of all peoples to choose the form of government under which they will live."[215] The parties also agreed to help those countries form interim governments "pledged to the earliest possible establishment through free elections" and "facilitate where necessary the holding of such elections."[215] After the re-organization of the Provisional Government of the Republic of Poland, the parties agreed that the new party shall "be pledged to the holding of free and unfettered elections as soon as possible on the basis of universal suffrage and secret ballot."[215] One month after Yalta, the Soviet NKVD arrested 16 Polish leaders wishing to participate in provisional government negotiations, for alleged "crimes" and "diversions", which drew protest from the West.[214] The fraudulent Polish elections, held in January 1947 resulted in Poland's official transformation to undemocratic communist state by 1949.

British Prime Minister Winston Churchill, U.S. President Harry S. Truman and Premiere Joseph Stalin at the Potsdam Conference, July 1945.

At the Potsdam Conference from July to August 1945, though Germany had surrendered months earlier, instead of withdrawing Soviet forces from Eastern European countries, Stalin had not moved those forces. At the beginning of the conference, Stalin repeated previous promises to Churchill that he would refrain from a "Sovietization" of Eastern Europe.[216] Stalin pushed for reparations from Germany without regard to the base minimum supply for German citizens' survival, which worried Truman and Churchill who thought that Germany would become a financial burden for Western powers.[217]

In addition to reparations, Stalin pushed for "war booty", which would permit the Soviet Union to directly seize property from conquered nations without quantitative or qualitative limitation, and a clause was added permitting this to occur with some limitations.[217] By July 1945, Stalin's troops effectively controlled the Baltic States, Poland, Czechoslovakia, Hungary, Bulgaria and Romania, and refugees were fleeing out of these countries fearing a Communist take-over. The western allies, and especially Churchill, were suspicious of the motives of Stalin, who had already installed communist governments in the central European countries under his influence.

In these conferences, his first appearances on the world stage, Stalin proved to be a formidable negotiator. Anthony Eden, the British Foreign Secretary noted: "Marshal Stalin as a negotiator was the toughest proposition of all. Indeed, after something like thirty years' experience of international conferences of one kind and another, if I had to pick a team for going into a conference room, Stalin would be my first choice. Of course the man was ruthless and of course he knew his purpose. He never wasted a word. He never stormed, he was seldom even irritated."[218]

Post-war era, 1945–1953

The Iron Curtain and the Eastern Bloc

After Soviet forces remained in Eastern and Central European countries, with the beginnings of communist puppet regimes in those countries, Churchill referred to the region as being behind an "Iron Curtain" of control from Moscow.[219][220] The countries under Soviet control in Eastern and Central Europe were sometimes called the "Eastern bloc" or "Soviet Bloc".

The Eastern Bloc until 1989

In Soviet-controlled East Germany, the major task of the ruling communist party in Germany was to channel Soviet orders down to both the administrative apparatus and the other bloc parties pretending that these were initiatives of its own,[221] with deviations potentially leading to reprimands, imprisonment, torture and even death.[221] Property and industry were nationalized.[221]

The German Democratic Republic was declared on 7 October 1949, with a new constitution which enshrined socialism and gave the Soviet-controlled Socialist Unity Party ("SED") control. In Berlin, after citizens strongly rejected communist candidates in an election, in June 1948, the Soviet Union blockaded West Berlin, the portion of Berlin not under Soviet control, cutting off all supply of food and other items. The blockade failed due to the unexpected massive aerial resupply campaign carried out by the Western powers known as the Berlin Airlift. In 1949, Stalin conceded defeat and ended the blockade.

While Stalin had promised at the Yalta Conference that free elections would be held in Poland,[215] after an election failure in "3 times YES" elections,[222] vote rigging was employed to win a majority in the carefully controlled poll.[223][224][225] Following the forged referendum, the Polish economy started to become nationalized.[226]

In Hungary, when the Soviets installed a communist government, Mátyás Rákosi, who described himself as "Stalin's best Hungarian disciple"[227] and "Stalin's best pupil",[228] took power. Rákosi employed "salami tactics", slicing up these enemies like pieces of salami,[229] to battle the initial postwar political majority ready to establish a democracy.[230] Rákosi, employed Stalinist political and economic programs, and was dubbed the "bald murderer" for establishing one of the harshest dictatorships in Europe.[230][231] Approximately 350,000 Hungarian officials and intellectuals were purged from 1948 to 1956.[230]

During World War II, in Bulgaria, the Red Army crossed the border and created the conditions for a communist coup d'état on the following night.[232] The Soviet military commander in Sofia assumed supreme authority, and the communists whom he instructed, including Kimon Georgiev, took full control of domestic politics.[232]

In 1949, the Soviet Union, Bulgaria, Czechoslovakia, Hungary, Poland, and Romania founded the Comecon in accordance with Stalin's desire to enforce Soviet domination of the lesser states of Central Europe and to mollify some states that had expressed interest in the Marshall Plan,[233] and which were now, increasingly, cut off from their traditional markets and suppliers in Western Europe.[234] Czechoslovakia, Hungary, and Poland had remained interested in Marshall aid despite the requirements for a convertible currency and market economies. In July 1947, Stalin ordered these communist-dominated governments to pull out of the Paris Conference on the European Recovery Programme. This has been described as "the moment of truth" in the post–World War II division of Europe.[234]

In Greece, Britain and the United States supported the anti-communists in the Greek Civil War and suspected the Soviets of supporting the Greek communists, although Stalin refrained from getting involved in Greece, dismissing the movement as premature. Albania remained an ally of the Soviet Union, but Yugoslavia broke with the USSR in 1948.

In Stalin's last year of life, one of his last major foreign policy initiatives was the 1952 Stalin Note for German reunification and Superpower disengagement from Central Europe, but Britain, France, and the United States viewed this with suspicion and rejected the offer.

Sino-Soviet relations

Stalin and Mao Zedong on Chinese Postage stamp

In Asia, the Red Army had overrun Manchuria in the last month of the war and then also occupied Korea above the 38th parallel north. Mao Zedong's Communist Party of China, though receptive to minimal Soviet support, defeated the pro-Western and heavily American-assisted Chinese Nationalist Party in the Chinese Civil War.

There was friction between Stalin and Mao from the beginning. During World War II Stalin had supported the dictator of China, Chiang Kai-Shek, as a bulwark against Japan and had turned a blind eye to Chiang's mass killings of communists. He generally put his alliance with Chiang against Japan ahead of helping his ideological allies in China in his priorities. Even after the war Stalin concluded a non-aggression pact between the USSR and Chiang's Kuomintang (KMT) regime in China and instructed Mao and the Chinese communists to cooperate with Chiang and the KMT after the war. Mao did not follow Stalin's instructions though and started a communist revolution against Chiang. Stalin did not believe Mao would be successful so he was less than enthusiastic in helping Mao. The USSR continued to maintain diplomatic relations with Chiang's KMT regime until 1949 when it became clear Mao would win.

Stalin supported the Turkic Muslims known today as Uyghur in seeking their own state, Second East Turkestan Republic during the Ili Rebellion against the Republic of China. He backed the Uyghur Communist Muslim leader Ehmetjan Qasim against the anti Communist Chinese Kuomintang forces.

Stalin did conclude a new friendship and alliance treaty with Mao after he defeated Chiang. But there was still a lot of tension between the two leaders and resentment by Mao for Stalin's less than enthusiastic help during the civil war in China.

The Communists controlled mainland China while the Nationalists held a rump state on the island of Taiwan. The Soviet Union soon after recognized Mao's People's Republic of China, which it regarded as a new ally. The People's Republic claimed Taiwan, though it had never held authority there.

Mao at Stalin's 70th birthday celebration in Moscow, December 1949

Diplomatic relations between the Soviet Union and China reached a high point with the signing of the 1950 Sino-Soviet Treaty of Friendship and Alliance. Both countries provided military support to a new friendly state in North Korea. After various Korean border conflicts, war broke out with U.S.-allied South Korea in 1950, starting the Korean War.

However, not surprisingly, the relations with the Kuomintang deteriorated. In 1951, in Taiwan, the Chinese Muslim Kuomintang General Bai Chongxi made a speech broadcast on radio to the entire Muslim world calling for a war against Russia, claiming that the "imperialist ogre" leader Stalin was engineering World War III, and Bai also called upon Muslims to avoid the Indian leader Nehru, accusing him of being blind to Soviet imperialism.[235][236]

North Korea

Contrary to America's policy which restrained armament (limited equipment was provided for infantry and police forces) to South Korea, Stalin extensively armed Kim Il Sung's North Korean army and air forces with military equipment (to include T-34/85 tanks) and "advisors" far in excess of those required for defensive purposes) in order to facilitate Kim's (a former Soviet Officer) aim of conquering the rest of the Korean peninsula.

The North Korean Army struck in the pre-dawn hours of Sunday, 25 June 1950, crossing the 38th parallel behind a firestorm of artillery, beginning their invasion of South Korea.[237] During the Korean War, Soviet pilots flew Soviet aircraft from Chinese bases against United Nations aircraft defending South Korea. Post–Cold War research in Soviet Archives has revealed that the Korean War was begun by Kim Il-sung with the express permission of Stalin, though this is disputed by North Korea.[citation needed]

Israel

Stalin originally supported the creation of Israel in 1948. The USSR was one of the first nations to recognize the new country.[238] Golda Meir came to Moscow as the first Israeli Ambassador to the USSR that year. However, after providing war materiel for Israel through Czechoslovakia, Stalin later changed his mind and came out against Israel.

Falsifiers of History

In 1948, Stalin personally edited and rewrote by hand sections of the cold war book Falsifiers of History.[239] Falsifiers was published in response to the documents made public in Nazi-Soviet Relations, 1939–1941: Documents from the Archives of The German Foreign Office,[240][241] which included the secret protocols of the Molotov-Ribbentrop Pact and other secret German-Soviet relations documents.[240][242] Falsifiers originally appeared as a series of articles in Pravda in February 1948,[241] and was subsequently published in numerous language and distributed worldwide.[243]

The book did not attempt to directly counter or deal with the documents published in Nazi-Soviet Relations[244] and rather, focused upon Western culpability for the outbreak of war in 1939.[243] It argues that "Western powers" aided Nazi rearmament and aggression, including that American bankers and industrialists provided capital for the growth of German war industries, while deliberately encouraging Hitler to expand eastward.[240][243] It depicted the Soviet Union as striving to negotiate a collective security against Hitler, while being thwarted by double-dealing Anglo-French appeasers who, despite appearances, had no intention of a Soviet alliance and were secretly negotiating with Berlin.[243] It casts the Munich agreement, not just as Anglo-French short-sightedness or cowardice, but as a "secret" agreement that was a "a highly important phase in their policy aimed at goading the Hitlerite aggressors against the Soviet Union."[245] The book also included the claim that, during the Pact's operation, Stalin rejected Hitler's offer to share in a division of the world, without mentioning the Soviet offers to join the Axis.[246] Historical studies, official accounts, memoirs and textbooks published in the Soviet Union used that depiction of events until the Soviet Union's dissolution.[246]

Domestic support

Domestically, Stalin was seen as a great wartime leader who had led the Soviets to victory against the Nazis.

An increasingly nationalistic emphasis on Russian history and achievements became a salient feature of Soviet culture in the 1940s. At the end of May 1945, Stalin proposed a victory toast to the Soviet people, and to the virtues of the Russian majority in particular:

I should like to propose a toast to the health of our Soviet people, and in the first place, the Russian people. (Loud and prolonged applause and shouts of 'Hurrah.')

I drink in the first place to the health of the Russian people because it is the most outstanding nation of all the nations forming the Soviet Union.

I propose a toast to the health of the Russian people because it has won in this war universal recognition as the leading force of the Soviet Union among all the peoples of our country.

I propose a toast to the health of the Russian people not only because it is the leading people, but also because it possesses a clear mind, a staunch character, and patience.[247]


Various foreign scientific discoveries and inventions (such as the Wright Brothers' airplane) were attributed to Russians in post-war Soviet propaganda. Examples include the boiler, reclaimed by father and son Cherepanovs; the electric light, by Yablochkov and Lodygin; the radio, by Popov; and the airplane, by Mozhaysky. Stalin's internal repressive policies continued (including in newly acquired territories), but never reached the extremes of the 1930s.

"Doctors' plot"

The "Doctors' plot" was a plot outlined by Stalin and Soviet officials in 1952 and 1953 whereby several doctors (over half of whom were Jewish) allegedly attempted to kill Soviet officials.[248] The prevailing opinion of many scholars outside the Soviet Union is that Stalin intended to use the resulting doctors' trial to launch a massive party purge.[249] The plot is also viewed by many historians as an antisemitic provocation.[248] It followed on the heels of the 1952 show trials of the Jewish Anti-Fascist Committee[250] and the secret execution of thirteen members on Stalin's orders in the Night of the Murdered Poets.[251]

Thereafter, in a December Politburo session, Stalin announced that "Every Jewish nationalist is the agent of the American intelligence service. Jewish nationalists think that their nation was saved by the United States (there you can become rich, bourgeois, etc.). They think they're indebted to the Americans. Among doctors, there are many Jewish nationalists."[252] To mobilize the Soviet people for his campaign, Stalin ordered TASS and Pravda to issue stories along with Stalin's alleged uncovering of a "Doctors Plot" to assassinate top Soviet leaders,[253][254] including Stalin, in order to set the stage for show trials.[255]

The next month, Pravda published stories with text regarding the purported "Jewish bourgeois-nationalist" plotters.[256] Nikita Khrushchev wrote that Stalin hinted him to incite anti-Semitism in the Ukraine, telling him that "the good workers at the factory should be given clubs so they can beat the hell out of those Jews."[257][258] Stalin also ordered falsely accused physicians to be tortured "to death".[259] Regarding the origins of the plot, people who knew Stalin, such as Khrushchev, suggest that Stalin had long harbored negative sentiments toward Jews,[248][260][261] and anti-Semitic trends in the Kremlin's policies were further fueled by the exile of Leon Trotsky.[248][262] In 1946, Stalin allegedly said privately that "every Jew is a potential spy."[248][263] At the end of January 1953, Stalin's personal physician Miron Vovsi (cousin of Solomon Mikhoels, who was assassinated in 1948 at the orders of Stalin)[251] was arrested within the frame of the plot. Vovsi was released by Beria after Stalin's death in 1953, as was his son-in-law, the composer Mieczyslaw Weinberg.

Some historians have argued that Stalin was also planning to send millions of Jews to four large newly built labor camps in Western Russia[255][264] using a "Deportation Commission"[265][266][267] that would purportedly act to save Soviet Jews from an engraged Soviet population after the Doctors Plot trials.[265][268][269] Others argue that any charge of an alleged mass deportation lacks specific documentary evidence.[254] Regardless of whether a plot to deport Jews was planned, in his "Secret Speech" in 1956, Soviet Premier Nikita Khrushchev stated that the Doctors Plot was "fabricated ... set up by Stalin", that Stalin told the judge to beat confessions from the defendants[270] and had told Politburo members "You are blind like young kittens. What will happen without me? The country will perish because you do not know how to recognize enemies."[270]

Death and aftermath

Stalin's health deteriorated towards the end of World War II. He suffered from atherosclerosis from his heavy smoking. He suffered a mild stroke around the time of the Victory parade, and a severe heart attack in October 1945.[271]

On the early morning hours of 1 March 1953, after an all-night dinner and a movie[272] Stalin arrived at his Kuntsevo residence some 15 km west of Moscow centre with interior minister Lavrentiy Beria and future premiers Georgy Malenkov, Nikolai Bulganin and Nikita Khrushchev where he retired to his bedroom to sleep. At dawn, Stalin did not emerge from his room, having probably suffered a stroke that paralyzed the right side of his body.

Stalin's Grave by the Kremlin Wall Necropolis

Although his guards thought that it was odd for him not to rise at his usual time, they were under strict orders not to disturb him and left him alone the entire day. At around 10 p.m. he was discovered by Peter Lozgachev, the Deputy Commandant of Kuntsevo, who entered his bedroom to check up on him and recalled a horrifying scene of Stalin lying on the floor of his room wearing pyjama bottoms and an undershirt with his clothes soaked in stale urine. A frightened Lozgachev asked Stalin what happened to him, but all he could get out of the Generalissimo was unintelligible responses that sounded like "Dzhh." Lozgachev frantically called a few party officials asking them to send good doctors.[273][274] Lavrentiy Beria was informed and arrived a few hours afterwards, and the doctors only arrived in the early morning of 2 March in which they changed his bedclothes and tended to him. The bedridden Stalin died four days later, on 5 March 1953,[1] at the age of 74, and was embalmed on 9 March. Officially, the cause of death was listed as a cerebral hemorrhage. His body was preserved in Lenin's Mausoleum until 31 October 1961, when his body was removed from the Mausoleum and buried next to the Kremlin walls as part of the process of de-Stalinization.

It has been suggested that Stalin was assassinated. The ex-Communist exile Avtorkhanov argued this point as early as 1975. The political memoirs of Vyacheslav Molotov, published in 1993, claimed that Beria had boasted to Molotov that he poisoned Stalin: "I took him out."

Khrushchev wrote in his memoirs that Beria had, immediately after the stroke, gone about "spewing hatred against [Stalin] and mocking him", and then, when Stalin showed signs of consciousness, dropped to his knees and kissed his hand. When Stalin fell unconscious again, Beria immediately stood and spat.[275]

Later analysis of death

In 2003, a joint group of Russian and American historians announced their view that Stalin ingested warfarin, a powerful rat poison that inhibits coagulation of the blood and which predisposes the victim to hemorrhagic stroke (cerebral hemorrhage). Since it is flavorless, warfarin is a plausible weapon of murder. The facts surrounding Stalin's death will probably never be known with certainty.[276]

His demise arrived at a convenient time for Lavrenty Beria and others, who feared being swept away in yet another purge. It is believed that Stalin felt Beria's power was too great and threatened his own.[277]

Reaction by successors

Grutas Park is home to a monument of Stalin, originally set up in Vilnius.
Monument to Stalin stood in Gori, Georgia until 2010 when it was demolished.[278]

The harshness with which Soviet affairs were conducted during Stalin's rule was subsequently repudiated by his successors in the Communist Party leadership, most notably by Nikita Khrushchev's repudiation of Stalinism in February 1956. In his "Secret Speech", On the Personality Cult and its Consequences, delivered to a closed session of the 20th Congress of the Communist Party of the Soviet Union, Khrushchev denounced Stalin for his cult of personality, and his regime for "violation of Leninist norms of legality".

A 1974 Soviet work describes Stalin's leadership in the following manner:

J. V. Stalin had held, since 1922, the post of General Secretary of the Communist Party Central Committee. He had made important contributions to the implementation of the Party’s policy of socialist construction in the USSR, and he had won great popularity by his relentless fight against the anti-Leninist groups of the Trotskyites and Bukharinites. Since the early 1930s, however, all the successes achieved by the Soviet people in the building of socialism began to be arbitrarily attributed to Stalin. Already in a letter written back in 1922 Lenin warned the Party Central Committee: "Comrade Stalin," he wrote, "having become General Secretary, has concentrated boundless authority in his hands, and I am not sure whether he will always be able to exercise that authority with sufficient discretion." During the first few years after Lenin’s death Stalin reckoned with his critical remarks. As time passed, however, he abused his position of General Secretary of the Party Central Committee more and more frequently, violating the principle of collective leadership and making independent decisions on important Party and state issues. Those personal shortcomings of which Lenin had warned manifested themselves with greater and greater insistence: his rudeness, capriciousness, intolerance of criticism, arbitrariness, excessive suspiciousness, etc. This led to unjustified restrictions of democracy, gross violations of socialist legality and repressions against prominent Party, government and military leaders and other people.
A Short History of the World In Two Volumes Vol. II.[279]

Views on Stalin in the Russian Federation

Results of a controversial poll taken in 2006 stated that over 35% of Russians would vote for Stalin if he were still alive.[280][281] Fewer than a third of all Russians regarded Stalin as a murderous tyrant;[9] however, a Russian court in 2009, ruling on a suit by Stalin's grandson, Yevgeny Dzhugashvili, against the newspaper, Novaya Gazeta, ruled that referring to Stalin as a "bloodthirsty cannibal" was not libel.[282] In a July 2007 poll 54% of the Russian youth agreed that Stalin did more good than bad while 46% (of them) disagreed that Stalin was a cruel tyrant. Half of the respondents, aged from 16 to 19, agreed Stalin was a wise leader.[10]

In December 2008 Stalin was voted third in the nationwide television project Name of Russia (narrowly behind 13th century prince Alexander Nevsky and Pyotr Stolypin, one of Nicholas II's prime ministers), leading to accusations from Communist Party of the Russian Federation that the poll had been rigged in order to prevent him or Lenin being given first place.[283]

On 3 July 2009, Russia's delegates walked out of an Organization for Security and Co-operation in Europe session to demonstrate their objections to a resolution for a remembrance day for the victims of both Nazism and Stalinism.[284] Only eight out of 385 assembly members voted against the resolution.[284]

In a Kremlin video blog posted on 29 October 2009, Russian President Dmitry Medvedev denounced the efforts of people seeking to rehabilitate Stalin's image. He said the mass extermination during the Stalin era cannot be justified.[285]

Personal life

Origin of name, nicknames and pseudonyms

Stalin's original Georgian name is transliterated as "Ioseb Besarionis dze Jughashvili" (Georgian: იოსებ ბესარიონის ძე ჯუღაშვილი). The Russian transliteration of his name Ио́сиф Виссарио́нович Джугашви́ли is in turn transliterated to English as "Iosif Vissarionovich Dzhugashvili". Like other Bolsheviks, he became commonly known by one of his revolutionary noms de guerre, of which "Stalin" was only the last. Prior nicknames included "Koba", "Soselo", "Ivanov" and many others.[286]

Stalin is believed to have started using the name "K. Stalin" sometime in 1912 as a pen name.

During Stalin's reign his nicknames included:

  • "Uncle Joe", by western media, during and after World War II.[287][288]
  • "Kremlin Highlander" (Russian: кремлевский горец), in reference his Caucasus Mountains origin, notably by Osip Mandelstam in his Stalin Epigram.
  • "Dear father" (Russian: батюшка, batyushka), as he was portrayed as the paternal figure of the Revolution.[289]
  • "Vozhd"' (Russian: Вождь, "the Chieftain"), a term from pre-Tsarist times.

Appearance

While photographs and portraits portray Stalin as physically massive and majestic (he had several painters shot who did not depict him "right"),[290] he was only five feet four inches high (160 cm).[290] (President Harry S. Truman, who stood only five feet nine inches himself, described Stalin as "a little squirt".[291]) His mustached face was pock-marked from small-pox during childhood. After a carriage accident in his youth, his left arm was shortened and stiffened at the elbow, while his right hand was thinner than his left and frequently hidden.[290] Bronze casts made in 1990 from plaster death mask and plaster cards of his hands clearly show a normal right hand and a withered left hand.[292] He could be charming and polite, mainly towards visiting statesmen.[290] In movies, Stalin was often played by Mikheil Gelovani and, less frequently, by Aleksei Dikiy.

Marriages and family

Ekaterina "Kato" Svanidze, Stalin's first wife
Stalin and Nadezhda Alliluyeva

Stalin's son Yakov, whom he had with his first wife Ekaterina Svanidze, shot himself because of Stalin's harshness toward him, but survived. After this, Stalin said "He can't even shoot straight".[293] Yakov served in the Red Army during World War II and was captured by the Germans. They offered to exchange him for Field Marshal Friedrich Paulus, who had surrendered after Stalingrad, but Stalin turned the offer down, stating "You have in your hands not only my son Yakov but millions of my sons. Either you free them all or my son will share their fate."[294] Afterwards, Yakov is said to have committed suicide, running into an electric fence in Sachsenhausen concentration camp, where he was being held.[295] Yakov had a son Yevgeny, who is recently noted for defending his grandfather's legacy in Russian courts. Yevgeny is married to a Georgian woman, has two sons, and grandchildren.[296]

Stalin had a son, Vasiliy, and a daughter, Svetlana, with his second wife Nadezhda Alliluyeva. She died in 1932, officially of illness. She may have committed suicide by shooting herself after a quarrel with Stalin, leaving a suicide note which according to their daughter was "partly personal, partly political".[297] According to A&E Biography, there is also a belief among some Russians that Stalin himself murdered his wife after the quarrel, which apparently took place at a dinner in which Stalin tauntingly flicked cigarettes across the table at her. Historians also claim her death ultimately "severed his link from reality."[298]

Vasiliy rose through the ranks of the Soviet air force, officially dying of alcoholism in 1962; however, this is still in question. He distinguished himself in World War II as a capable airman. Svetlana emigrated to the United States in 1967. In March 2001 Russian Independent Television NTV interviewed a previously unknown grandson living in Novokuznetsk, Yuri Davydov, who stated that his father had told him of his lineage, but, was told to keep quiet because of the campaign against Stalin's cult of personality.[299]

Beside his suite in the Kremlin, Stalin had numerous domiciles. In 1919 he started with a country house near Usovo, he added dachas at Zuvalova and Kuntsevo (Blizhny dacha built by Miron Merzhanov). Before World War II he added the Lipki estate and Semyonovskaya, and had at least four dachas in the south by 1937, including one near Sochi. A luxury villa near Gagri was given to him by Beria. In Abkhazia he maintained a mountain retreat. After the war he added dachas at Novy Alon, near Sukhumi, in the Valdai Hills, and at Lake Mitsa. Another estate was near Zelyony Myss on the Black Sea. All these dachas, estates, and palaces were staffed, well furnished and equipped, kept safe by security forces, and were mainly used privately, rarely for diplomatic purposes.[300] Between places Stalin would travel by car or train, never by air; he flew only once when attending the 1943 Tehran conference.

In 1967 Svetlana defected to the USA and later married William Wesley Peters and by him had a daughter Olga (surname now Evans).

Habits

Stalin enjoyed drinking, but could keep it under control.[301] He would also often force those around him to join in.[301] Stalin preferred Georgian wine over Russian vodka, but usually ate traditional Russian food.[301]

Khrushchev reports in his memoirs that Stalin was fond of American cowboy movies.[302] He would often sleep until evening in his dacha, and after waking up summon high-ranking Soviet politicians to watch foreign movies with him in the Kremlin movie theater.[302] The movies, being in foreign languages, were given a running translation.[302] After the movie had ended, Stalin often invited the audience for dinner, even though the clock was usually past midnight.[302]

Attitude to religion

Stalin had a complex relationship with religious institutions in the Soviet Union.[303] Historians Vladislav Zubok and Constantine Pleshakov have suggested that "[Stalin's] atheism remained rooted in some vague idea of a God of nature."[304] One account states that Stalin's reversal on bans against the church during World War II followed a sign that he believed he received from heaven.[305]

During the Second World War Stalin reopened the Churches. One reason could have been to motivate the majority of the population who had Christian beliefs. The reasoning behind this is that by changing the official policy of the party and the state towards religion, the Church and its clergymen could be to his disposal in mobilizing the war effort. On 4 September 1943, Stalin invited Metropolitan Sergius, Metropolitan Alexy and Metropolitan Nikolay to the Kremlin and proposed to reestablish the Moscow Patriarchate, which had been suspended since 1925, and elect the Patriarch. On 8 September 1943, Metropolitan Sergius was elected Patriarch.

The CPSU Central Committee continued to promote atheism and the elimination of religion during the remainder of Stalin's lifetime after the 1943 concordat.[306] Stalin's greater tolerance for religion after 1943 was limited by party machinations. Whether persecutions after World War II were more aimed at certain sections of society over and above detractors is a disputed point.

Communist Party of Great Britain (Marxist–Leninist) contingent at London May Day march in 2008, carrying a banner of Stalin.

Hypotheses, rumors and misconceptions about Stalin

There are conflicting accounts of Stalin's birth, who listed his birth year in various documents as being in 1878 before coming to power in 1922.[1] The phrase "death of one man is a tragedy, death of a million is a statistic" is sometimes attributed to Stalin,[307] but was actually made by the German writer and pacifist Erich Maria Remarque. In addition, hypotheses and popular rumors exist about Stalin's real father.[308] Some Bolsheviks and others have accused Stalin of being an agent for the Okhrana.[309]

Works

  • "Anarchism or Socialism?," 1907
  • "Marxism and the National Question," 1913
  • "The Principles of Leninism," 1924
  • "Trotskyism or Leninism?," 1924
  • "Dialectical and Historical Materialism," 1938
  • "The Questions of Leninism," 1946
  • "Marxism and Problems of Linguistics," 1950
  • "Economic Problems of Socialism in the U.S.S.R.," 1952
  • Works. Volume 1–13: Foreign Languages Publishing House, Moscow, 1950s/"Volume 14": Red Star Press, London 1978

Stalin was also a well-regarded poet in his youth. Some of his poems were published in Ilia Chavchavadze's journal Iveria and later anthologized.[310][311]

See also

References

Notes

  1. ^ a b c d Although there is an inconsistency among published sources about Stalin's year and date of birth, Iosif Dzhugashvili is found in the records of the Uspensky Church in Gori, Georgia as born on 18 December (Old Style: 6 December) 1878. This birth date is maintained in his School Leaving Certificate, his extensive tsarist Russia police file, a police arrest record from 18 April 1902 which gave his age as 23 years, and all other surviving pre-Revolution documents. As late as 1921, Stalin himself listed his birthday as 18 December 1878 in a curriculum vitae in his own handwriting. However, after his coming to power in 1922, Stalin changed the date to 21 December 1879 (Old Style date 9 December 1879). That became the day his birthday was celebrated in the Soviet Union."Prominent figures". State and Power in Russia. http://state.rin.ru/cgi-bin/persona_e.pl?id=4140&id_subcat=6&r=8. Retrieved 19 July 2008. 
  2. ^ Wheatcroft, S. G.; Davies, R. W.; Cooper, J. M. (1986). Soviet Industrialization Reconsidered: Some Preliminary Conclusions about Economic Development between 1926 and 1941. 39. Economic History Review. p. 264. ISBN 9780719046001. http://books.google.com/?id=m-voAAAAIAAJ&dq. 
  3. ^ a b Getty, Rittersporn, Zemskov. Victims of the Soviet Penal System in the Pre-War Years: A First Approach on the Basis of Archival Evidence. The American Historical Review, Vol. 98, No. 4 (Oct., 1993), pp. 1017–1049.
  4. ^ Abbott Gleason (2009). A Companion to Russian History. Wiley-Blackwell. p.373. ISBN 1-4051-3560-3
  5. ^ Michael Jabara Carley. End of the 'Low, Dishonest Decade': Failure of the Anglo–Franco–Soviet Alliance in 1939. Europe-Asia Studies, Vol. 45, No. 2 (1993), pp. 303–341
  6. ^ Weinberg, G.L. (1995). A World at Arms: A Global History of World War II. Cambridge University Press. p. 264. ISBN 0521558794. 
  7. ^ Rozhnov, Konstantin, Who won World War II?. BBC.
  8. ^ Superpower politics: change in the United States and the Soviet Union Books.Google.com
  9. ^ a b How Russia faced its dark past, BBC News (5 March 2003)
  10. ^ a b Russian youth: Stalin good, migrants must go: poll, Reuters (25 July 2007)
  11. ^ Montefiore, Young Stalin, p. 61
  12. ^ Medvedev, Let History Judge, p. 29
  13. ^ Montefiore, Young Stalin, p. 1-16
  14. ^ Montefiore, Young Stalin, p. 261
  15. ^ a b Simon Sebag Montefiore. Young Stalin. 2007. ISBN 9780297850687
  16. ^ Robert Service. Stalin: A Biography. pg 172
  17. ^ Knight, Ami W. (1991), Beria and the Cult of Stalin: Rewriting Transcaucasian Party History. Soviet Studies, Vol. 43, No. 4, pp. 749–763
  18. ^ Shanin, Teodor (July 1989), Ethnicity in the Soviet Union: Analytical Perceptions and Political Strategies. Comparative Studies in Society and History, Vol. 31, No. 3, pp. 409–424
  19. ^ a b c d e f g Robert Service. Stalin: A Biography. 2004. ISBN 978-0-330-41913-0
  20. ^ Peter Gue Zarrow (2005). China in war and revolution, 1895–1949. Psychology Press. p. 233. ISBN 0415364477. http://books.google.com/books?id=OCI3gnzsYc0C&pg=PA233. Retrieved 1 January 2011. 
  21. ^ Robert Carver North (1963). Moscow and Chinese Communists. Stanford University Press. p. 96. ISBN 0804704538. http://books.google.com/books?id=wjCsAAAAIAAJ&pg=PA96. Retrieved 1 January 2011. 
  22. ^ Walter Moss (2005). A history of Russia: Since 1855. Anthem Press. p. 282. ISBN 1843310341. http://books.google.com/books?id=yMwdWFtgV0QC&pg=PA282. Retrieved 1 January 2011. 
  23. ^ a b c d e f Simon Sebag Montefiore. Stalin: The Court of the Red Tsar, Knopf, 2004 (ISBN 1-4000-4230-5)
  24. ^ Soviet Readers Finally Told Moscow Had Trotsky Slain. Published in the New York Times on 5 January 1989. Retrieved 4 October 2007
  25. ^ "Joseph Stalin Height – Stalin's". http://www.celebheights.com/s/Joseph-Stalin-3210.html. 
  26. ^ Tuominen, Arvo. The Bells of the Kremlin. p. 162. ISBN 0874512492. 
  27. ^ a b Orlando Figes The Whisperers: Private Life in Stalin's Russia, 2007, ISBN 08050-7461-9
  28. ^ Lenin, Stalin, and Hitler: The Age of Social Catastrophe. By Robert Gellately. 2007. Knopf. ISBN 1400040051
  29. ^ Ian Kershaw, Moshe Lewin, Stalinism and Nazism: Dictatorships in Comparison, Cambridge University Press 1997, ISBN 0521565219, p. 300
  30. ^ Leo Kuper, Genocide: Its Political Use in the Twentieth Century, Yale University Press 1982, ISBN 0300031203
  31. ^ Brackman 2001, p. 204
  32. ^ Brackman 2001, pp. 205–6
  33. ^ Brackman 2001, p. 207
  34. ^ a b Overy 2004, p. 182
  35. ^ Tucker 1992, p. 456
  36. ^ Snyder, Timothy. Bloodlands: Europe Between Hitler and Stalin. Basic Books, 2010. ISBN 0465002390 p. 137
  37. ^ "Newseum: The Commissar Vanishes". http://www.newseum.org/berlinwall/commissar_vanishes/vanishes.htm. Retrieved 19 July 2008. 
  38. ^ The scale of Stalin's purge of Red Army officers was exceptional—90% of all generals and 80% of all colonels were killed. This included three out of five Marshals, 13 out of 15 Army commanders, 57 of 85 Corps commanders, 110 of 195 divisional commanders and 220 of 406 brigade commanders as well as all commanders of military districts. (p.195, Carell, P. (1964) Hitler's War on Russia: The Story of the German Defeat in the East. translated from German by Ewald Osers, B.I. Publications New Delhi, 1974 (first Indian edition)
  39. ^ Tucker, Robert C., Stalinism: Essays in Historical Interpretation, , American Council of Learned Societies Planning Group on Comparative Communist Studies, Transaction Publishers, 1999, ISBN 0765804832, p. 5
  40. ^ Overy 2004, p. 338
  41. ^ Tim Tzouliadis. Nightmare in the workers paradise BBC, 2 August 2008 See also: Tzouliadis, Tim. The Forsaken: An American Tragedy in Stalin's Russia. The Penguin Press, 2008 (ISBN 1594201684)
  42. ^ Barry McLoughlin; Kevin McDermott(eds) (4 February 2003). Stalin's Terror: High Politics and Mass Repression in the Soviet Union. Palgrave Macmillan. p. 141. ISBN 1403901198. http://books.google.com/?id=8yorTJl1QEoC&pg=PA141. 
  43. ^ Hiroaki Kuromiya, The Voices of the Dead: Stalin's Great Terror in the 1930s. Yale University Press, 24 December 2007. ISBN 0300123892 p. 4
  44. ^ Barry McLoughlin; Kevin McDermott(eds) (4 February 2003). Stalin's Terror: High Politics and Mass Repression in the Soviet Union. Palgrave Macmillan. p. 6. ISBN 1403901198. http://books.google.com/?id=8yorTJl1QEoC&pg=PA6. 
  45. ^ Snyder, Timothy. Bloodlands: Europe Between Hitler and Stalin. Basic Books, 2010. ISBN 0465002390 p. 101
  46. ^ Rosefielde, Stephen, Stalinism in Post-Communist Perspective: New Evidence on Killings, Forced Labour and Economic Growth in the 1930s, Europe-Asia Studies, Vol. 48, No. 6, 1996
  47. ^ Comment on Wheatcroft by Robert Conquest, 1999
  48. ^ Pipes, Richard, Communism: A History (Modern Library Chronicles), p. 67
  49. ^ Applebaum 2003, p. 584
  50. ^ John Keep. Recent Writing on Stalin's Gulag: An Overview. 1997
  51. ^ a b c Michael Ellman, Stalin and the Soviet Famine of 1932–33 Revisited Europe-Asia Studies, Routledge. Vol. 59, No. 4, June 2007, 663–693. PDF file
  52. ^ Quoted in Dmitri Volkogonov, Stalin: Triumph and Tragedy (New York, 1991), p.210
  53. ^ a b Hiroaki Kuromiya, The Voices of the Dead: Stalin's Great Terror in the 1930s. Yale University Press, 24 December 2007. ISBN 0300123892 p. 2
  54. ^ Michael Ellman. The Role of Leadership Perceptions and of Intent in the Soviet Famine of 1931–1934. Europe-Asia Studies, 2005. p. 826
  55. ^ a b Boobbyer 2000, p. 130
  56. ^ Pohl, Otto, Ethnic Cleansing in the USSR, 1937–1949, ISBN 0313309213
  57. ^ "Soviet Transit, Camp, and Deportation Death Rates". http://www.hawaii.edu/powerkills/USSR.TAB1B.GIF. Retrieved 25 June 2010. 
  58. ^ a b Alan Bullock, pp. 904–905
  59. ^ Robert Conquest in Victims of Stalinism: A Comment. Europe-Asia Studies, Vol. 49, No. 7 (Nov. 1997), pp. 1317–1319 states:"We are all inclined to accept the Zemskov totals (even if not as complete) with their 14 million intake to Gulag 'camps' alone, to which must be added 4–5 million going to Gulag 'colonies', to say nothing of the 3.5 million already in, or sent to, 'labour settlements'. However taken, these are surely 'high' figures."
  60. ^ "The rise of Stalin: AD1921–1924". History of Russia. HistoryWorld. http://www.historyworld.net/wrldhis/PlainTextHistories.asp?HistoryID=ac14&ParagraphID=qxe#qxe. Retrieved 19 July 2008. 
  61. ^ Stalin, Joseph, Dizzy with success,Pravda, 2 March 1930
  62. ^ Stalin, Joseph, Reply to Collective Farm Comrades, Pravda, 3 April 1930
  63. ^ "Ukraine Irks Russia With Push to Mark Stalin Famine as Genocide". Bloomberg.com. 3 January 2008
  64. ^ "Overpopulation.Com " The Soviet Famines of 1921 and 1932-3". http://web.archive.org/web/20080202145721rn_1/www.overpopulation.com/faq/famine/the-soviet-famines-of-1921-and-1932-3/. 
  65. ^ "Ukraine's Holodomor". The Times (UK). 1 July 2008. http://www.timesonline.co.uk/tol/comment/letters/article4243813.ece. Retrieved 19 October 2008. 
  66. ^ Alan Bullock, p. 269
  67. ^ a b (PDF) The Industrialisation of Soviet Russia. 5 – The Years of Hunger: Soviet Agriculture, 1931–1933. Palgrave Macmillan. 2004. http://www2.warwick.ac.uk/fac/soc/economics/staff/faculty/harrison/reviews/davies-wheatcroft2004.pdf. Retrieved 28 December 2008. 
  68. ^ "Natural Disaster and Human Actions in the Soviet Famine of 1931–1933" (PDF). The Carl Beck Papers in Russian and East European Studies. http://www.as.wvu.edu/history/Faculty/Tauger/Tauger,%20Natural%20Disaster%20and%20Human%20Actions.pdf. Retrieved 28 December 2008. 
  69. ^ According to Ellman, although the 1946 drought was severe, government mismanagement of its grain reserves largely accounted for the population losses. Michael Ellman, "The 1947 Soviet Famine and the Entitlement Approach to Famines," Cambridge Journal of Economics 24 (2000): 603–30. PDF file
  70. ^ Findings of the Commission on the Ukraine Famine. Famine Genocide. 19 April 1988. http://www.faminegenocide.com/resources/findings.html.  See also: "Statement by Pope John Paul II on the 70th anniversary of the Famine". Skrobach. http://www.skrobach.com/ukrhol.htm. Retrieved 23 August 2008.  See also: "Expressing the sense of the House of Representatives regarding the man-made famine that occurred in Ukraine in 1932–1933". US House of Representatives. 21 October 2003. http://www.artukraine.com/famineart/uscongr4.htm. Retrieved 23 August 2008.  See also: Yaroslav Bilinsky (1999). "Was the Ukrainian Famine of 1932–1933 Genocide?". Journal of Genocide Research 1 (2): 147–156. doi:10.1080/14623529908413948. http://www.faminegenocide.com/resources/bilinsky.html. 
  71. ^ Lisova, Natasha (28 November 2006). "Ukraine Recognize Famine As Genocide". Associated Press. http://www.ukemonde.com/holodomor/index.html. 
  72. ^ France Meslé, Gilles Pison, Jacques Vallin France-Ukraine: Demographic Twins Separated by History, Population and societies, N°413, juin 2005
  73. ^ ce Meslé, Jacques Vallin Mortalité et causes de décès en Ukraine au XXè siècle + CDRom ISBN 2-7332-0152-2 CD online data (partially – Ined.fr
  74. ^ Stanislav Kulchytsky, Hennadiy Yefimenko. Демографічні наслідки голодомору 1933 р. в Україні. Всесоюзний перепис 1937 р. в Україні: документи та матеріали (Demographic consequence of Holodomor of 1933 in Ukraine. The all-Union census of 1937 in Ukraine), Kiev, Institute of History, 2003
  75. ^ С. Уиткрофт (Stephen G. Wheatcroft), "О демографических свидетельствах трагедии советской деревни в 1931—1933 гг." (On demographic evidence of the tragedy of the Soviet village in 1931–1833), "Трагедия советской деревни: Коллективизация и раскулачивание 1927–1939 гг.: Документы и материалы. Том 3. Конец 1930–1933 гг.", Российская политическая энциклопедия, 2001, ISBN 5-8243-0225-1, с. 885, Приложение № 2
  76. ^ "The famine of 1932–33". Ukraine: Britannica.com. http://www.britannica.com/EBchecked/topic/612921/Ukraine/30078/Soviet-Ukraine#ref=ref404577. Retrieved 25 June 2010. 
  77. ^ Kyiv court accuses Stalin leadership of organizing famine, Kyiv Post (13 January 2010)
  78. ^ Ukraine court finds Bolsheviks guilty of Holodomor genocide, (13 January 2010)
  79. ^ Charles N. Steele (2002) (PDF). Sustainable Development: Promoting Progress or Perpetuating Poverty?. Profile Books. http://ipn.lexi.net/images/uploaded/12-402934626c558--charles_steele_chapter6.pdf. Retrieved 28 December 2008.  See also: "Reassessing the Standard of Living in the Soviet Union" (PDF). Centre for Economic Policy Research. 2002. http://www.cepr.org/meets/wkcn/7/753/papers/brainerd.pdf. Retrieved 19 July 2008. 
  80. ^ Robert Lewis; ed. Mark Harrison, R.W. Davies, S.G. Wheatcroft (1994). The Economic Transformation of the Soviet Union. Cambridge University Press. p. 188. 
  81. ^ Oliver Freire Jr. Marxism and the Quantum Controversy: Responding to Max Jammer's Question
  82. ^ Péter Szegedi Cold War and Interpretations in Quantum Mechanics
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  87. ^ Dimitry V. Pospielovsky. A History of Soviet Atheism in Theory and Practice, and the Believer, vol 2: Soviet Anti-Religious Campaigns and Persecutions, St Martin's Press, New York (1988) p. 89
  88. ^ Alexander N. Yakovlev; Austin, Anthony; Hollander, Paul (10 April 2004). A Century of Violence in Soviet Russia. Yale University Press. p. 165. ISBN 9780300103229. http://books.google.com/?id=ChRk43tVxTwC&pg=PA165.  See also: Richard Pipes (2001). Communism: A History. Modern Library Chronicles. p. 66. ISBN 0679640509. 
  89. ^ Joseph V.Stalin. "Voprosy leninizma", 2nd ed., Moscow, p. 589; (1951) "Istoricheskij materializm", ed. by F. B. Konstantinov, Moscow, p. 402; P. Calvert (1982). "The Concept of Class", New York, pp. 144–145
  90. ^ "Twentieth Century Atlas – Death Tolls". http://users.erols.com/mwhite28/warstat1.htm#Stalin.  See also: Aleksandr Solzhenitsyn: The Gulag Archipelago 1918–1956, 1973–1976 ISBN 0-8133-3289-3
  91. ^ Stephen G. Wheatcroft, "Victims of Stalinism and the Soviet Secret Police: The Comparability and Reliability of the Archival Data. Not the Last Word", Source: Europe-Asia Studies, Vol. 51, No. 2 (Mar. 1999), pp. 315–345, gives the following numbers: During 1921–53, the number of sentences was (political convictions): sentences, 4,060,306; death penalties, 799,473; camps and prisons, 2,634397; excile, 413,512; other, 215,942. In addition, during 1937–52 there were 14,269,753 non-political sentences, among them 34,228 death penalties, 2,066,637 sentences for 0–1 year, 4,362,973 for 2–5 years, 1,611,293 for 6–10 years, and 286,795 for more than 10 years. Other sentences were non-custodial
  92. ^ Simon Sebag Montefiore. Stalin: The Court of the Red Tsar. p. 649. ISBN 0753817667. 
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  98. ^ a b Applebaum 2003
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  103. ^ Ellman, Michael (09 2005). "The Role of Leadership Perceptions and of Intent in the Soviet Famine of 1931–1934" (PDF). Europe-Asia Studies (Routledge) 57 (6): 823–41. doi:10.1080/09668130500199392. http://www.paulbogdanor.com/left/soviet/famine/ellman.pdf. Retrieved 4 July 2008. 
  104. ^ Naimark, Norman M. Stalin's Genocides (Human Rights and Crimes against Humanity). Princeton University Press, 2010. pp. 134–135. ISBN 0691147841
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  110. ^ Simon Sebag Montefiore. Stalin: The Court of the Red Tsar. p. 649: "Perhaps 20 million had been killed; 28 million deported, of whom 18 million had slaved in the Gulags.". ISBN 0753817667.  See also: Dmitri Volkogonov. Autopsy for an Empire: The Seven Leaders Who Built the Soviet Regime. pp. 139: "Between 1929 and 1953 the state created by Lenin and set in motion by Stalin deprived 21.5 million Soviet citizens of their lives.". ISBN 0684834200.  and Alexander N. Yakovlev; Austin, Anthony; Hollander, Paul (10 April 2004). A Century of Violence in Soviet Russia. Yale University Press. p. 234: "My own many years and experience in the rehabilitation of victims of political terror allow me to assert that the number of people in the USSR who were killed for political motives or who died in prisons and camps during the entire period of Soviet power totaled 20 to 25 million. And unquestionably one must add those who died of famine – more than 5.5 million during the civil war and more than 5 million during the 1930s.". ISBN 9780300103229. http://books.google.com/?id=ChRk43tVxTwC&pg=PA234.  and Robert Gellately. Lenin, Stalin, and Hitler: The Age of Social Catastrophe. Knopf, 2007 ISBN 1400040051 p. 584: "More recent estimations of the Soviet-on-Soviet killing have been more 'modest' and range between ten and twenty million." and Stéphane Courtois. The Black Book of Communism: Crimes, Terror Repression. Harvard University Press, 1999. p. 4: "U.S.S.R.: 20 million deaths." and Jonathan Brent, Inside the Stalin Archives: Discovering the New Russia. Atlas & Co., 2008 (ISBN 0977743330) Introduction online (PDF file): Estimations on the number of Stalin's victims over his twenty-five year reign, from 1928 to 1953, vary widely, but 20 million is now considered the minimum. and Steven Rosefielde. Red Holocaust. Routledge, 2009. ISBN 0415777577 p.17: "We now know as well beyond a reasonable doubt that there were more than 13 million Red Holocaust victims 1929–53, and this figure could rise above 20 million." and Norman Naimark. Stalin's Genocides (Human Rights and Crimes against Humanity). Princeton University Press, 2010. p. 11: "Yet Stalin's own responsibility for the killing of some fifteen to twenty million people carries its own horrific weight..."
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  233. ^ Germany (East), Library of Congress Country Study, Appendix B: The Council for Mutual Economic Assistance
  234. ^ a b Bideleux & Jeffries 1998
  235. ^ "Moslems Urged To Resist Russia". Christian Science Monitor. 25 Sep 1951. http://pqasb.pqarchiver.com/csmonitor_historic/access/275861742.html?dids=275861742:275861742&FMT=CITE&FMTS=CITE:AI&date=Sep+25%2C+1951&author=&pub=Christian+Science+Monitor&desc=Moslems+Urged+To+Resist+Russia&pqatl=google. 
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  238. ^ See, e.g., Brown, Philip Marshall. "The Recognition of Israel", American Journal of International Law, Vol. 42, No. 3 (Jul. 1948), p. 620
  239. ^ Roberts 2002, p. 98
  240. ^ a b c Henig 2005, p. 67
  241. ^ a b Roberts 2002, p. 96
  242. ^ Department of State 1948, pp. 80–358
  243. ^ a b c d Roberts 2002, p. 97
  244. ^ Roberts 2002, p. 100
  245. ^ Taubert 2003, p. 318
  246. ^ a b Nekrich, Ulam & Freeze 1997, pp. 202–205
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  263. ^ Brent & Naumov 2004, p. 184
  264. ^ Brent & Naumov 2004, p. 295
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  269. ^ Solzhenitzin, Alexander, The Gulag Archipelago, 1973
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  276. ^ Brent & Naumov 2004
  277. ^ ”Stalin was ‘afraid of Beria’, thought Khrushchev, ‘and would have been glad to get rid of him but didn’t know how to do it.’ Stalin himself confirmed this, sensing that Beria was winning support...”. Simon Sebag Montefiore, Stalin, 2003, p. 548. Cf. Nikita Khrushchev, Khrushchev remembers, 1971, pp. 250, 311
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  281. ^ Walker, Shaun (14 May 2008). "The Big Question: Why is Stalin still popular in Russia, despite the brutality of his regime?". The Independent (UK). http://www.independent.co.uk/news/world/europe/the-big-question-why-is-stalin-still-popular-in-russia-despite-the-brutality-of-his-regime-827654.html. Retrieved 23 August 2008. 
  282. ^ "Russia: Court Rejects Libel Claim by Stalin's Grandson" Associated Press article in The New York Times 13 October 2009
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  286. ^ Montefiore, Simon (2007). "Epilogue". Young Stalin (2007 Costa biography winner ed.). Britain: Weidenfeld & Nicolson. p. 395. ISBN 0297850687. 
  287. ^ "The Human Monster," p. 4. O'Hehir, A. Salon.com. 5 May 2005
  288. ^ Rico, Ralph (31 May 1997). "Rethinking Churchill". In Denson, John V.. The Costs of War: America's Pyrrhic Victories (1st ed.). New Brunswick, N.J.: Transaction Publishers. p. 258. ISBN 1560003197. OCLC 36011765. http://books.google.com/?id=WbJNNPgcrykC&pg=PA258. Retrieved 21 September 2008. 
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  290. ^ a b c d Nikolai Tolstoy. Stalin's Secret War. Holt, Rinehart, and Winston (1981), ISBN 0-03-047266-0. pp. 19–21. ISBN 0030472660. 
  291. ^ McCullough, David (9 April 1952). Truman. Simon and Schuster. p. 507. ISBN 9780743260299. http://books.google.com/?id=8fp1A2s6aQwC&pg=PA507. Retrieved 25 June 2010. 
  292. ^ "Bronze cast of Stalin's death mask goes for auction". BBC News Online. 2012-01-23. http://www.bbc.co.uk/news/uk-england-shropshire-16691897. Retrieved 2012-01-24. 
  293. ^ Simon Sebag Montefiore. Stalin: The Court of the Red Tsar, Knopf, 2004. page=11 (ISBN 1-4000-4230-5),
  294. ^ "Historical Notes: The Death of Stalin's Son". Time. 1 March 1968. http://www.time.com/time/magazine/article/0,9171,941216,00.html. Retrieved 7 May 2010. 
  295. ^ Desmond Butler (17 December 2001). "Ex-Death Camp Tells Story of Nazi + Soviet Horrors". New York Times. http://www.nytimes.com/2001/12/17/world/ex-death-camp-tells-story-of-nazi-and-soviet-horrors.html. 
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  297. ^ Koba the Dread, p. 133, ISBN 0786868767; Stalin: The Man and His Era, p. 354, ISBN 0807070017, in a footnote he quotes the press announcement as speaking of her "sudden death"; he also cites pp. 103–105 of his daughter's book, Twenty Letters to a Friend, the Russian edition, New York, 1967
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Bibliography

  • Applebaum, Anne (2003). Gulag: A History. Doubleday. ISBN 0767900561. 
  • Bideleux, Robert; Jeffries, Ian (1998). A History of Eastern Europe: Crisis and Change. Routledge. ISBN 9780203050248. 
  • Boobbyer, Phillip (2000). The Stalin Era. Routledge. ISBN 0767900561. 
  • Brackman, Roman (2001). The Secret File of Joseph Stalin: A Hidden Life. Frank Cass Publishers. ISBN 0714650501. 
  • Brent, Jonathan; Naumov, Vladimir (2004). Stalin's Last Crime: The Plot Against the Jewish Doctors, 1948–1953. HarperCollins. ISBN 0060933100. 
  • Fest, Joachim C. (2002). Hitler. Houghton Mifflin Harcourt. ISBN 0156027542. 
  • Henig, Ruth Beatrice (2005). The Origins of the Second World War, 1933–41. Routledge. ISBN 0415332621. 
  • Montefiore, Simon Sebag (2007). Young Stalin. Weidenfeld & Nicolson. ISBN 9780297850687. 
  • Murphy, David E. (2006). What Stalin Knew: The Enigma of Barbarossa. Yale University Press. ISBN 030011981X. 
  • Overy, R. J. (2004). The Dictators: Hitler's Germany and Stalin's Russia. W. W. Norton & Company. ISBN 0393020304. 
  • Nekrich, Aleksandr Moiseevich; Ulam, Adam Bruno; Freeze, Gregory L. (1997). Pariahs, Partners, Predators: German-Soviet Relations, 1922–1941. Columbia University Press. ISBN 0231106769. 
  • Roberts, Geoffrey (2006). Stalin's Wars: From World War to Cold War, 1939–1953. Yale University Press. ISBN 0300112041. 
  • Roberts, Geoffrey (2002). Stalin, the Pact with Nazi Germany, and the Origins of Postwar Soviet Diplomatic Historiography. 4. 
  • Roberts, Geoffrey (1992). "The Soviet Decision for a Pact with Nazi Germany". Soviet Studies (Taylor & Francis, Ltd.) 55 (2): 57–78. JSTOR 152247. 
  • Soviet Information Bureau (1948). Falsifiers of History (Historical Survey). Moscow: Foreign Languages Publishing House. 272848. 
  • Department of State (1948). Nazi-Soviet Relations, 1939–1941: Documents from the Archives of The German Foreign Office. Department of State. http://www.ibiblio.org/pha/nsr/nsr-preface.html. 
  • Taubert, Fritz (2003). The Myth of Munich. Oldenbourg Wissenschaftsverlag. ISBN 3486566733. 
  • Tucker, Robert C. (1992). Stalin in Power: The Revolution from Above, 1928–1941. W. W. Norton & Company. ISBN 0393308693. 
  • Watson, Derek (2000). "Molotov's Apprenticeship in Foreign Policy: The Triple Alliance Negotiations in 1939". Europe-Asia Studies (Taylor & Francis, Ltd.) 52 (4): 695–722. doi:10.1080/713663077. JSTOR 153322. 
  • Wettig, Gerhard (2008). Stalin and the Cold War in Europe. Rowman & Littlefield. ISBN 0742555429. 

Further reading

External links

Political offices
Preceded by
None
People's Commissar of Nationalities of the RSFSR
1917–1923
Succeeded by
?
Preceded by
Vyacheslav Molotov
Chairman of the Council of Ministers of the Soviet Union
Council of People's Commissars until 1946

1941–1953
Succeeded by
Georgy Malenkov
Preceded by
Semyon Timoshenko
Minister of Defence of the Soviet Union
People's Commissar until 1946

1941–1947
Succeeded by
Nikolai Bulganin
Preceded by
None
Chairman of the State Defense Committee
1941–1945
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None
Party political offices
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None
General Secretary of the Communist Party of the Soviet Union
1922–1953
Succeeded by
Nikita Khrushchev
Military offices
Preceded by
None
Generalissimo of the Soviet Union
1945–1953
Succeeded by
None


 
 
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destalinization
Stalin's purge trials (History)

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