How does a securities broker dealer differ from a registered investment advisor?
A broker-dealer is allowed by industry regulations to make money on commissions, if acting as a broker, and mark-ups, if acting as a dealer. Registered Investment Advisors are not allowed to charge commissions and to hold inventories of securities; and earn their income from advisory fees. Such fees are commonly calculated based on total value of assents under management. Investment advisors usually have close associations with broker-dealers, which allow them to execute transactions on clients' behalf instantaneously. Very frequently a broker-dealer can be a registered investment advisor and vice versa.
What factors can managers actually influence that affect stock price?
Managers can influence several items which directly effect stock price. The number of shares which the company decides to float will effect the price of the common stock. In addition, since valuation is determined by the present value of future cash flows, managers may influence the magnitude and timing of those cash flows. Any decision which increases the magnitude of those future cash flows would likely increase the common stock price. Similarly, decisions which delay costs and/or move forward expected cash flows would also likely have a positive effect on the valuation of common equity.
The price per share of US Toys stock fell from 34.62 to 27.17 Find the percent of decrease in price?
0.215
What are some examples of Consumer Discretionary stocks?
* DIRECTTV Group Inc. (NYSE: DTV)
* Coach Inc. (NYSE: COH)
* Nike Inc. (NYSE: NKE)
When BP acquired Amoco on 8-11-98 how many shares of BP did you get for each share of AN?
0.6617 Share
Did Manute Bol box against William Perry?
Supposedly, there was a television show named Celebrity Boxing where celebrities would put on the gloves and spar a couple of rounds. One of the events on this show was a 'match' between Manute Bol and William Perry. According to an article on espn.com, Bol 'beat up' the Fridge.
What stock ticker symbols describe the company without referring to the company name?
BID - Sotheby's
BTU - Peabody Energy Corporation
CAR - Avis Budget Group Inc.
CHIC - Charlotte Russe Holding
CHINA - CDC Corporation
CRM - Salesforce.com
DISH - EchoStar Communications
DNA - Genentech, Inc.
DOL - WisdomTree International Large Cap Div Fund
EAR - HearUSA, Inc.
EAT - Brinker International (Restaurants)
FUN - Cedar Fair, LP
GAS - Nicor, Inc.
HOG - Harley-Davidson, Inc.
JAVA - Sun Microsystems, Inc.
RIG - Transocean, Inc.
TAP - Molson Coors Brewing Co.
TREE - Cambium Global Timberland Limited
WOOF - VCA Antech, Inc. (Pet Health Care)
ZEUS - Olympic Steel, Inc.
ZZ - Sealy Corporation
WHAT WAS WALMART STOCK PRICE IN OCTOBER 30 2003?
The price of one share of Wal-mart stock on October 30, 2003, was $58.80
Nobody really made profit sharing. Profit sharing is an idea that blossomed because it was the most efficient way of moving forward.
How does a portfolio with 2 stocks decrease if both stocks are increasing?
The value of a portfolio may decrease when the stocks are increasing in price if the portfolio owner is making bets that the stocks will decrease in price. One way to do this is by short selling ('shorting') a stock. This essentially means you borrow the stock and then immediately sell it, in the hope that the stock will decrease in value so you can buy it back at the lower price (the opposite of buying a stock and hoping for an increase in value).
What website do you use to look up your child's grades?
If you want to look up your child's grade online, go to your child's school website, go to his/her school and ask them for a password so you can login and look at your child's grade! ---good thing my parents don't know about this though--- :D
What effect did the Enron scandal have on J.P. Morgan?
The U.S. Securities and Exchange Commission alleged that the company helped Enron set up complex financing, which allowed Enron to hide debt and make earnings and revenues look much better than the actual financial position
-7.9%
His name is actually spelled Carl Icahn. Carl is an American businessman who is worth an estimated $24.5 billion. He has been married twice and has two children.
How do you find information on how many shares of walmart stock you own?
The question was: How do you find information on how many shares of Walmart stock you own?
The answer is: It depends on how you own the shares. Essentially, there are 2 methods to own a company's stock: Through a Brokerage Company or through Direct Investment.
The most common way by far is to buy the shares of stock through a brokerage company and have the brokerage company "hold" them for you in an account you set up with the brokerage company. As such, the company in whom you won the stock - in this case Walmart - will deal with your brokerage company in all matters relating to the stock. For example, dividends will be paid by Walmart to the brokerage company, and the brokerage company will credit them to your brokerage account. Then you - as the owner of the brokerage account - can direct the brokerage company to use those funds to buy more stock, send the funds to you, etc. The company's stock - Walmart in this case - is registered in the "Street Name" - the name of the brokerage company. The brokerage company then holds the shares for you and does all the work for you as well - for which the collect fees (to "manage" your account) and commissions (money you pay to the brokerage company for the buying and selling of the shares).
The second way is Direct Investment. If the company in which you wish to own the stock participates in a direct investment plan - and many do, you can buy the shares directly through that company. For example, Walmart allows individuals to invest directly in Walmart shares. You deal directly with their "transfer agent" (the company that manages the transactions for Walmart). There are only a few transfer agents - Computershare and BNY Mellon are two of the largest - and every one of the 30 stocks in the Dow Jones Industrial Average and most of the S&P 500 offer a Direct Investment Plan (DRIP for short) to individuals who wish to participate in one.
Why would someone chose to purchase stock via a DRIP rather than a broker? Several reasons.
1) Cost is a big one. Most DRIPs charge very low fees - far less than even a discount broker. For example, Pfizer - the world's largest drug company - charges no fee at all to set up a drip with them.
2) A second reason is fractional shares, where the company allows you to invest all the money you wish, with none left over if you did not have enough to purchase an exact share - for example, if Pfizer is selling for $16 a share, and you had $100 to invest, Pfizer would purchase, and hold for you in your DRIP account with Pfizer, 6.25 shares.
3) Dividend re-investment. If Pfizer pays a dividend (and they do), they will either send you a check, or if you wish - and you should - buy more shares if Pfizer stock with it. At little or no cost (with Pfizer, it is no cost) to you. This is a great way to add more shares to you holdings - without paying for them.
Drawbacks with a DRIP? The main one is you don't get all that attention from a broker. Some people find they don't need it - nor do they need to pay for it - so they don't mind. Second, let's say you have three DRIPs - Pfizer, Exxon, and GE. You would have three accounts, and get three statements - one for each stock you own.
To find out more, Search for DRIP on Google, or look at two of the largest DRIP transfer agents - Computershare (www. computershare.com) and BNY Mellon (http://www.bnymellon.com/shareownerservices/individuals.html).
Good Luck...
What are the provisions of the Securities Exchange Act of 1934?
This act created the Securities Exchange Commission (SEC) and required any brokers or dealers engaged in the exchange of securities to report these transactions to the SEC
What kind of market anticipates a decline in prices in an entire stock market?
A declining market is a "bear" market. A rising market is called a "bull" market.
Did the federal securities act regulate the selling of stock on the stock market?
No, the federal securities act did not regulate the selling of stock on the stock market. :)
What does it mean to buy a belt?
belt for you car. Timeing belt for power steering, fan clutch, ect...
My whipers on my Buick century 2002 are stuck up and wont go down?
I had the same problem on my 2000. It seems mine slipped on the studs and would stay in a up position. I simply removed the arms from the studs, ran them a few times so they were properly positioned, and replaced the arms back on in the "home" position.
I had the same problem on my 2002 Buick Century and found that it was a broken park tab on the wiper mechanism. We were able to use a small piece of metal to reinforce it.
About the National Stock Exchange of India : In the fast growing Indian financial market, there are 23 stock exchanges trading securities. The National Stock Exchange of India (NSE) situated in Mumbai - is the largest and most advanced exchange with 1016 companies listed and 726 trading members. The NSE is owned by the group of leading financial institutions such as Indian Bank or Life Insurance Corporation of India. However, in the totally de-mutualised Exchange, the ownership as well as the management does not have a right to trade on the Exchange. Only qualified traders can be involved in the securities trading. The NSE is one of the few exchanges in the world trading all types of securities on a single platform, which is divided into three segments: Wholesale Debt Market (WDM), Capital Market (CM), and Futures & Options (F&O) Market. Each segment has experienced a significant growth throughout a few years of their launch. While the WDM segment has accumulated the annual growth of over 36% since its opening in 1994, the CM segment has increased by even 61% during the same period. The National Stock Exchange of India has stringent requirements and criteria for the companies listed on the Exchange. Minimum capital requirements, project appraisal, and company's track record are just a few of the criteria. In addition, listed companies pay variable listing fees based on their corporate capital size. The National Stock Exchange of India Ltd. provides its clients with a single, fully electronic trading platform that is operated through a VSAT network. Unlike most world exchanges, the NSE uses the satellite communication system that connects traders from 345 Indian cities.